Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Starboard Metro DST See All Filings	D/A	2019-08-21 13:40:45 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers CONCORDE INVESTMENT SERVICES, LLC, TIMOTHY JOHN SHERER, WEALTHFORGE SECURITIES, LLC, TRAWNEGAN GALL, David Andrew Kangas, TAYLOR WESTON GARRETT, Dan Laurence Werry, RONALD DAVID BIRNBAUM, Ronald Stillman Cole, David Harris Freedman, CHRISTINA SUZANNE NIELSON, and JOSEPH ALLEN NUGENT CIK Number 0001751300 Filed Document 0001751300-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:40:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAE Sustainability I, LP See All Filings	D	2019-08-21 13:39:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785863 Filed Document 0001785863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:39:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Madison View DST See All Filings	D/A	2019-08-21 13:38:30 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers Orchard Securities LLC, CHAY THOMAS LAPIN, JEFFREY ALAN KIESNOSKI, EDWARD ERIC FERNANDEZ, ROBERT SCOTT SMITH, JASON ANDREW SALMON, KAREN TEMPLETON, ROGER WILLIAM BOWLIN, Jeffrey Lynn Bangerter, David Dahill, and David B. Levinson CIK Number 0001769162 Filed Document 0001769162-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:38:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cello Amati Metric Fund, Ltd. See All Filings	D	2019-08-21 13:33:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785857 Filed Document 0001013594-19-000508 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2019-08-21 13:24:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers KCD Financial CIK Number 0000875729 Filed Document 0000875729-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:24:32 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW ASSOCIATES LLC See All Filings	D	2019-08-21 13:23:59 UTC
Amount To Be Raised $6,740,000 Associated Brokers / Dealers N/A CIK Number 0001785916 Filed Document 0001785916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:23:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-08-21 13:23:38 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:23:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Joinder, LLC See All Filings	D/A	2019-08-21 13:23:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781792 Filed Document 0001781792-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:23:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bella Vida Venture, LLC See All Filings	D	2019-08-21 13:18:01 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001786089 Filed Document 0001786089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:18:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tucson 368 LLC See All Filings	D	2019-08-21 13:16:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001786098 Filed Document 0001786098-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:16:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kingfisher Resources Ltd. See All Filings	D	2019-08-21 13:13:05 UTC
Amount To Be Raised $11,259 Associated Brokers / Dealers N/A CIK Number 0001783362 Filed Document 0001783362-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-21 13:13:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
New Jersey Kidney Stone Center, LLC See All Filings	D	2019-08-21 13:12:12 UTC
Amount To Be Raised $105,434 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:12:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cynosure Investment Partners, LLC See All Filings	D	2019-08-21 13:11:28 UTC
Amount To Be Raised $54,000,000 Associated Brokers / Dealers N/A CIK Number 0001746669 Filed Document 0001192482-19-000343 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAVITY JACK, INC. See All Filings	D	2019-08-21 13:10:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001551022 Filed Document 0001719465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:10:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Cynosure Investment Partners, LLC See All Filings	D	2019-08-21 13:08:39 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001746669 Filed Document 0001192482-19-000342 Exclusions or Exemptions 506b Accepted Date 2019-08-21 13:08:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Door Robotics, Inc. See All Filings	D	2019-08-21 12:59:17 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001785402 Filed Document 0001785402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:59:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
SMART MARKETS FUND, L.P. See All Filings	D/A	2019-08-21 12:58:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529935 Filed Document 0001529935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:58:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPANISH MOUNTAIN GOLD LTD. See All Filings	D	2019-08-21 12:56:44 UTC
Amount To Be Raised $98,839 Associated Brokers / Dealers N/A CIK Number 0001337090 Filed Document 0001183740-19-000194 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:56:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Asclepius Life Sciences Fund LP See All Filings	D	2019-08-21 12:54:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001786055 Filed Document 0001786055-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-21 12:54:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NPC ThoughtSpot, LLC See All Filings	D	2019-08-21 12:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785903 Filed Document 0001785903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:52:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archipelago Analytics Holdings, Inc. See All Filings	D	2019-08-21 12:50:08 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001774149 Filed Document 0001774149-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:50:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eskapr, LLC See All Filings	C-W	2019-08-21 12:36:13 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001774779 Filed Document 0001665160-19-000859 Accepted Date 2019-08-21 12:36:13 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Gulfstream Equity Fund I, LLC See All Filings	D	2019-08-21 12:35:16 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001786023 Filed Document 0001376474-19-000221 Exclusions or Exemptions 506c Accepted Date 2019-08-21 12:35:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brooklyn Heights Farm Residences LLC See All Filings	D	2019-08-21 12:30:22 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001767504 Filed Document 0001767504-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-21 12:30:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Vendaval Corp See All Filings	C	2019-08-21 12:21:40 UTC
Financial Interest Filing Platform Mr. Crowd Offering Amount $1,070,000 CIK Number 0001785391 Filed Document 0001785391-19-000001 Accepted Date 2019-08-21 12:21:40 UTC Type of Offering C Security Offered Amount 125,000 Security Offered Type Preferred Stock State CALIFORNIA
Kobiton, Inc. See All Filings	D	2019-08-21 12:10:07 UTC
Amount To Be Raised $5,199,998 Associated Brokers / Dealers N/A CIK Number 0001754078 Filed Document 0001754078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:10:07 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tudr Media, LLC See All Filings	D	2019-08-21 12:07:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001745311 Filed Document 0001745311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:07:28 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FIRST BUSINESS FINANCIAL SERVICES, INC. See All Filings	D	2019-08-21 12:05:51 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods CIK Number 0001521951 Filed Document 0000892712-19-000318 Exclusions or Exemptions 506b Accepted Date 2019-08-21 12:05:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
SUPPLYKICK LLC See All Filings	D/A	2019-08-21 11:48:44 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001751881 Filed Document 0001751881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:48:44 UTC Type of Offering D/A Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CMDTY SPV4, LP See All Filings	D	2019-08-21 11:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786029 Filed Document 0000902664-19-003513 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tudor Systematic Tactical Trading Fund L.P. See All Filings	D	2019-08-21 11:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786017 Filed Document 0000947871-19-000614 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tudor Systematic Tactical Trading Fund Ltd. See All Filings	D	2019-08-21 11:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786016 Filed Document 0000947871-19-000613 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Macrosynergy Argentina Fund Ltd See All Filings	D/A	2019-08-21 11:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716326 Filed Document 0001315863-19-000717 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Urth Fund LP See All Filings	D	2019-08-21 11:08:05 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001786053 Filed Document 0001786053-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-08-21 11:07:24 UTC
Amount To Be Raised $4,650,980 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-040903 Accepted Date 2019-08-21 11:07:24 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Boothbay Diversified Alpha Fund Ltd See All Filings	D	2019-08-21 11:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785065 Filed Document 0001013594-19-000507 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Boothbay Diversified Alpha Fund LP See All Filings	D	2019-08-21 11:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785080 Filed Document 0001013594-19-000506 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:04:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thermagenix, Inc. See All Filings	D	2019-08-21 11:02:54 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001696443 Filed Document 0001696443-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-21 11:02:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LAFITTE FUND I LP See All Filings	D/A	2019-08-21 10:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444767 Filed Document 0001315863-19-000716 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACP Shamrock Investors, LLC See All Filings	D	2019-08-21 10:47:39 UTC
Amount To Be Raised $4,690,000 Associated Brokers / Dealers N/A CIK Number 0001784017 Filed Document 0001784017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSAM Select Opportunities Fund, SPC - Segregated Portfolio C See All Filings	D	2019-08-21 10:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785986 Filed Document 0000902664-19-003512 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:43:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accel London VI Strategic Partners L.P. See All Filings	D	2019-08-21 10:41:33 UTC
Amount To Be Raised $13,950,000 Associated Brokers / Dealers N/A CIK Number 0001784259 Filed Document 0001784259-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:41:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PropertyClub, Inc. See All Filings	C/A	2019-08-21 10:40:52 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $80,750 CIK Number 0001743467 Filed Document 0001669191-19-000303 Accepted Date 2019-08-21 10:40:52 UTC Type of Offering C/A Security Offered Amount 160 Security Offered Type Common Stock State NEW YORK
Nativ Labs Inc See All Filings	D	2019-08-21 10:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785568 Filed Document 0001785568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:37:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dome Audio Inc. See All Filings	C/A	2019-08-21 10:36:54 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001781955 Filed Document 0001669191-19-000301 Accepted Date 2019-08-21 10:36:54 UTC Type of Offering C/A Security Offered Amount 31,250 Security Offered Type Common Stock State NEW JERSEY
Orion Constellation Partners II, LP See All Filings	D/A	2019-08-21 10:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682595 Filed Document 0001682595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Manor Berrien Springs, L.L.C. See All Filings	D	2019-08-21 10:27:31 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001786009 Filed Document 0001786009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:27:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
IDEA Co-Investment Fund I, LP See All Filings	D/A	2019-08-21 10:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-19-000047 Exclusions or Exemptions 506b Accepted Date 2019-08-21 10:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cao Pharmaceuticals Inc.15 See All Filings	D	2019-08-21 10:06:11 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001784334 Filed Document 0001784334-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-21 10:06:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corten Capital I, LP See All Filings	D	2019-08-21 09:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782321 Filed Document 0001782321-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-21 09:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund