Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Jefferson Holdco Inc. See All Filings	D	2017-09-21 16:21:47 UTC
Amount To Be Raised $6,124,787 Associated Brokers / Dealers N/A CIK Number 0001707518 Filed Document 0000950172-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:21:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hills Capital Investors, LLC See All Filings	D/A	2017-09-21 16:21:47 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001454422 Filed Document 0001454422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STERRX, LLC See All Filings	D	2017-09-21 16:16:19 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670452 Filed Document 0001670452-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:16:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pillar 5 Life Settlement Fund L.P. See All Filings	D	2017-09-21 16:07:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001717566 Filed Document 0001717566-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:07:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ACASS Systems LLC See All Filings	D	2017-09-21 16:07:18 UTC
Amount To Be Raised $1,562,089 Associated Brokers / Dealers N/A CIK Number 0001717382 Filed Document 0001717382-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:07:18 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
PROMINENCE ATX LLC See All Filings	D	2017-09-21 16:06:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716020 Filed Document 0001716020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:06:48 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Appian Two, LLC See All Filings	D	2017-09-21 16:03:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001717542 Filed Document 0001717542-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:03:35 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CirculoGene Theranostics, LLC See All Filings	D	2017-09-21 16:02:24 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 16:02:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Razzor Energy Redfork/Skinner 2017-B Joint Venture See All Filings	D	2017-09-21 15:46:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers n/a CIK Number 0001717614 Filed Document 0001717614-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:46:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Securrency, Inc. See All Filings	D	2017-09-21 15:38:03 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001675534 Filed Document 0001675534-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:38:03 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hawksfield Investment Partners, LP See All Filings	D/A	2017-09-21 15:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652131 Filed Document 0001652131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:36:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Misen Inc. See All Filings	D	2017-09-21 15:18:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716868 Filed Document 0001716868-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 15:18:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOTTOGOPHER HOLDINGS INC See All Filings	D	2017-09-21 14:56:13 UTC
Amount To Be Raised $142,480 Associated Brokers / Dealers N/A CIK Number 0001699928 Filed Document 0001183740-17-000174 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:56:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lomas peAk Fund, LP See All Filings	D/A	2017-09-21 14:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001571087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 HARD SPUN/LOVING VINDICATION, LLC See All Filings	D	2017-09-21 14:46:24 UTC
Amount To Be Raised $219,500 Associated Brokers / Dealers N/A CIK Number 0001717627 Filed Document 0001717626-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:46:24 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Lomas Capital, Ltd. See All Filings	D/A	2017-09-21 14:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001559262-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, LP See All Filings	D/A	2017-09-21 14:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559263 Filed Document 0001559263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHAROS HOSPITALITY, LLC See All Filings	D/A	2017-09-21 14:42:25 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers N/A CIK Number 0001596185 Filed Document 0001596185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:42:25 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Holdings, Inc. See All Filings	D/A	2017-09-21 14:37:57 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001717602 Filed Document 0001717602-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:37:57 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
16 ENGLISH CHANNEL/GINGHAM & LACE, LLC See All Filings	D	2017-09-21 14:35:14 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001717626 Filed Document 0001717626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:35:14 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Wild Sales Holdco, LLC See All Filings	D	2017-09-21 14:27:39 UTC
Amount To Be Raised $8,366,500 Associated Brokers / Dealers N/A CIK Number 0001717571 Filed Document 0001717571-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:27:39 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
16 QUALITY ROAD/CLOSING RANGE, LLC See All Filings	D	2017-09-21 14:26:31 UTC
Amount To Be Raised $161,000 Associated Brokers / Dealers N/A CIK Number 0001717616 Filed Document 0001717616-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:26:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
UAD New Carrollton Commercial I, LP See All Filings	D	2017-09-21 14:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717372 Filed Document 0001717372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:19:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D	2017-09-21 14:18:30 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:18:30 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kindred Holdings, Inc. See All Filings	D	2017-09-21 14:13:32 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001717602 Filed Document 0001717602-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:13:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tilos Therapeutics, Inc. See All Filings	D	2017-09-21 14:06:41 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001678508 Filed Document 0001678508-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:06:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America, LLC See All Filings	D	2017-09-21 14:05:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Koru Careers, Inc. See All Filings	D	2017-09-21 14:03:31 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001586914 Filed Document 0001586914-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 14:03:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galton Onshore Mortgage Recovery Fund IV, L.P. See All Filings	D	2017-09-21 13:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717323 Filed Document 0001717323-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:58:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA MARKET NEUTRAL OFFSHORE FUND LTD. See All Filings	D/A	2017-09-21 13:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001615535 Filed Document 0000919574-17-006870 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital International Ltd. See All Filings	D/A	2017-09-21 13:48:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502358 Filed Document 0001502358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:48:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VUV Analytics, Inc. See All Filings	D	2017-09-21 13:45:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001605336 Filed Document 0001209191-17-053562 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:45:09 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D/A	2017-09-21 13:44:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:44:50 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Galton Offshore Mortgage Recovery Fund IV, Ltd. See All Filings	D	2017-09-21 13:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717421 Filed Document 0001717323-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:39:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nevada Nanotech Systems, Inc. See All Filings	D	2017-09-21 13:32:18 UTC
Amount To Be Raised $25,177,535 Associated Brokers / Dealers N/A CIK Number 0001717530 Filed Document 0001717530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:32:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Wild Alaskan, Inc. See All Filings	D	2017-09-21 13:23:28 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001717630 Filed Document 0001716933-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:23:28 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RFPI, INC. See All Filings	D	2017-09-21 13:11:33 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001657580 Filed Document 0001657580-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 13:11:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Holdfolio Indiana Ohio 12 LLC See All Filings	D	2017-09-21 12:56:27 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001717436 Filed Document 0001717436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:56:27 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
16 INTO MISCHIEF/MARIES ROSE, LLC See All Filings	D	2017-09-21 12:52:14 UTC
Amount To Be Raised $299,000 Associated Brokers / Dealers N/A CIK Number 0001717628 Filed Document 0001717628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:52:14 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Censio, Inc. See All Filings	D	2017-09-21 12:48:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717502 Filed Document 0001144204-17-049023 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:48:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
SPR Therapeutics, Inc. See All Filings	D	2017-09-21 12:38:06 UTC
Amount To Be Raised $18,834,388 Associated Brokers / Dealers Sword Securities LLC CIK Number 0001532647 Filed Document 0001532647-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:38:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Spring Care, Inc. See All Filings	D	2017-09-21 12:28:26 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001716933 Filed Document 0001716933-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:28:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Stealz, Inc. See All Filings	D/A	2017-09-21 12:24:26 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001632535 Filed Document 0001632535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:24:26 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Wild Fire 5G, Inc. See All Filings	D/A	2017-09-21 12:20:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NA CIK Number 0001712824 Filed Document 0001712824-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:20:36 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
LC UNIVERSITY, LLC See All Filings	D	2017-09-21 12:19:59 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001717525 Filed Document 0001717525-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:19:59 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Pro's Closet Inc., The See All Filings	D	2017-09-21 12:14:34 UTC
Amount To Be Raised $9,050,000 Associated Brokers / Dealers N/A CIK Number 0001670188 Filed Document 0001670188-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:14:34 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brookdale Equity Long/Short Fund, L.P. See All Filings	D/A	2017-09-21 12:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614867 Filed Document 0001315863-17-000769 Exclusions or Exemptions 506b Accepted Date 2017-09-21 12:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSYS, INC. See All Filings	D	2017-09-21 11:47:34 UTC
Amount To Be Raised $15,175,441 Associated Brokers / Dealers N/A CIK Number 0001160719 Filed Document 0001160719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:47:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicinal Genomics Corp See All Filings	D	2017-09-21 11:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001498636 Filed Document 0001498636-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:46:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bell Rock Income Fund 2 LLC See All Filings	D/A	2017-09-21 11:44:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700150 Filed Document 0001684873-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-21 11:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund