Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Analyst Hub Holdings, LLC See All Filings	D/A	2019-09-09 10:34:32 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001765973 Filed Document 0001765973-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-09 10:34:32 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2019-09-09 10:33:51 UTC
Amount To Be Raised $2,300,482 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-09-09 10:33:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
BIP Capital Mini Fund III-QP, LP See All Filings	D	2019-09-09 10:25:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001786670 Filed Document 0001786670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 10:25:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyware Labs, Inc. See All Filings	D	2019-09-09 10:23:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001786699 Filed Document 0001786699-19-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2019-09-09 10:23:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Heavenly RX Ltd. See All Filings	D	2019-09-09 10:18:23 UTC
Amount To Be Raised $1,001,667 Associated Brokers / Dealers N/A CIK Number 0001773103 Filed Document 0001062993-19-003634 Exclusions or Exemptions 506b Accepted Date 2019-09-09 10:18:23 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BIP Capital Mini Fund III, LP See All Filings	D	2019-09-09 10:07:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001786671 Filed Document 0001786671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-09 10:07:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Pearl, LLC See All Filings	D	2019-09-09 09:51:16 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001787502 Filed Document 0001787502-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-09 09:51:16 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CS Briarbrook Investors, LLC See All Filings	D	2019-09-09 08:47:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001787493 Filed Document 0001787493-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-09 08:47:24 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Winc, Inc. See All Filings	1-A/A	2019-09-09 06:40:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001782627 Filed Document 0001144204-19-043857 Accepted Date 2019-09-09 06:40:07 UTC Type of Offering 1-A/A Industry RETAIL-CATALOG & MAIL-ORDER HOUSES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $4 State of Jurisdiction DELAWARE Type of Security E
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-09-09 06:31:21 UTC
Amount To Be Raised $4,707,960 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-043855 Accepted Date 2019-09-09 06:31:21 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Via East West Capital Ltd. See All Filings	D	2019-09-06 22:03:16 UTC
Amount To Be Raised $49,100,000 Associated Brokers / Dealers N/A CIK Number 0001787440 Filed Document 0001787440-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-06 22:03:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compellon Inc See All Filings	D	2019-09-06 20:49:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 20:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Threat Assessment Imaging, Inc. See All Filings	D	2019-09-06 20:47:45 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001787328 Filed Document 0001787328-19-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2019-09-06 20:47:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Grobright Biotech Colorado, LLC See All Filings	D	2019-09-06 20:07:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Ruben Mamann CIK Number 0001784701 Filed Document 0001784701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 20:07:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tap Systems Inc. See All Filings	C/A	2019-09-06 19:27:49 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001674153 Filed Document 0001665160-19-000919 Accepted Date 2019-09-06 19:27:49 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Chapel Walk Equity Partners, LLC See All Filings	D	2019-09-06 19:24:35 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001787459 Filed Document 0001787450-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 19:24:35 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Quest International, Inc. See All Filings	D	2019-09-06 19:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558636 Filed Document 0001683168-19-002869 Exclusions or Exemptions 506b Accepted Date 2019-09-06 19:13:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kona Estates Fund I, LLC See All Filings	D	2019-09-06 19:11:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001787450 Filed Document 0001787450-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-06 19:11:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Demeter Capital Group II LP See All Filings	D/A	2019-09-06 19:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760709 Filed Document 0001760709-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 19:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sama Learning, Inc. See All Filings	D	2019-09-06 19:03:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001786429 Filed Document 0001786429-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 19:03:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
BLACK DRAGON CAPITAL FUND I, L.P. See All Filings	D	2019-09-06 18:23:31 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001774754 Filed Document 0001774754-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 18:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI Real Estate Income Fund I, LLC See All Filings	D/A	2019-09-06 18:10:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Emerson Equity , LLC CIK Number 0001747321 Filed Document 0001747321-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 18:10:01 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Melqart Equus SPC See All Filings	D/A	2019-09-06 18:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748245 Filed Document 0001748245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 18:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wisetack, Inc. See All Filings	D	2019-09-06 17:49:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001769780 Filed Document 0001769780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:49:35 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vidoni, Inc. See All Filings	C	2019-09-06 17:44:25 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $750,000 CIK Number 0001781756 Filed Document 0001670254-19-000505 Accepted Date 2019-09-06 17:44:25 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
CIP Equity Investment Partners, LLC See All Filings	D	2019-09-06 17:44:14 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001787421 Filed Document 0001787427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:44:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WhiteSpruce Fund Ltd. See All Filings	D/A	2019-09-06 17:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711730 Filed Document 0001711730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Meaningful Madison, LLC See All Filings	D	2019-09-06 17:32:28 UTC
Amount To Be Raised $5,250,035 Associated Brokers / Dealers N/A CIK Number 0001745900 Filed Document 0001742242-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:32:28 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMR MF Fund III, LLC See All Filings	D	2019-09-06 17:28:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001787443 Filed Document 0001787443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:28:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GRIFFIN GAMING PARTNERS, L.P. See All Filings	D	2019-09-06 17:27:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001771615 Filed Document 0001786892-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:27:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meaningful Protein, LLC See All Filings	D	2019-09-06 17:26:45 UTC
Amount To Be Raised $2,150,352 Associated Brokers / Dealers N/A CIK Number 0001742242 Filed Document 0001742242-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:26:45 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USA Rare Earth, LLC See All Filings	D	2019-09-06 17:20:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Four Points Capital Partners LLC CIK Number 0001787434 Filed Document 0001787434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:20:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Lighting Group, Inc. See All Filings	D	2019-09-06 17:16:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001536394 Filed Document 0001213900-19-017350 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:16:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
misterb&b See All Filings	D	2019-09-06 17:16:01 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers N/A CIK Number 0001759313 Filed Document 0001759313-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-06 17:16:01 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CIP Equity Investments, LLC See All Filings	D	2019-09-06 17:14:53 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001787427 Filed Document 0001787427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:14:53 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Multi-Strategy Program 2014 (US) L.P. See All Filings	D/A	2019-09-06 17:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603120 Filed Document 0001567619-19-018009 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visibly, Inc. See All Filings	D	2019-09-06 17:07:22 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0000897069-19-000407 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:07:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Snowball Offshore Fund, Ltd. See All Filings	D/A	2019-09-06 17:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Loretan Consulting and Artist Capital LLC CIK Number 0001473406 Filed Document 0001473406-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
7770 PIPERS LLC See All Filings	D	2019-09-06 17:04:36 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001787319 Filed Document 0001787319-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:04:36 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurelius Data, Inc. See All Filings	D/A	2019-09-06 17:03:34 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001777930 Filed Document 0001778261-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:03:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Hemster, Inc. See All Filings	D	2019-09-06 17:02:24 UTC
Amount To Be Raised $5,007,336 Associated Brokers / Dealers N/A CIK Number 0001745458 Filed Document 0001745458-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:02:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL BATTERY METALS LTD. See All Filings	D	2019-09-06 17:00:39 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001786318 Filed Document 0001534122-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:00:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TIPL SPV, LLC See All Filings	D	2019-09-06 17:00:23 UTC
Amount To Be Raised $40,100,000 Associated Brokers / Dealers N/A CIK Number 0001786892 Filed Document 0001786892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 17:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locai solutions, Inc. See All Filings	C	2019-09-06 17:00:22 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001729668 Filed Document 0001729668-19-000001 Accepted Date 2019-09-06 17:00:22 UTC Type of Offering C Security Offered Amount 96,825 Security Offered Type Preferred Stock State COLORADO
Snowball Fund, LP See All Filings	D/A	2019-09-06 16:59:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital LLC CIK Number 0001473405 Filed Document 0001473405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Cladrius International Ltd. See All Filings	D	2019-09-06 16:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001786568 Filed Document 0001787410-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:58:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSP GLOBAL HOLDINGS, LLC See All Filings	D	2019-09-06 16:57:44 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001688447 Filed Document 0001405086-19-000284 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:57:44 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND II FEEDER, L.P. See All Filings	D	2019-09-06 16:56:26 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP, TRANSPACIFIC GROUP LLC, and TRANSPACIFIC GROUP (ASIA) LIMITED CIK Number 0001780006 Filed Document 0001780006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:56:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND II FEEDER A, L.P. See All Filings	D	2019-09-06 16:55:20 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP, TRANSPACIFIC GROUP LLC, and TRANSPACIFIC GROUP (ASIA) LIMITED CIK Number 0001780009 Filed Document 0001780009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:55:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund II (Parallel), L.P. See All Filings	D	2019-09-06 16:55:12 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc., Ascent Capital Advisors Limited, and Pinegrove Capital Ltd. CIK Number 0001782818 Filed Document 0000950103-19-012159 Exclusions or Exemptions 506b Accepted Date 2019-09-06 16:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund