Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TESSERA FUND, L.P. See All Filings	D/A	2019-09-20 10:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001310420 Filed Document 0000919574-19-005964 Exclusions or Exemptions 506b Accepted Date 2019-09-20 10:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS LP See All Filings	D/A	2019-09-20 10:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050413 Filed Document 0000919574-19-005962 Exclusions or Exemptions 506b Accepted Date 2019-09-20 10:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Fry Katy Group Phase I LLC See All Filings	D	2019-09-20 10:09:53 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001788896 Filed Document 0001788896-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-20 10:09:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
JENEQ PARTNERS LP See All Filings	D/A	2019-09-20 10:08:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730752 Filed Document 0000919574-19-005961 Exclusions or Exemptions 506b Accepted Date 2019-09-20 10:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Worcester Development Project V LLC See All Filings	D	2019-09-20 09:57:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788893 Filed Document 0001788893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:57:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
UNDERHILL PARTNERS, L.P. See All Filings	D/A	2019-09-20 09:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-19-005958 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-09-20 09:55:16 UTC
Amount To Be Raised $3,014,110 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-045346 Accepted Date 2019-09-20 09:55:16 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Madison Avenue Offshore Ltd. See All Filings	D/A	2019-09-20 09:52:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751023 Filed Document 0001013594-19-000535 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:52:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Theorem Main Fund LP See All Filings	D/A	2019-09-20 09:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588671 Filed Document 0001588671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Avenue Onshore LP See All Filings	D/A	2019-09-20 09:50:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752843 Filed Document 0001013594-19-000534 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halo Lifestyle LLC See All Filings	D/A	2019-09-20 09:41:06 UTC
Amount To Be Raised $18,243,952 Associated Brokers / Dealers N/A CIK Number 0001719122 Filed Document 0001719122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:41:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sentieo, Inc. See All Filings	D	2019-09-20 09:30:57 UTC
Amount To Be Raised $10,519,104 Associated Brokers / Dealers N/A CIK Number 0001757160 Filed Document 0001757160-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:30:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SENVEST PARTNERS, LTD. See All Filings	D/A	2019-09-20 09:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488191 Filed Document 0000919574-19-005955 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Viking Maccabee Investors IV LLC See All Filings	D	2019-09-20 09:21:02 UTC
Amount To Be Raised $5,570,000 Associated Brokers / Dealers N/A CIK Number 0001788787 Filed Document 0001788787-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:21:02 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempest, Inc. See All Filings	D	2019-09-20 09:20:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001727298 Filed Document 0001727298-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:20:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capra Ibex CLO Investor 2017, LLC See All Filings	D	2019-09-20 09:15:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788877 Filed Document 0001788877-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:15:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verte Opportunity Fund, Inc See All Filings	D/A	2019-09-20 09:10:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001784164 Filed Document 0001784164-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-20 09:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Twin Opportunities Fund, LP See All Filings	D/A	2019-09-20 09:10:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619593 Filed Document 0000902664-19-003778 Exclusions or Exemptions 506b Accepted Date 2019-09-20 09:10:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winc, Inc. See All Filings	1-A/A	2019-09-20 08:58:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001782627 Filed Document 0001144204-19-045341 Accepted Date 2019-09-20 08:58:20 UTC Type of Offering 1-A/A Industry RETAIL-CATALOG & MAIL-ORDER HOUSES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $40,626,034 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Gatemore Storage Partners, LLC See All Filings	D	2019-09-20 08:47:58 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001788132 Filed Document 0001788132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:47:58 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund (Cayman) LP See All Filings	D/A	2019-09-20 08:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, BCW Securities LLC, and Stonehaven, LLC CIK Number 0001671360 Filed Document 0000902664-19-003777 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund LP See All Filings	D/A	2019-09-20 08:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, BCW Securities LLC, and Stonehaven, LLC CIK Number 0001664839 Filed Document 0000902664-19-003776 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Evergreen Unlevered Fund LP See All Filings	D/A	2019-09-20 08:11:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, BCW Securities LLC, and Stonehaven, LLC CIK Number 0001695215 Filed Document 0000902664-19-003775 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:11:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Drawdown Unlevered Fund II LP See All Filings	D/A	2019-09-20 08:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, BCW Securities LLC, and Stonehaven, LLC CIK Number 0001707517 Filed Document 0000902664-19-003774 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG Coinvest II LLC See All Filings	D/A	2019-09-20 08:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752861 Filed Document 0000902664-19-003773 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG Coinvest I LP See All Filings	D/A	2019-09-20 08:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719642 Filed Document 0000902664-19-003772 Exclusions or Exemptions 506b Accepted Date 2019-09-20 08:03:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telligent Greater China Value Fund, LP See All Filings	D	2019-09-20 06:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603068 Filed Document 0001603068-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-20 06:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunlit DST See All Filings	D	2019-09-20 06:12:40 UTC
Amount To Be Raised $13,600,000 Associated Brokers / Dealers Capulent LLC CIK Number 0001785340 Filed Document 0001567619-19-018569 Exclusions or Exemptions 506b Accepted Date 2019-09-20 06:12:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Telligent Greater China Fund, LP See All Filings	D	2019-09-19 22:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 22:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group LIFE 2018 C-I, L.P. See All Filings	D	2019-09-19 21:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788144 Filed Document 0001788144-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 21:26:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP Ventures Fund LLC See All Filings	D/A	2019-09-19 21:25:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers SW Fianacial and Cova Capital Partners LLC CIK Number 0001723120 Filed Document 0001745783-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-19 21:25:31 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
Idelic Inc. See All Filings	D	2019-09-19 21:09:46 UTC
Amount To Be Raised $7,999,990 Associated Brokers / Dealers N/A CIK Number 0001719014 Filed Document 0001719014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 21:09:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SP Ventures Fund 2 LLC See All Filings	D/A	2019-09-19 21:06:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers SW Financial, Cova Capital Partners, and Craft Capital Management CIK Number 0001745783 Filed Document 0001745783-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-19 21:06:41 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
Narrative Company See All Filings	C	2019-09-19 21:03:55 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001784853 Filed Document 0001670254-19-000527 Accepted Date 2019-09-19 21:03:55 UTC Type of Offering C Security Offered Amount 350,000 Security Offered Type Other State SOUTH CAROLINA
Highclere International Investors Emerging Markets SMID Fund See All Filings	D/A	2019-09-19 20:43:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598032 Filed Document 0001393725-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-09-19 20:43:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated CBD Holdings LLC See All Filings	D	2019-09-19 20:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788714 Filed Document 0001636587-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-09-19 20:42:57 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Highclere International Investors SMID Fund See All Filings	D/A	2019-09-19 20:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-09-19 20:39:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2019-09-19 20:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-19-000113 Exclusions or Exemptions 506b Accepted Date 2019-09-19 20:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unnatural Products Inc. See All Filings	D	2019-09-19 20:13:46 UTC
Amount To Be Raised $7,305,771 Associated Brokers / Dealers N/A CIK Number 0001788508 Filed Document 0001788508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 20:13:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NorCal Lab LLC See All Filings	D	2019-09-19 20:04:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001788794 Filed Document 0001788794-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-19 20:04:14 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Komposite Corp See All Filings	D	2019-09-19 19:48:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788538 Filed Document 0001788538-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Carlyle FRL, L.P. See All Filings	D	2019-09-19 19:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001786344 Filed Document 0001786344-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:48:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FDC Investment Partners VI, LLC See All Filings	D	2019-09-19 19:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787879 Filed Document 0001702083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:39:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&H CAPITAL 33 LLC See All Filings	D	2019-09-19 19:36:27 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001788582 Filed Document 0001788582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpace.ai,Inc. See All Filings	D	2019-09-19 19:14:50 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001776562 Filed Document 0001776562-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:14:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedMen Enterprises, Inc. See All Filings	D	2019-09-19 19:13:48 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001776932 Filed Document 0001776932-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:13:48 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Homa Hospitality Group, LLC See All Filings	D	2019-09-19 19:03:48 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001788382 Filed Document 0001788382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 19:03:48 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sanjon 31 LLC See All Filings	D	2019-09-19 19:01:07 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001787453 Filed Document 0001787453-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-19 19:01:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4735 32nd Ave S LLC See All Filings	D	2019-09-19 18:56:48 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers N/A CIK Number 0001788009 Filed Document 0001788009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-19 18:56:48 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DTx Pharma, Inc. See All Filings	D/A	2019-09-19 17:53:44 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers na CIK Number 0001715954 Filed Document 0001715954-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-19 17:53:44 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity