|
|
D |
2019-09-12 17:31:00 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525080
- Filed Document
- 0001525080-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:31:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:29:30 UTC |
- Amount To Be Raised
- $2,005,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787998
- Filed Document
- 0001788065-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:29:30 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:27:25 UTC |
- Amount To Be Raised
- $12,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788006
- Filed Document
- 0001642247-19-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:27:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:25:04 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786212
- Filed Document
- 0001786212-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-09-12 17:25:04 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:24:36 UTC |
- Amount To Be Raised
- $1,770,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787997
- Filed Document
- 0001788065-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:24:36 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 17:22:43 UTC |
- Amount To Be Raised
- $30,726,806
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, HD VEST INVESTMENT SERVICES, and CONCORDE INVESTMENT SERVICES, LLC
- CIK Number
- 0001782296
- Filed Document
- 0001782296-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:22:43 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:21:48 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627997
- Filed Document
- 0001567619-19-018199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:21:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:20:46 UTC |
- Amount To Be Raised
- $1,770,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787996
- Filed Document
- 0001788065-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:20:46 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:17:09 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784991
- Filed Document
- 0001784991-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:17:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-09-12 17:16:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788071
- Filed Document
- 0001567619-19-018196
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:16:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
CapRock Partners Industrial Co-Investment Fund III (SP), L.P.
See All Filings
|
D |
2019-09-12 17:14:38 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787656
- Filed Document
- 0001012975-19-000603
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:14:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 17:14:15 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787531
- Filed Document
- 0001787531-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-09-12 17:14:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Mineral Property
|
|
|
D |
2019-09-12 17:06:48 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545224
- Filed Document
- 0001782438-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:06:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 17:05:50 UTC |
- Amount To Be Raised
- $66,230,446
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., DFPG INVESTMENTS, INC., ARETE WEALTH MANAGEMENT, LLC, COLORADO FINANCIAL SERVICE CORPORATION, CONCORDE INVESTMENT SERVICES, LLC, KALOS CAPITAL, INC., WEALTHFORGE SECURITIES, LLC, SAGEPOINT FINANCIAL, INC., 1ST GLOBAL CAPITAL CORP., AMERICAN INVESTORS COMPANY, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., APW CAPITAL, INC., CALTON & ASSOCIATES, INC., CAMBRIDGE INVESTMENT RESEARCH, INC., EMERSON EQUITY LLC, FSC SECURITIES CORPORATION, HD VEST INVESTMENT SERVICES, KOVACK SECURITIES INC., LINCOLN FINANCIAL ADVISORS CORPORATION, M. S. HOWELLS & CO., NEWBRIDGE SECURITIES CORPORATION, PRIMEX, PRIVATE CLIENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., TFS SECURITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., WESTERN INTERNATIONAL SECURITIES, INC., WESTPARK CAPITAL, INC., Crown Capital Securities L.P., Great Point Capital LLC, NPB Financial Group, LLC, Woodbury Financial Services, Inc., COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, Ausdal Financial Partners, Inc., International Assets Advisory, LLC, and MCDERMOTT INVESTMENT SERVICES, LLC
- CIK Number
- 0001776277
- Filed Document
- 0001776277-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:05:50 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-09-12 17:03:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787995
- Filed Document
- 0001788065-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:03:09 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 17:01:54 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365916
- Filed Document
- 0001365916-19-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 17:01:54 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 16:56:54 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001787994
- Filed Document
- 0001788065-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:56:54 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 16:53:19 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- McDermott Investment Services, LLC
- CIK Number
- 0001779956
- Filed Document
- 0001779956-19-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-09-12 16:53:19 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Common
|
|
|
D |
2019-09-12 16:50:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001788057
- Filed Document
- 0001788065-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:50:31 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-09-12 16:47:55 UTC |
- Amount To Be Raised
- $8,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001736293
- Filed Document
- 0001736293-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:47:55 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 16:46:49 UTC |
- Amount To Be Raised
- $247,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491441
- Filed Document
- 0001491441-19-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:46:49 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 16:46:26 UTC |
- Amount To Be Raised
- $6,160,000
- Associated Brokers / Dealers
- Charles Clinton
- CIK Number
- 0001788065
- Filed Document
- 0001788065-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:46:26 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-09-12 16:39:24 UTC |
- Financial Interest
- The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to
the intermediary at the conclusion of the offering.
- Filing Platform
- MicroVenture Marketplace, Inc.
- Offering Amount
- $107,000
- CIK Number
- 0001779118
- Filed Document
- 0001779118-19-000003
- Accepted Date
- 2019-09-12 16:39:24 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D |
2019-09-12 16:32:36 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784786
- Filed Document
- 0001784786-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:32:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 16:27:17 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559745
- Filed Document
- 0001559745-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:27:17 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-09-12 16:18:30 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715652
- Filed Document
- 0001715652-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:18:30 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-12 16:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782600
- Filed Document
- 0001782600-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:16:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2019-09-12 16:16:43 UTC |
- Financial Interest
- The intermediary will receive a number of Crowd SAFE Units of the issuer that is equal to two percent (2.0%) of the total number of SAFEs sold by the issuer in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001782749
- Filed Document
- 0001782749-19-000001
- Accepted Date
- 2019-09-12 16:16:43 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- MISSOURI
|
|
|
D/A |
2019-09-12 16:15:31 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712821
- Filed Document
- 0001712821-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:15:31 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 16:03:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gallatin Capital, LLC and USCA Securities LLC
- CIK Number
- 0001752028
- Filed Document
- 0001752063-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 16:03:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 15:53:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001212793
- Filed Document
- 0001212793-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:53:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 15:49:38 UTC |
- Amount To Be Raised
- $565,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780924
- Filed Document
- 0001780924-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:49:38 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 15:46:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737303
- Filed Document
- 0001737303-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:46:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 15:36:20 UTC |
- Amount To Be Raised
- $3,550,189
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787253
- Filed Document
- 0001787253-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:36:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2019-09-12 15:34:54 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Potential Commissions
- CIK Number
- 0001687316
- Filed Document
- 0001477932-19-005360
- Accepted Date
- 2019-09-12 15:34:54 UTC
- Type of Offering
- 1-A/A
- Industry
- AGRICULTURAL PRODUCTION-CROPS
- Offering Tier
- Tier2
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2019-09-12 15:32:31 UTC |
- Amount To Be Raised
- $2,436,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001196298
- Filed Document
- 0001437749-19-018307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:32:31 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2019-09-12 15:31:50 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- DREAM ADVISORS and MENACHEM GOTTESMAN
- CIK Number
- 0001787729
- Filed Document
- 0001078782-19-000707
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:31:50 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-09-12 15:28:19 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760064
- Filed Document
- 0001760064-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:28:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 15:26:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., BB&T SECURITIES, LLC, NORTHERN TRUST SECURITIES, INC., OPPENHEIMER & CO. INC, ROBERT W. BAIRD & CO. INCORPORATED, SANFORD C. BERNSTEIN & CO., LLC, Hightower Advisors, LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Mercer Advisors, First Republic Securities LLC, Ameriprise Financial, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), UBS Financial Services, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, and Cetera Advisors LLC
- CIK Number
- 0001752572
- Filed Document
- 0000350797-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:26:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-12 15:22:21 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001753200
- Filed Document
- 0001753200-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:22:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 15:21:33 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- UBS SECURITIES LLC and RBC CAPITAL MARKETS, LLC
- CIK Number
- 0001753199
- Filed Document
- 0001753199-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:21:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-12 15:16:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682034
- Filed Document
- 0001682034-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:16:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 15:15:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786460
- Filed Document
- 0001786460-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:15:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 15:09:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788052
- Filed Document
- 0000935836-19-000472
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:09:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 15:08:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788055
- Filed Document
- 0000935836-19-000471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:08:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-12 15:06:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788004
- Filed Document
- 0001788002-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:06:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 15:01:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788002
- Filed Document
- 0001788002-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 15:01:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 14:55:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787949
- Filed Document
- 0001787949-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 14:55:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-12 14:53:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652407
- Filed Document
- 0001652407-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 14:53:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-12 14:49:20 UTC |
- Amount To Be Raised
- $7,560,000
- Associated Brokers / Dealers
- TEXAKOMA FINANCIAL INC.
- CIK Number
- 0001312331
- Filed Document
- 0001312331-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-12 14:49:20 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|