Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mariner Coria RV Fund, L.P. See All Filings	D/A	2017-11-01 10:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624497-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 10:06:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enertiv, Inc. See All Filings	D/A	2017-11-01 10:02:14 UTC
Amount To Be Raised $4,792,056 Associated Brokers / Dealers N/A CIK Number 0001717314 Filed Document 0001717314-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 10:02:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Coria RV Fund, L.P. See All Filings	D/A	2017-11-01 10:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 10:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Train Times Broadway Limited Partnership See All Filings	D	2017-11-01 09:51:48 UTC
Amount To Be Raised $35,500,000 Associated Brokers / Dealers N/A CIK Number 0001721397 Filed Document 0001721397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 09:51:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
1366 TECHNOLOGIES INC See All Filings	D	2017-11-01 09:01:49 UTC
Amount To Be Raised $9,023,314 Associated Brokers / Dealers N/A CIK Number 0001423493 Filed Document 0001423493-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-01 09:01:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Macquarie Super Core Infrastructure Fund SCSp See All Filings	D	2017-11-01 08:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719098 Filed Document 0001719098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-01 08:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brixton Metals Corp See All Filings	D	2017-11-01 07:30:03 UTC
Amount To Be Raised $1,096,071 Associated Brokers / Dealers N/A CIK Number 0001548958 Filed Document 0001548958-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-01 07:30:03 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
1798 Global Macro Fund LP See All Filings	D/A	2017-11-01 06:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688225 Filed Document 0000902664-17-004123 Exclusions or Exemptions 506b Accepted Date 2017-11-01 06:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klatu Networks, Inc. See All Filings	D	2017-10-31 21:26:40 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-31 21:26:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Klatu Networks, Inc. See All Filings	D	2017-10-31 21:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-10-31 21:09:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Eyenuk, Inc. See All Filings	D	2017-10-31 20:36:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679996 Filed Document 0001679996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 20:36:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific & General Investments Inc. See All Filings	D/A	2017-10-31 19:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001209191-17-058515 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoastEdge Opportunity Fund IX, LLC See All Filings	D	2017-10-31 19:48:25 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001720724 Filed Document 0001720724-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2017-10-31 19:28:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384438 Filed Document 0001209191-17-058511 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:28:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON GREATER CHINA (US FEEDER) FUND LP See All Filings	D/A	2017-10-31 19:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314143 Filed Document 0001209191-17-058510 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argos Alternative Funds, LLC- Proteus Dynamic ETP Fund See All Filings	D	2017-10-31 19:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IASG Alternatives, LLC CIK Number 0001721357 Filed Document 0001721357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:26:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Diversified Victory Park LLC See All Filings	D	2017-10-31 19:24:34 UTC
Amount To Be Raised $15,340,000 Associated Brokers / Dealers N/A CIK Number 0001719673 Filed Document 0001382963-17-000173 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:24:34 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LP See All Filings	D/A	2017-10-31 19:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-17-058507 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2017-10-31 19:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488633 Filed Document 0001209191-17-058504 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:20:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific & General Investments LP See All Filings	D	2017-10-31 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314612 Filed Document 0001209191-17-058503 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dalton India (Offshore Feeder) Fund Ltd. See All Filings	D/A	2017-10-31 19:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614148 Filed Document 0001209191-17-058500 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:14:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Klatu Networks, Inc. See All Filings	D	2017-10-31 19:12:40 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001714315 Filed Document 0001714315-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DALTON ASIA (OFFSHORE FEEDER) FUND LTD. See All Filings	D/A	2017-10-31 19:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-17-058493 Exclusions or Exemptions 506b Accepted Date 2017-10-31 19:06:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARMARIUM, INC. See All Filings	D	2017-10-31 18:55:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699423 Filed Document 0001699423-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:55:22 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ripio International See All Filings	D	2017-10-31 18:31:58 UTC
Amount To Be Raised $32,072,394 Associated Brokers / Dealers N/A CIK Number 0001719358 Filed Document 0001719358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:31:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
TrackStreet, Inc. See All Filings	D	2017-10-31 18:25:34 UTC
Amount To Be Raised $2,000,018 Associated Brokers / Dealers N/A CIK Number 0001707456 Filed Document 0001707456-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:25:34 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Fund EQ - RRA, a series of Equidate Investments LLC See All Filings	D/A	2017-10-31 18:08:36 UTC
Amount To Be Raised $9,319,920 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001676065 Filed Document 0001692236-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTFLEET CORP See All Filings	D/A	2017-10-31 18:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHWEST FUNDRAISING GROUP CIK Number 0001354655 Filed Document 0001354655-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:06:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blucadia, Inc See All Filings	D/A	2017-10-31 18:05:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583820 Filed Document 0001583820-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:05:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2017-10-31 18:00:44 UTC
Amount To Be Raised $4,318,100 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001692236-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-10-31 18:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornerstone Metals Inc. See All Filings	D	2017-10-31 17:51:50 UTC
Amount To Be Raised $1,635,311 Associated Brokers / Dealers N/A CIK Number 0001720553 Filed Document 0001720553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:51:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Pathfinder Tradewinds Residential II, LLC See All Filings	D	2017-10-31 17:45:36 UTC
Amount To Be Raised $1,457,036 Associated Brokers / Dealers N/A CIK Number 0001721301 Filed Document 0001721301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:45:36 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2017-10-31 17:37:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:37:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SILVERFERN MP (CAYMAN), L.P. See All Filings	D	2017-10-31 17:27:31 UTC
Amount To Be Raised $5,024,670 Associated Brokers / Dealers N/A CIK Number 0001719164 Filed Document 0001715486-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:27:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSL ENERGY OPPORTUNITIES OFFSHORE FUND III, L.P. See All Filings	D	2017-10-31 17:26:37 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001715486 Filed Document 0001715486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:26:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CSL ENERGY OPPORTUNITIES FUND III, L.P. See All Filings	D	2017-10-31 17:25:56 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001715485 Filed Document 0001715485-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRG Emerging Frontier Equities Fund, L.P. See All Filings	D	2017-10-31 17:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721169 Filed Document 0000947871-17-000861 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Emerging Frontier Equities Fund, Ltd. See All Filings	D	2017-10-31 17:19:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721252 Filed Document 0000947871-17-000860 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:19:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
310 11TH AVENUE E, LLC See All Filings	D	2017-10-31 17:16:57 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001720418 Filed Document 0001720418-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:16:57 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Benjamins Desk LLC See All Filings	D	2017-10-31 17:16:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579304 Filed Document 0001579304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:16:26 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FAIRVIEW AVENUE HOMES, LLC See All Filings	D	2017-10-31 17:15:16 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001720422 Filed Document 0001720422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:15:16 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ALTO SOLUTIONS, INC. See All Filings	D	2017-10-31 17:07:47 UTC
Amount To Be Raised $3,071,423 Associated Brokers / Dealers N/A CIK Number 0001719369 Filed Document 0001719369-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:07:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Devonshire Place, LLC See All Filings	D	2017-10-31 17:04:07 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721311 Filed Document 0001721311-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 17:04:07 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MOHAWK GROUP, INC. See All Filings	D	2017-10-31 16:58:11 UTC
Amount To Be Raised $699,999 Associated Brokers / Dealers N/A CIK Number 0001614019 Filed Document 0001614019-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:58:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Stamford Investment See All Filings	D/A	2017-10-31 16:55:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ali Alogaili CIK Number 0001718314 Filed Document 0001718314-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:55:20 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
A-JLX-59-Fund, a series of AX-PaSi-Funds, LLC See All Filings	D	2017-10-31 16:51:44 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers N/A CIK Number 0001705369 Filed Document 0001717360-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harry's, Inc. See All Filings	D	2017-10-31 16:51:18 UTC
Amount To Be Raised $37,599,998 Associated Brokers / Dealers N/A CIK Number 0001556308 Filed Document 0001556308-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:51:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-JJW-61-Fund, a series of AngelList Funds, LLC See All Filings	D	2017-10-31 16:49:25 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001692207 Filed Document 0001717360-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METRICSTREAM INC See All Filings	D	2017-10-31 16:48:44 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001178413 Filed Document 0001178413-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:48:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Replika Software LLC See All Filings	D	2017-10-31 16:48:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001691576 Filed Document 0001144204-17-055182 Exclusions or Exemptions 506b Accepted Date 2017-10-31 16:48:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity