Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hara Global Capital Fund LP See All Filings	D	2019-10-08 12:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789529 Filed Document 0001013594-19-000564 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Investments LLC, Series II See All Filings	D/A	2019-10-08 12:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622374 Filed Document 0001622374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2019-10-08 12:54:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, POLAR INVESTMENT COUNSEL, INC, AEGIS CAPITAL CORP., CHAUNER SECURITIES, INC., IBN FINANCIAL SERVICES, INC., and CHALICE CAPITAL PARTNERS, LLC CIK Number 0001745037 Filed Document 0001745037-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:54:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Lighthouse Investments LLC, Series I See All Filings	D/A	2019-10-08 12:53:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622382 Filed Document 0001622382-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:53:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornelius Capital Custom Fund - WCP V, LP See All Filings	D	2019-10-08 12:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790296 Filed Document 0001144204-19-047628 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-10-08 12:28:23 UTC
Amount To Be Raised $1,639,410 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-19-047619 Accepted Date 2019-10-08 12:28:23 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Buoy Health, Inc. See All Filings	D/A	2019-10-08 12:19:03 UTC
Amount To Be Raised $22,678,930 Associated Brokers / Dealers N/A CIK Number 0001613378 Filed Document 0001613378-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:19:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Weatherford VC III, LLC See All Filings	D	2019-10-08 12:07:44 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001790191 Filed Document 0001790191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:07:44 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Industrious National Management Co LLC See All Filings	D	2019-10-08 12:07:36 UTC
Amount To Be Raised $79,999,998 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001680969 Filed Document 0001680969-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-08 12:07:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAGNAR LABS INC See All Filings	C	2019-10-08 12:07:31 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001786078 Filed Document 0001786078-19-000001 Accepted Date 2019-10-08 12:07:31 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State WASHINGTON
Harmonic Investors LLC Fund I See All Filings	D/A	2019-10-08 12:06:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-10-08 12:06:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Youcanevent, Inc. See All Filings	C/A	2019-10-08 11:58:11 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $107,000 CIK Number 0001782777 Filed Document 0001782777-19-000002 Accepted Date 2019-10-08 11:58:11 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State HAWAII
Callinize, Inc. See All Filings	D	2019-10-08 11:55:21 UTC
Amount To Be Raised $7,799,999 Associated Brokers / Dealers N/A CIK Number 0001645202 Filed Document 0001645202-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:55:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
GEMS Fund 4, L.P. See All Filings	D/A	2019-10-08 11:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642402 Filed Document 0001642402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fogelman-Steeplechase, LLC See All Filings	D	2019-10-08 11:49:49 UTC
Amount To Be Raised $1,736,882 Associated Brokers / Dealers N/A CIK Number 0001790409 Filed Document 0001790409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:49:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Disruptive Ventures LLC See All Filings	D/A	2019-10-08 11:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allied Millennial Partners, LLC CIK Number 0001777864 Filed Document 0001477932-19-005767 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:47:48 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D	2019-10-08 11:42:15 UTC
Amount To Be Raised $339,338 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-19-000211 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:42:15 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D	2019-10-08 11:38:34 UTC
Amount To Be Raised $1,390,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-19-000210 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:38:34 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CRAKE GLOBAL FEEDER FUND ICAV See All Filings	D	2019-10-08 11:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790172 Filed Document 0000919574-19-006282 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:37:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital International Ltd. See All Filings	D/A	2019-10-08 11:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502358 Filed Document 0001502358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YOR LABS, INC. See All Filings	D/A	2019-10-08 11:35:11 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001715843 Filed Document 0001715843-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:35:11 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CRAKE GLOBAL US FEEDER LP See All Filings	D	2019-10-08 11:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790175 Filed Document 0000919574-19-006280 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:34:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
LL Towne Centre F&F LLC See All Filings	D	2019-10-08 11:34:27 UTC
Amount To Be Raised $2,844,720 Associated Brokers / Dealers N/A CIK Number 0001790522 Filed Document 0001790522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:34:27 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LL Towne Centre LLC See All Filings	D	2019-10-08 11:22:40 UTC
Amount To Be Raised $12,949,804 Associated Brokers / Dealers N/A CIK Number 0001790521 Filed Document 0001790521-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:22:40 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HALCON RESOURCES CORP See All Filings	D/A	2019-10-08 11:17:41 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001282648 Filed Document 0001282648-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:17:41 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLINTON PARTNERS LLC See All Filings	D	2019-10-08 11:15:37 UTC
Amount To Be Raised $115,500 Associated Brokers / Dealers N/A CIK Number 0001032522 Filed Document 0001032522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:15:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NREA Southeast Portfolio One, DST See All Filings	D/A	2019-10-08 11:14:34 UTC
Amount To Be Raised $98,108,244 Associated Brokers / Dealers Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, Chay Lapin, Frank Piscitelli, Leslie M Pappas, DFPG Investments Inc., David P Dahill, Stacey J. Morimoto, Robert A. Horning, Concorde Investment Services LLC, Jason A. Salmon, Joseph D. Jackson, Rocco Santorsola, Michael G. Culwell, Joral T. Schmalle, Tomas J Velken, Bradley C Barnes, William Lapiana, Michael L. Cruz, Jim A Lund, Gregory L. Bernhardt, Corbin S. Thomas, Jason M. Orsky, Elizabeth L. Friant, Lyndon A. Grey, Kirk R. Miller, Thomas Downey, Gary Hancock, Jason Lowther, Joseph J Ransdell, Kirk Dobson, Christopher Riel, Robin T Naylor, George R Duff, Christopher M Dukes, Blayne A. Andersen, Stephen P. Meskan, Jeffrey M. Darwish, and Anthony Brown CIK Number 0001776510 Filed Document 0001776510-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:14:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC 3, Inc. See All Filings	D/A	2019-10-08 11:10:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715268 Filed Document 0001715268-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:10:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amalgam Rx, Inc. See All Filings	D	2019-10-08 11:10:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001667234 Filed Document 0001667234-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:10:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Golub Capital Partners 12 Feeder Fund, L.P. See All Filings	D	2019-10-08 11:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789058 Filed Document 0001789058-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:09:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN FIRST BANCSHARES INC See All Filings	D	2019-10-08 11:06:43 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers Sandler O'Neill Partners, L.P. CIK Number 0001090009 Filed Document 0001090009-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-10-08 11:06:43 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Yazam Inc. See All Filings	D	2019-10-08 11:06:21 UTC
Amount To Be Raised $318,250 Associated Brokers / Dealers N/A CIK Number 0001790543 Filed Document 0001790543-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-08 11:06:21 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners 12, L.P. See All Filings	D/A	2019-10-08 10:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743621 Filed Document 0001743621-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-08 10:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huma.AI, Inc. See All Filings	D/A	2019-10-08 10:42:09 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001787542 Filed Document 0001787542-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 10:42:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dome Audio Inc. See All Filings	C/A	2019-10-08 10:31:47 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001781955 Filed Document 0001669191-19-000362 Accepted Date 2019-10-08 10:31:47 UTC Type of Offering C/A Security Offered Amount 31,250 Security Offered Type Common Stock State NEW JERSEY
Seven Six Capital Equity Fund, LP See All Filings	D/A	2019-10-08 10:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755636 Filed Document 0001755636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 10:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snaps Ventures Inc. See All Filings	D	2019-10-08 10:16:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001790470 Filed Document 0001790470-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 10:16:20 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sun-Rey Partners, LLC See All Filings	D	2019-10-08 10:06:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001789018 Filed Document 0001789018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 10:06:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Farm House Holdings, LLC See All Filings	D	2019-10-08 09:59:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001789852 Filed Document 0001789852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:59:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuveen Municipal Opportunities Fund LP See All Filings	D/A	2019-10-08 09:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001779086 Filed Document 0001567619-19-019322 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners International 12, L.P. See All Filings	D/A	2019-10-08 09:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743619 Filed Document 0001743619-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:53:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC. - Segregated Portfolio 215 See All Filings	D	2019-10-08 09:51:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790528 Filed Document 0001724485-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:51:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCON RESOURCES CORP See All Filings	D	2019-10-08 09:47:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001282648 Filed Document 0001282648-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:47:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ashe Capital Partners, LP See All Filings	D/A	2019-10-08 09:32:46 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001588883 Filed Document 0001588883-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
VeriTX Corp. See All Filings	D	2019-10-08 09:31:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001790321 Filed Document 0001790321-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:31:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARISTEIA PARTNERS, L.P. See All Filings	D/A	2019-10-08 09:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066766 Filed Document 0001315863-19-000806 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:29:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aristeia International Ltd See All Filings	D/A	2019-10-08 09:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078762 Filed Document 0001315863-19-000805 Exclusions or Exemptions 506b Accepted Date 2019-10-08 09:28:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONSTELLATION PHARMACEUTICALS INC See All Filings	D	2019-10-08 08:33:18 UTC
Amount To Be Raised $64,999,985 Associated Brokers / Dealers N/A CIK Number 0001434418 Filed Document 0001434418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-08 08:33:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ECP Opportunity Fund LLC See All Filings	D/A	2019-10-07 21:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thales Capital Partners LLC CIK Number 0001742371 Filed Document 0001742371-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 21:58:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECP Opportunity Fund II LLC See All Filings	D/A	2019-10-07 21:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thales Capital Partners LLC CIK Number 0001754366 Filed Document 0001754366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-07 21:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund