Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Human Connective Venture, LLC See All Filings	D	2017-11-09 13:14:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001719084 Filed Document 0001719084-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:14:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Azul Bay Resort Holdings, LLC See All Filings	D	2017-11-09 13:12:04 UTC
Amount To Be Raised $17,960,670 Associated Brokers / Dealers N/A CIK Number 0001721095 Filed Document 0001721095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:12:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CS Anaheim Holdings Management, LLC See All Filings	D	2017-11-09 13:09:42 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers N/A CIK Number 0001722186 Filed Document 0001171520-17-000462 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:09:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Catenary Alternatives Partners, LP See All Filings	D/A	2017-11-09 13:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557541 Filed Document 0000919574-17-007673 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Grosvenor 777 Fund, L.P. See All Filings	D	2017-11-09 13:03:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721731 Filed Document 0001721731-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 13:03:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NREA Adair, DST See All Filings	D	2017-11-09 12:25:56 UTC
Amount To Be Raised $24,742,538 Associated Brokers / Dealers Highland Capital Funds Distributor, Inc. CIK Number 0001722121 Filed Document 0001722121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:25:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Cove Credit Opportunity Fund, LP See All Filings	D	2017-11-09 12:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721936 Filed Document 0001721936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peri Inc. See All Filings	D	2017-11-09 12:13:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:13:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2017-11-09 12:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001556090 Filed Document 0001473541-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-09 12:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 121 See All Filings	D	2017-11-09 11:45:21 UTC
Amount To Be Raised $90,077 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001721916 Filed Document 0001721916-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2017-11-09 11:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001534527 Filed Document 0001473541-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caption Partners, LP See All Filings	D/A	2017-11-09 11:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-17-007668 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Y-Prime, Inc. See All Filings	D	2017-11-09 11:26:32 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001586656 Filed Document 0001586656-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:26:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2017-11-09 11:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-17-007666 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:19:49 UTC
Amount To Be Raised $570,848 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000547 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:19:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CF Innovations Group, Inc. See All Filings	D	2017-11-09 11:14:36 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001721146 Filed Document 0000897069-17-000546 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:14:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BLUE ROOSTER BUILDING EAST, LLC See All Filings	D	2017-11-09 11:09:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722108 Filed Document 0001722108-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 11:09:23 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2017-11-09 10:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001473541-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solas Capital Partners, LP See All Filings	D/A	2017-11-09 10:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311654 Filed Document 0000919574-17-007664 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wellness by Wishlist, Inc. See All Filings	D	2017-11-09 10:52:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638764 Filed Document 0001638764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:52:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Optimus Ride Inc. See All Filings	D	2017-11-09 10:52:11 UTC
Amount To Be Raised $18,017,603 Associated Brokers / Dealers N/A CIK Number 0001656170 Filed Document 0001656170-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:52:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CWD Summit, LLC See All Filings	D/A	2017-11-09 10:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689660 Filed Document 0001012975-17-000815 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Thematic, L.P. See All Filings	D/A	2017-11-09 10:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC CIK Number 0001534911 Filed Document 0000945621-17-000403 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:39:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hershey Strategic Capital, LP See All Filings	D/A	2017-11-09 10:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465476 Filed Document 0001465476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D	2017-11-09 10:22:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:22:57 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
HARBERT VALUE FUND, LP See All Filings	D/A	2017-11-09 10:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001396851 Filed Document 0000919574-17-007657 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Partners Capital III, LLC See All Filings	D/A	2017-11-09 10:06:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TPEG Securities, LLC CIK Number 0001721842 Filed Document 0001721842-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:06:23 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Harbert Discovery Fund, LP See All Filings	D/A	2017-11-09 10:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001626127 Filed Document 0000919574-17-007654 Exclusions or Exemptions 506b Accepted Date 2017-11-09 10:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities VIII (Q), L.P. See All Filings	D/A	2017-11-09 09:58:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Cambridge Investment Research, Inc., and Crewe Capital, LLC CIK Number 0001697045 Filed Document 0001697045-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rok Pen LLC See All Filings	D	2017-11-09 09:56:56 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001721360 Filed Document 0001721360-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:56:56 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Keystone Private Market Opportunities Fund VIII, L.P. See All Filings	D/A	2017-11-09 09:51:37 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Cambridge Investment Research, Inc., Sunbelt Securities, and Crewe Capital, LLC CIK Number 0001687017 Filed Document 0001687017-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:51:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celebrity Brands Capital Partners, LLC See All Filings	D	2017-11-09 09:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719036 Filed Document 0001718740-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:49:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Celebrity Brands Spirits, LLC See All Filings	D	2017-11-09 09:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718617 Filed Document 0001718740-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:41:09 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ACCL Group Holdings, LLC See All Filings	D/A	2017-11-09 09:36:53 UTC
Amount To Be Raised $583,958,595 Associated Brokers / Dealers N/A CIK Number 0001719582 Filed Document 0001719582-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:36:53 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-09 09:31:03 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Blair Van Buren, Michael M. Darley, Brian T. Marshall, Kimberly I. Cutler, and Richard H. Lapham CIK Number 0001135856 Filed Document 0001135856-17-000332 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:31:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aquarian Holdings I L.P. See All Filings	D	2017-11-09 09:30:44 UTC
Amount To Be Raised $44,800,000 Associated Brokers / Dealers N/A CIK Number 0001721249 Filed Document 0000950172-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:30:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLE Capital Partners, LLC See All Filings	D	2017-11-09 09:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718740 Filed Document 0001718740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:29:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CBRE Spanish Logistics Feeder SCSp See All Filings	D	2017-11-09 09:29:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001722107 Filed Document 0001722107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyport Variable Account E (NY) See All Filings	D/A	2017-11-09 09:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan Fogelman CIK Number 0001459942 Filed Document 0001628645-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:27:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-09 09:23:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-17-000331 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:23:55 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Delaware Life NY Variable Account H See All Filings	D/A	2017-11-09 09:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Corp. CIK Number 0001498521 Filed Document 0001628645-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:22:52 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account L See All Filings	D/A	2017-11-09 09:18:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001521845 Filed Document 0001628645-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:18:37 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life NY Separate Account M See All Filings	D/A	2017-11-09 09:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001459820 Filed Document 0001628645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:14:32 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DL Private Variable Account A See All Filings	D/A	2017-11-09 09:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securites, LLC CIK Number 0001628645 Filed Document 0001628645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:09:18 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Envisage Capital Partners I, L.P. See All Filings	D/A	2017-11-09 09:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424665 Filed Document 0001144204-17-057474 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:02:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosaic Distributors, LLC See All Filings	D/A	2017-11-09 09:01:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Bruce Roberts, Phillip Nash Roberts, James A Green, Bruce Smith, and Peter Milhaupt CIK Number 0001587336 Filed Document 0001587336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-09 09:01:54 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Life Ins Co Separate Account P See All Filings	D/A	2017-11-09 08:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc. CIK Number 0001238963 Filed Document 0001535169-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:56:45 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Keyport Life Ins Co Separate Account Q See All Filings	D/A	2017-11-09 08:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc. CIK Number 0001432334 Filed Document 0001535169-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:50:51 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
DELAWARE LIFE VARIABLE ACCOUNT H See All Filings	D/A	2017-11-09 08:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank O'Keefe, Clifford Eisler, Jeffery Davis, David Byers, William Wood, Pat Trammell, Todd Mezrah, Doug Hester, FNBB Capital Markets, LLC, Jim Crone, Matthew Schoen, John Stein III, CPFG Securities, Pro-Equities, Inc., and The Leaders Group CIK Number 0001119402 Filed Document 0001535169-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:42:29 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other
Delaware Life Separate Account R See All Filings	D/A	2017-11-09 08:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Girard Securities CIK Number 0001521832 Filed Document 0001535169-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-09 08:36:57 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Other