Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ballast B I, LLC See All Filings	D	2019-10-11 18:46:15 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001790979 Filed Document 0001790977-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:46:15 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF V, LLC See All Filings	D	2019-10-11 18:39:23 UTC
Amount To Be Raised $1,137,500 Associated Brokers / Dealers N/A CIK Number 0001790978 Filed Document 0001790977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:39:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballast SFMF IV, LLC See All Filings	D	2019-10-11 18:23:46 UTC
Amount To Be Raised $2,786,250 Associated Brokers / Dealers N/A CIK Number 0001790977 Filed Document 0001790977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:23:46 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CIP SHR 1 Preferred, LLC See All Filings	D	2019-10-11 18:08:27 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers DAI Securities and JCC Advisors, LLC CIK Number 0001789699 Filed Document 0001790593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2019-10-11 18:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Yorktown Energy Partners XII, L.P. See All Filings	D/A	2019-10-11 18:02:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750133 Filed Document 0001750133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:02:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBI Services, Inc. See All Filings	D	2019-10-11 18:01:49 UTC
Amount To Be Raised $22,470,003 Associated Brokers / Dealers N/A CIK Number 0001768818 Filed Document 0001768818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cinctive CAV Offshore, LP See All Filings	D	2019-10-11 18:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791015 Filed Document 0001791027-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 18:01:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Partners Limited Partnership See All Filings	D/A	2019-10-11 17:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502725 Filed Document 0001504196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mangum 509, LLC See All Filings	D	2019-10-11 17:44:43 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001790189 Filed Document 0001790189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:44:43 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PLATYPUS INSTITUTE INC. See All Filings	D	2019-10-11 17:43:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001741614 Filed Document 0001741614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:43:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noble Naturals See All Filings	C/A	2019-10-11 17:41:35 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-19-001006 Accepted Date 2019-10-11 17:41:35 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Cinctive CAV Onshore, LP See All Filings	D	2019-10-11 17:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791027 Filed Document 0001791027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartLam NA Enterprises US, LLC See All Filings	D	2019-10-11 17:40:02 UTC
Amount To Be Raised $41,700,000 Associated Brokers / Dealers N/A CIK Number 0001790922 Filed Document 0001790922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:40:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Ecovative Design LLC See All Filings	D	2019-10-11 17:35:12 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:35:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drake's Organic Spirits, LLC See All Filings	D/A	2019-10-11 17:33:38 UTC
Amount To Be Raised $6,235,030 Associated Brokers / Dealers N/A CIK Number 0001722838 Filed Document 0001288230-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:33:38 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D/A	2019-10-11 17:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon Salpare Bay Marina LLC See All Filings	D	2019-10-11 17:28:46 UTC
Amount To Be Raised $3,762,500 Associated Brokers / Dealers N/A CIK Number 0001790718 Filed Document 0001790718-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:28:46 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Habitas S.A. See All Filings	D	2019-10-11 17:27:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790947 Filed Document 0001382963-19-000072 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:27:48 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Red Sea Ventures II, L.P. See All Filings	D/A	2019-10-11 17:21:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001737640 Filed Document 0001737640-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knight Co-investment, L.P. See All Filings	D	2019-10-11 17:20:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791018 Filed Document 0001786440-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile Partners VI-A LP See All Filings	D	2019-10-11 17:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790550 Filed Document 0001790550-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO Capital Management, LLC See All Filings	D	2019-10-11 17:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:19:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
Square Mile Partners VI LP See All Filings	D	2019-10-11 17:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790551 Filed Document 0001790551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST See All Filings	D/A	2019-10-11 17:12:52 UTC
Amount To Be Raised $14,260,000 Associated Brokers / Dealers Orchard Securities, LLC, WealthForge Securities, LLC, CABIN SECURITIES, INC., Cabot Lodge Securities LLC, IBN FINANCIAL SERVICES, INC., McDermott Investment Services, LLC, Primex, and WESTPARK CAPITAL, INC. CIK Number 0001781251 Filed Document 0001781251-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:12:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund VII LLC See All Filings	D/A	2019-10-11 17:11:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001771681 Filed Document 0001213900-19-020232 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calysta, Inc. See All Filings	D	2019-10-11 17:10:04 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001521645 Filed Document 0001567619-19-019520 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:10:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trella Technologies LLC See All Filings	C/A	2019-10-11 17:08:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001767862 Filed Document 0001665160-19-001003 Accepted Date 2019-10-11 17:08:52 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State MASSACHUSETTS
Voyager Capital Founders' Fund V, L.P. See All Filings	D	2019-10-11 17:07:52 UTC
Amount To Be Raised $5,090,000 Associated Brokers / Dealers N/A CIK Number 0001789091 Filed Document 0001789091-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:07:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGL Partners, LLC See All Filings	D	2019-10-11 17:05:09 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001471349 Filed Document 0001471349-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 17:05:09 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Phoenix RD Fund II LLC See All Filings	D	2019-10-11 17:00:19 UTC
Amount To Be Raised $26,273,311 Associated Brokers / Dealers N/A CIK Number 0001790628 Filed Document 0001790628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-11 17:00:19 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek CP Evergreen Fund, L.P. See All Filings	D	2019-10-11 16:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790722 Filed Document 0001783343-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noble Naturals See All Filings	C/A	2019-10-11 16:57:15 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001777377 Filed Document 0001665160-19-001002 Accepted Date 2019-10-11 16:57:15 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Jackson Boulevard Investors LLC See All Filings	D	2019-10-11 16:54:54 UTC
Amount To Be Raised $9,425,000 Associated Brokers / Dealers N/A CIK Number 0001791001 Filed Document 0001791001-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-11 16:54:54 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Envest Public Benefit Corp See All Filings	D	2019-10-11 16:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790615 Filed Document 0001790615-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-11 16:54:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Point72 Employee Investment Fund, L.P. See All Filings	D/A	2019-10-11 16:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753770 Filed Document 0001789504-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-11 16:49:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alan Glenn SPV III LLC See All Filings	D	2019-10-11 16:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784025 Filed Document 0001784025-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:44:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Purchasing Platform, Inc. See All Filings	D	2019-10-11 16:43:41 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001548203 Filed Document 0001548203-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:43:41 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
2ndkitchen Inc. See All Filings	D	2019-10-11 16:43:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767253 Filed Document 0001767253-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:43:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envest Microfinance Fund, LLC See All Filings	D	2019-10-11 16:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Folio Institutional CIK Number 0001560373 Filed Document 0001560373-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-11 16:39:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-10-11 16:36:52 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:36:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Tax Enhanced Long Fund, LP See All Filings	D/A	2019-10-11 16:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746681 Filed Document 0001746681-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:36:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BoxGroup More, LP See All Filings	D	2019-10-11 16:35:20 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers N/A CIK Number 0001779390 Filed Document 0001779390-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:35:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BoxGroup Four, LP See All Filings	D	2019-10-11 16:34:22 UTC
Amount To Be Raised $82,500,000 Associated Brokers / Dealers N/A CIK Number 0001779199 Filed Document 0001779199-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:34:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOTOPHARMICS INC See All Filings	D	2019-10-11 16:34:17 UTC
Amount To Be Raised $6,644,601 Associated Brokers / Dealers N/A CIK Number 0001561150 Filed Document 0001561150-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:34:17 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Kimino Drinks, Inc. See All Filings	D	2019-10-11 16:33:39 UTC
Amount To Be Raised $2,686,999 Associated Brokers / Dealers N/A CIK Number 0001790704 Filed Document 0001790704-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:33:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CJM Realty Fund LLC See All Filings	D/A	2019-10-11 16:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756131 Filed Document 0001756131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:32:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Emerging Markets Leaders Fund LLC See All Filings	D/A	2019-10-11 16:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755576 Filed Document 0001382963-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:32:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Systematic Emerging Markets All Cap Core Fund LLC See All Filings	D/A	2019-10-11 16:29:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001718874 Filed Document 0001382963-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-10-11 16:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Escapes Opportunity Zone Fund, LLC See All Filings	D	2019-10-11 16:27:02 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001790943 Filed Document 0001790943-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-11 16:27:02 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity