Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prelude Research, Inc. See All Filings	D/A	2019-10-15 09:53:19 UTC
Amount To Be Raised $885,000 Associated Brokers / Dealers N/A CIK Number 0001757035 Filed Document 0001757035-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:53:19 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G2 Long Only Fund Offshore Ltd. See All Filings	D	2019-10-15 09:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790998 Filed Document 0000919574-19-006407 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:51:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Innovation Inc. See All Filings	D	2019-10-15 09:49:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657921 Filed Document 0001657921-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:49:05 UTC Type of Offering D Industry Environmental Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Preservation REIT I, Inc. See All Filings	D	2019-10-15 09:47:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers CommonGood Securities, LLC CIK Number 0001790540 Filed Document 0001790540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:47:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Valley Technical Academy, LLC See All Filings	D	2019-10-15 09:45:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001732383 Filed Document 0001732383-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:45:32 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Aviation Ventures Series Fund II LLC Series Three See All Filings	D/A	2019-10-15 09:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592650 Filed Document 0001592650-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Vizgen, Inc. See All Filings	D	2019-10-15 09:41:14 UTC
Amount To Be Raised $13,999,997 Associated Brokers / Dealers N/A CIK Number 0001790415 Filed Document 0001790415-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:41:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio B See All Filings	D/A	2019-10-15 09:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790063 Filed Document 0000919574-19-006401 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cabretta OZ HPP, LLC See All Filings	D/A	2019-10-15 09:39:14 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001777841 Filed Document 0001777841-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:39:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio A See All Filings	D/A	2019-10-15 09:37:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790066 Filed Document 0000919574-19-006399 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:37:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Senior Loan Fund (SRI), L.P. See All Filings	D/A	2019-10-15 09:37:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0001616264 Filed Document 0001616264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:37:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alchemy 365, Inc. See All Filings	D	2019-10-15 09:37:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739283 Filed Document 0001739283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:37:01 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
CE Global Fund III L.P. See All Filings	D	2019-10-15 09:35:29 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001789594 Filed Document 0001789594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:35:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Senior Loan Fund, L.P. See All Filings	D/A	2019-10-15 09:34:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0001456955 Filed Document 0001456955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:34:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabrelane Capital Management Fund, L.P. See All Filings	D/A	2019-10-15 09:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755888 Filed Document 0001755888-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indie Diversified Income Fund, LLC See All Filings	D/A	2019-10-15 09:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746594 Filed Document 0001178858-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:30:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CranioVation, Inc. See All Filings	D	2019-10-15 09:26:30 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001716636 Filed Document 0001716636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:26:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
FIVE STATES PRODUCTION ACQUISITION FUND 2020, LLC See All Filings	D	2019-10-15 09:22:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001790564 Filed Document 0001790564-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:22:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2019-10-15 09:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001012975-19-000633 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accion Quona Inclusion Fund, L.P. See All Filings	D/A	2019-10-15 09:13:58 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001755618 Filed Document 0001755618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:13:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Meade Associates NT L P See All Filings	D/A	2019-10-15 09:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321284 Filed Document 0001012975-19-000632 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES LP See All Filings	D/A	2019-10-15 09:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460009 Filed Document 0001012975-19-000631 Exclusions or Exemptions 506b Accepted Date 2019-10-15 09:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acqusalut Inc. See All Filings	1-A	2019-10-15 09:09:49 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001775196 Filed Document 0001775196-19-000010 Accepted Date 2019-10-15 09:09:49 UTC Type of Offering 1-A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
THG ACQUISITION, LLC See All Filings	D	2019-10-15 08:54:14 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001666641 Filed Document 0001567619-19-019534 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:54:14 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VILLAGE JUICE CO. FRANCHISING, LLC See All Filings	D	2019-10-15 08:49:48 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001779216 Filed Document 0001779216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:49:48 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BKL 2019 Series I-A, LP See All Filings	D	2019-10-15 08:31:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787481 Filed Document 0001787481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Alpha Fund III, L.P. See All Filings	D/A	2019-10-15 08:19:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities Inc. and Kelson Capital, LLC CIK Number 0001684142 Filed Document 0001684142-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:19:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domestic Brands Inc See All Filings	C/A	2019-10-15 08:19:19 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001757183 Filed Document 0001669191-19-000371 Accepted Date 2019-10-15 08:19:19 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State CALIFORNIA
Asprodental Inc. See All Filings	C/A	2019-10-15 08:13:59 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $253,000 CIK Number 0001778256 Filed Document 0001669191-19-000369 Accepted Date 2019-10-15 08:13:59 UTC Type of Offering C/A Security Offered Amount 21,740 Security Offered Type Common Stock State CALIFORNIA
Asprodental Inc. See All Filings	C/A	2019-10-15 08:11:09 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $253,000 CIK Number 0001778256 Filed Document 0001669191-19-000367 Accepted Date 2019-10-15 08:11:09 UTC Type of Offering C/A Security Offered Amount 21,740 Security Offered Type Common Stock State CALIFORNIA
Veda Healthcare Solutions Fund, LP See All Filings	D	2019-10-15 08:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789799 Filed Document 0001789799-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-15 08:08:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TOWNSEND BALANCED REAL ESTATE FUND L P See All Filings	D/A	2019-10-15 08:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351287 Filed Document 0001351287-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2019-10-15 08:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-15 08:00:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oprine Opportunity Funds See All Filings	C/A	2019-10-15 07:52:18 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $107,000 CIK Number 0001787127 Filed Document 0001787127-19-000006 Accepted Date 2019-10-15 07:52:18 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Preferred Stock State WASHINGTON
BIF IV Co-Invest (T), L.P. See All Filings	D	2019-10-15 07:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001790264 Filed Document 0001790264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:44:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
vTv Therapeutics Inc. See All Filings	D	2019-10-15 07:13:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001641489 Filed Document 0001567619-19-019527 Exclusions or Exemptions 506b Accepted Date 2019-10-15 07:13:25 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Opportunities Fund, L.P. See All Filings	D/A	2019-10-15 06:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688173 Filed Document 0000950103-19-013855 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:58:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Offshore, Ltd. See All Filings	D/A	2019-10-15 06:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001755151 Filed Document 0001315863-19-000831 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2019-10-15 06:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-19-000830 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Comgest Growth PLC See All Filings	D/A	2019-10-15 06:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-19-000829 Exclusions or Exemptions 506b Accepted Date 2019-10-15 06:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
East El Paso Physicians' Medical Center, LLC See All Filings	D	2019-10-11 22:07:12 UTC
Amount To Be Raised $484,552 Associated Brokers / Dealers N/A CIK Number 0001790168 Filed Document 0001790168-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 22:07:12 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Back Porch Homes LLC See All Filings	C	2019-10-11 22:01:45 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001785021 Filed Document 0001785021-19-000001 Accepted Date 2019-10-11 22:01:45 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
CPA Franklin Industrial DST See All Filings	D/A	2019-10-11 21:54:23 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers Emerson Equity LLC, Trawnegan Gall, Michael Crimmins, Craig Cooper, Michael Culwell, Leslie Pappas, Donald Deans, Trawnegan Gall, Elizabeth Friant, and David Levinson CIK Number 0001757442 Filed Document 0001757442-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-11 21:54:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
East Bay Capital Fund III, LP See All Filings	D	2019-10-11 20:52:48 UTC
Amount To Be Raised $6,315,789 Associated Brokers / Dealers n/a CIK Number 0001791000 Filed Document 0001756017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:52:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
TUSCAN GARDENS SENIOR LIVING COMMUNITIES, INC. See All Filings	1-A/A	2019-10-11 20:46:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001746666 Filed Document 0001214659-19-006471 Accepted Date 2019-10-11 20:46:34 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Pappys of Summerlin LLC See All Filings	C	2019-10-11 20:30:31 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $800,000 CIK Number 0001788800 Filed Document 0001670254-19-000587 Accepted Date 2019-10-11 20:30:31 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NEVADA
Botrista Technology, Inc. See All Filings	D	2019-10-11 20:15:34 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001784083 Filed Document 0001784083-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-11 20:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Imperial Capital Acquisition Fund VII (International), LP See All Filings	D	2019-10-11 19:45:37 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001773961 Filed Document 0001773961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:45:37 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HPX LLC See All Filings	D/A	2019-10-11 19:14:42 UTC
Amount To Be Raised $2,561,450 Associated Brokers / Dealers N/A CIK Number 0001783367 Filed Document 0001783367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:14:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Global Equity Fund L.P. See All Filings	D/A	2019-10-11 19:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719456 Filed Document 0001719456-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 19:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity