Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Juniper Hill Capital Fund LP See All Filings	D/A	2019-10-15 17:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ardea Partners LP CIK Number 0001778056 Filed Document 0001315863-19-000837 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Nutritional Foods LLC See All Filings	D	2019-10-15 17:25:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001662971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:25:38 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
IronGate Mission Partners, LLC See All Filings	D/A	2019-10-15 17:25:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Cabot Lodge Securities LLC CIK Number 0001755399 Filed Document 0000947871-19-000740 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:25:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner Imaging Systems, Inc. See All Filings	D	2019-10-15 17:25:03 UTC
Amount To Be Raised $4,338,237 Associated Brokers / Dealers Dalmore Group CIK Number 0001723419 Filed Document 0001723419-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:25:03 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Global Transport Income Fund Feeder LLC See All Filings	D/A	2019-10-15 17:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718743 Filed Document 0001718743-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Transport Income Fund Feeder Partnership SCSp See All Filings	D/A	2019-10-15 17:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775439 Filed Document 0001775439-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueArc Real Estate Income Fund (QP), a series of BlueArc Real Estate Investments, LLC See All Filings	D	2019-10-15 17:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785090 Filed Document 0001785090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charles River Institutional Fund IV, L.P. See All Filings	D	2019-10-15 17:14:39 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001790806 Filed Document 0001790806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:14:39 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FORAGER GROUP, INC. See All Filings	D	2019-10-15 17:14:02 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001762642 Filed Document 0001762642-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:14:02 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
COCANNCO, INC. See All Filings	1-A	2019-10-15 17:12:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791146 Filed Document 0001078782-19-000774 Accepted Date 2019-10-15 17:12:27 UTC Type of Offering 1-A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Temple Capital Master Fund, L.P. See All Filings	D/A	2019-10-15 17:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755117 Filed Document 0000935836-19-000552 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charles River Realty Fund IV, L.P. See All Filings	D	2019-10-15 17:11:36 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001790803 Filed Document 0001790803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:11:36 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temple Capital Feeder Fund, L.P. See All Filings	D/A	2019-10-15 17:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754981 Filed Document 0000935836-19-000551 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSC Serucell 1 LLC See All Filings	D	2019-10-15 17:08:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers n/a CIK Number 0001791013 Filed Document 0001791013-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 17:08:49 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Crimson BioPharm Inc. See All Filings	D	2019-10-15 16:59:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791173 Filed Document 0001791153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:59:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LION FUND LTD See All Filings	D	2019-10-15 16:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231333 Filed Document 0000919574-19-006428 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:58:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Dividend Growth Fund - M LLC See All Filings	D/A	2019-10-15 16:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Starlight Funding Investments, LLC CIK Number 0001783142 Filed Document 0001567619-19-019573 Exclusions or Exemptions 506c Accepted Date 2019-10-15 16:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freerolls Entertainment, Inc. See All Filings	C	2019-10-15 16:52:05 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $999,998 CIK Number 0001719648 Filed Document 0001670254-19-000591 Accepted Date 2019-10-15 16:52:05 UTC Type of Offering C Security Offered Amount 22,222 Security Offered Type Preferred Stock State TEXAS
BrightView Partners LP See All Filings	D/A	2019-10-15 16:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615025 Filed Document 0001615025-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:42:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinity RE Impact, LLC See All Filings	D	2019-10-15 16:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791022 Filed Document 0001791022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:42:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enso Apothecary, LLC See All Filings	D	2019-10-15 16:37:30 UTC
Amount To Be Raised $28,800 Associated Brokers / Dealers N/A CIK Number 0001791035 Filed Document 0001791035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:37:30 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alitheia Holdings, Inc. See All Filings	D	2019-10-15 16:35:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001753622 Filed Document 0001753622-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-15 16:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
DREAM US Core Fund 2, L.P. See All Filings	D	2019-10-15 16:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitsubishi Corporation Asset Management CIK Number 0001791044 Filed Document 0000950138-19-000493 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feast Kitchen Inc. See All Filings	D	2019-10-15 16:35:12 UTC
Amount To Be Raised $20,999,994 Associated Brokers / Dealers N/A CIK Number 0001788830 Filed Document 0001788830-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:35:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER JAFFRAY COMPANIES See All Filings	D	2019-10-15 16:33:17 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001230245 Filed Document 0001230245-19-000098 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:33:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Debt
Fresenius Medical Care West Metro, LLC See All Filings	D	2019-10-15 16:31:41 UTC
Amount To Be Raised $1,999,561 Associated Brokers / Dealers N/A CIK Number 0001791107 Filed Document 0001461373-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:31:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Galen Partners VI Annex Fund, L.P. See All Filings	D	2019-10-15 16:30:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001790428 Filed Document 0001790428-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:30:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
School of Whales Commercial Real Estate Equity Fund, LLC See All Filings	1-A/A	2019-10-15 16:28:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001760097 Filed Document 0001104659-19-054169 Accepted Date 2019-10-15 16:28:58 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-10-15 16:14:32 UTC
Amount To Be Raised $2,505,250 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-19-054148 Accepted Date 2019-10-15 16:14:32 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Galen Evolve SPV LLC See All Filings	D	2019-10-15 16:13:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790455 Filed Document 0001790455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:13:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superstring Capital Onshore Fund LP See All Filings	D	2019-10-15 16:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787413 Filed Document 0001567619-19-019566 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bow Wave Partners (Cayman), LP See All Filings	D	2019-10-15 16:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791124 Filed Document 0000919574-19-006424 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
455 Merrimac Trail, LLC See All Filings	D	2019-10-15 16:11:25 UTC
Amount To Be Raised $2,625,304 Associated Brokers / Dealers N/A CIK Number 0001791021 Filed Document 0001791021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:11:25 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings Series 2019-4 QP, LLC See All Filings	D	2019-10-15 16:09:13 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001789305 Filed Document 0000905718-19-000853 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:09:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOW WAVE PARTNERS, LP See All Filings	D	2019-10-15 16:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791121 Filed Document 0000919574-19-006422 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:07:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Candera Capital, LLC See All Filings	D	2019-10-15 16:05:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001790496 Filed Document 0001790496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:05:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PA Direct Credit Opportunities Fund III, L.P. See All Filings	D/A	2019-10-15 16:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001765132 Filed Document 0001765132-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motiv Power Systems, Inc. See All Filings	D	2019-10-15 16:03:51 UTC
Amount To Be Raised $59,669,056 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:03:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbell Ventures A, LLC See All Filings	D	2019-10-15 16:03:11 UTC
Amount To Be Raised $35,038,390 Associated Brokers / Dealers N/A CIK Number 0001791093 Filed Document 0001791093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 16:03:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PA Direct Credit Opportunities Fund III (Offshore), L.P. See All Filings	D	2019-10-15 15:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001790553 Filed Document 0001790553-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:59:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCP MGP International, Ltd. See All Filings	D	2019-10-15 15:52:55 UTC
Amount To Be Raised $40,705,000 Associated Brokers / Dealers N/A CIK Number 0001790597 Filed Document 0001398344-19-017873 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITNALL PARK LLC See All Filings	D	2019-10-15 15:52:06 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001791036 Filed Document 0001791036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:52:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Western Wealth Capital XLVIII US Investor, LP See All Filings	D/A	2019-10-15 15:48:45 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001790224 Filed Document 0001642247-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:45 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PETFIVE BRANDS HOLDING LLC See All Filings	D	2019-10-15 15:48:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001729530 Filed Document 0001729530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:34 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KCP MGP, LLC See All Filings	D	2019-10-15 15:48:16 UTC
Amount To Be Raised $8,795,000 Associated Brokers / Dealers N/A CIK Number 0001790678 Filed Document 0001398344-19-017871 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:48:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theMaven, Inc. See All Filings	D	2019-10-15 15:46:57 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0000894871 Filed Document 0001493152-19-015501 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:46:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dawah Pharmaceuticals, Inc. See All Filings	D	2019-10-15 15:43:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001738106 Filed Document 0001738106-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-15 15:43:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Fund EQ-RFB, a series of Equidate Investments, LLC See All Filings	D/A	2019-10-15 15:37:54 UTC
Amount To Be Raised $1,402,024 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001776522 Filed Document 0001776522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:37:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trackonomy Systems, Inc. See All Filings	D	2019-10-15 15:37:46 UTC
Amount To Be Raised $10,424,994 Associated Brokers / Dealers N/A CIK Number 0001756185 Filed Document 0001756185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:37:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zama Capital Fund LP See All Filings	D	2019-10-15 15:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668637 Filed Document 0001315863-19-000836 Exclusions or Exemptions 506b Accepted Date 2019-10-15 15:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity