Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Noble Capital REIT Fund I, LP See All Filings	D	2019-10-28 14:37:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001668331 Filed Document 0001668331-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-28 14:37:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BatteryXchange, Inc. See All Filings	D	2019-10-28 14:31:33 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001792013 Filed Document 0001792013-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:31:33 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS ENHANCED FUND LP See All Filings	D/A	2019-10-28 14:29:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001426894 Filed Document 0001426894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:29:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonrise Venture Partners II LP See All Filings	D/A	2019-10-28 14:27:55 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001755431 Filed Document 0001755431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highline Bloom, LLC See All Filings	D	2019-10-28 14:19:17 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001792155 Filed Document 0001792155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:19:17 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
McComb Renal Construction LLC See All Filings	D	2019-10-28 14:13:25 UTC
Amount To Be Raised $479,500 Associated Brokers / Dealers N/A CIK Number 0001792139 Filed Document 0001792290-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:13:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BPJV LLC See All Filings	D	2019-10-28 14:09:16 UTC
Amount To Be Raised $3,517,100 Associated Brokers / Dealers N/A CIK Number 0001792238 Filed Document 0001792238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:09:16 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bellmead Renal Construction LLC See All Filings	D	2019-10-28 14:07:23 UTC
Amount To Be Raised $581,750 Associated Brokers / Dealers N/A CIK Number 0001792290 Filed Document 0001792290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:07:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HUMI HOLDINGS CORP. See All Filings	D	2019-10-28 13:53:47 UTC
Amount To Be Raised $10,666,598 Associated Brokers / Dealers N/A CIK Number 0001792387 Filed Document 0000899797-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:53:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgmar Mall Storage, LLC See All Filings	D	2019-10-28 13:53:27 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001792469 Filed Document 0001792469-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-28 13:53:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Willows Apts JV LLC See All Filings	D	2019-10-28 13:52:40 UTC
Amount To Be Raised $6,405,000 Associated Brokers / Dealers N/A CIK Number 0001792454 Filed Document 0001792454-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:52:40 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
American Capital USA Investments LLC See All Filings	D	2019-10-28 13:44:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792480 Filed Document 0001792480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:44:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTCORP EMERGING ALPHA FUND SPC See All Filings	D/A	2019-10-28 13:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001720617 Filed Document 0001720617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO Capital Management, LLC See All Filings	D	2019-10-28 13:40:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:40:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-10-28 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:39:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NFF 1930 W 6th LA, LLC See All Filings	D	2019-10-28 13:35:18 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001792440 Filed Document 0001792440-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:35:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Worcket Group Corp. See All Filings	D	2019-10-28 13:32:16 UTC
Amount To Be Raised $1,677,726 Associated Brokers / Dealers N/A CIK Number 0001790830 Filed Document 0001790830-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:32:16 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spot Investment Fund LP See All Filings	D/A	2019-10-28 13:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720819 Filed Document 0001720819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Eighty, LLC See All Filings	D	2019-10-28 13:30:12 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001792445 Filed Document 0001445866-19-001275 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:30:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Exchange Place LP See All Filings	D/A	2019-10-28 13:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., Woodbury Financial Services, Inc., Citigroup Global Markets Inc., First Republic Investment Management, Inc., Stifel Nicholas & Company, Incorporated, Sanford C. Bernstein & Co., LLC, Axa Advisors, Lara, May & Associates, LLC, Northern Trust Securities, Inc., and Seaport Securities Corp. CIK Number 0001623075 Filed Document 0001791459-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infrashares Fund 1 See All Filings	D	2019-10-28 13:20:20 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001791949 Filed Document 0001791949-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:20:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
HITE Carbon Offset LP See All Filings	D/A	2019-10-28 13:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven LLC CIK Number 0001757087 Filed Document 0000898432-19-001285 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Team Labs, Inc. See All Filings	D	2019-10-28 13:19:12 UTC
Amount To Be Raised $9,437,496 Associated Brokers / Dealers N/A CIK Number 0001682568 Filed Document 0001682568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:19:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIXTH WAVE INNOVATIONS INC. See All Filings	D/A	2019-10-28 13:16:43 UTC
Amount To Be Raised $684,619 Associated Brokers / Dealers N/A CIK Number 0001515251 Filed Document 0001515251-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:16:43 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2019-10-28 13:06:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:06:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWAG Tool Co Holdings, LLC See All Filings	D	2019-10-28 13:04:24 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001792410 Filed Document 0001792410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:04:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2019-10-28 13:03:19 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:03:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MG Biscayne Bay Investments TSR L.P. See All Filings	D	2019-10-28 12:59:42 UTC
Amount To Be Raised $16,904,609 Associated Brokers / Dealers N/A CIK Number 0001791147 Filed Document 0001791147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:59:42 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1220726 B.C. Ltd. See All Filings	D	2019-10-28 12:58:22 UTC
Amount To Be Raised $1,337 Associated Brokers / Dealers N/A CIK Number 0001792298 Filed Document 0001085037-19-000106 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:58:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pembroke TCM North Warner LLC See All Filings	D	2019-10-28 12:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791459 Filed Document 0001791459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:58:14 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2019-10-28 12:54:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:54:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
4th Street 192 Investor, LLC See All Filings	D	2019-10-28 12:53:41 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001792156 Filed Document 0001171520-19-000326 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:53:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DBL Digital Smart Beta LLC - Series A See All Filings	D	2019-10-28 12:38:36 UTC
Amount To Be Raised $5,284,485 Associated Brokers / Dealers N/A CIK Number 0001791486 Filed Document 0001791486-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 12:38:36 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ambling Investments, LLC See All Filings	D/A	2019-10-28 12:37:57 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001790418 Filed Document 0001790418-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:37:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gregor Diagnostics, Inc. See All Filings	D	2019-10-28 12:36:15 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001746381 Filed Document 0001746381-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:36:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ES Bancshares, Inc. See All Filings	D	2019-10-28 12:33:30 UTC
Amount To Be Raised $10,489,984 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001358254 Filed Document 0001567619-19-020032 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:33:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sturgis Brewing Company, LLC See All Filings	D	2019-10-28 12:30:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001791854 Filed Document 0001791854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:30:55 UTC Type of Offering D Industry Restaurants Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
East Main Street Apartments. LLC See All Filings	D	2019-10-28 12:22:31 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001792372 Filed Document 0001445866-19-001274 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:22:31 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Pooling & Logistics Experts, Inc. See All Filings	D	2019-10-28 12:20:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792304 Filed Document 0001792304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:20:05 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Cityview Apartments. LLC See All Filings	D	2019-10-28 12:19:57 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001792371 Filed Document 0001445866-19-001273 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:19:57 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
BatteryXchange, Inc. See All Filings	C	2019-10-28 12:14:10 UTC
Financial Interest N/A Filing Platform LOCALSTAKE MARKETPLACE LLC Offering Amount $716,000 CIK Number 0001792013 Filed Document 0001792013-19-000001 Accepted Date 2019-10-28 12:14:10 UTC Type of Offering C Security Offered Amount 716,000 Security Offered Type Other State NORTH CAROLINA
Eyevance Holdings LLC See All Filings	D	2019-10-28 12:14:04 UTC
Amount To Be Raised $30,009,040 Associated Brokers / Dealers N/A CIK Number 0001792333 Filed Document 0001792333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:14:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
W.K.D. Style Enterprises Inc See All Filings	C	2019-10-28 12:09:56 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,995 CIK Number 0001784462 Filed Document 0001665160-19-001070 Accepted Date 2019-10-28 12:09:56 UTC Type of Offering C Security Offered Amount 666 Security Offered Type Common Stock State NEW YORK
INCE Capital Partners, L.P. See All Filings	D/A	2019-10-28 12:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785584 Filed Document 0000950172-19-000124 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wise Investing, LLC See All Filings	D	2019-10-28 12:06:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791427 Filed Document 0001567619-19-020029 Exclusions or Exemptions 506b Accepted Date 2019-10-28 12:06:05 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Ancora Commodity Fund LP See All Filings	D	2019-10-28 11:55:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791563 Filed Document 0000919574-19-006588 Exclusions or Exemptions 506b Accepted Date 2019-10-28 11:55:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MedGene Therapeutics, Inc. See All Filings	D	2019-10-28 11:52:41 UTC
Amount To Be Raised $51,500 Associated Brokers / Dealers N/A CIK Number 0001789652 Filed Document 0001789652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 11:52:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
REI Energy Drilling & Income Fund I, L.P. See All Filings	D	2019-10-28 11:49:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001792395 Filed Document 0001792395-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 11:49:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
TCM North Warner LLC See All Filings	D	2019-10-28 11:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791460 Filed Document 0001789504-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-10-28 11:47:18 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
New Primal LLC See All Filings	D	2019-10-28 11:45:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001618916 Filed Document 0001618916-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-28 11:45:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity