Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arroyo Vista Management LLC See All Filings	D/A	2017-11-21 17:46:31 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001723456 Filed Document 0001723456-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:46:31 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AVI Capital Yankee, LP See All Filings	D	2017-11-21 17:44:58 UTC
Amount To Be Raised $11,265,000 Associated Brokers / Dealers N/A CIK Number 0001627603 Filed Document 0001627603-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:44:58 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mill Green Opportunity Fund IV, LLC See All Filings	D/A	2017-11-21 17:37:45 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Gramercy Securities, Inc., Newbridge Securities Corporation, Madison Avenue Securities, LLC, Wall Street Strategies, Inc., Silber Bennett Financial, Inc., Cape Securities Inc., and Dempsey Lord Smith, LLC CIK Number 0001702797 Filed Document 0000897069-17-000560 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:37:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stitch Fix, Inc. See All Filings	D	2017-11-21 17:36:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001576942 Filed Document 0001288649-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:36:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stitch Fix, Inc. See All Filings	D	2017-11-21 17:34:44 UTC
Amount To Be Raised $11,850,773 Associated Brokers / Dealers N/A CIK Number 0001576942 Filed Document 0001288649-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:34:44 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC Toledo Holdings LLC See All Filings	D	2017-11-21 17:33:54 UTC
Amount To Be Raised $5,273,000 Associated Brokers / Dealers N/A CIK Number 0001723189 Filed Document 0001723189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:33:54 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stitch Fix, Inc. See All Filings	D	2017-11-21 17:33:25 UTC
Amount To Be Raised $2,148,171 Associated Brokers / Dealers N/A CIK Number 0001576942 Filed Document 0001288649-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:33:25 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stitch Fix, Inc. See All Filings	D	2017-11-21 17:30:53 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001576942 Filed Document 0001288649-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:30:53 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stitch Fix, Inc. See All Filings	D	2017-11-21 17:29:29 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001576942 Filed Document 0001288649-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:29:29 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VPC ONSHORE SPECIALTY FINANCE FUND II, L.P. See All Filings	D/A	2017-11-21 17:27:52 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers SIXPOINT PARTNERS LLC and TRUMP SECURITIES, LLC CIK Number 0001690191 Filed Document 0001690191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 190 See All Filings	D	2017-11-21 17:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001723158 Filed Document 0001723158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:22:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroTransponder, Inc. See All Filings	D	2017-11-21 17:17:59 UTC
Amount To Be Raised $16,626,905 Associated Brokers / Dealers N/A CIK Number 0001489993 Filed Document 0001489993-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:17:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRICKYARD DIRECT LENDING FUND, L.P. See All Filings	D	2017-11-21 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723071 Filed Document 0001718125-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:16:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Metric Clinton Opportunistic Ltd See All Filings	D	2017-11-21 17:10:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705853 Filed Document 0001705853-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:10:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caffeinated Capital Opportunity Fund I, LP See All Filings	D/A	2017-11-21 17:08:27 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Williams Trading, LLC CIK Number 0001670585 Filed Document 0001670585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ferenc Ltd Liability Co See All Filings	D	2017-11-21 17:02:41 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001717136 Filed Document 0001717136-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 17:02:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIRSTRIKE FIREFIGHTERS, LLC See All Filings	D/A	2017-11-21 16:58:47 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001699861 Filed Document 0001699861-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:58:47 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Iron Heart Canning Company, LLC See All Filings	D	2017-11-21 16:53:18 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001714458 Filed Document 0001714458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:53:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory (Bermuda) Ltd.-Brown Advisory Global Managers Fund See All Filings	D/A	2017-11-21 16:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0000899140-17-000664 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Thycotic Software, LLC See All Filings	D/A	2017-11-21 16:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654131 Filed Document 0001654131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:45:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2017-11-21 16:44:10 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:44:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Greystar Sunnyvale Investors, LLC See All Filings	D	2017-11-21 16:44:01 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001723411 Filed Document 0001723411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:44:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Incentive Management, LLC See All Filings	D	2017-11-21 16:43:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001720574 Filed Document 0001720574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:43:51 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MGI Biltmore Investors, LP See All Filings	D	2017-11-21 16:42:58 UTC
Amount To Be Raised $13,272,000 Associated Brokers / Dealers N/A CIK Number 0001723484 Filed Document 0001723484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:42:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A&Q Metric Black Diamond Arbitrage Ltd See All Filings	D	2017-11-21 16:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723404 Filed Document 0001723404-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:42:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVICSOLAR, INC See All Filings	D/A	2017-11-21 16:35:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001484693 Filed Document 0001484693-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:35:43 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2017-11-21 16:34:44 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:34:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ASay Inc. See All Filings	D	2017-11-21 16:33:31 UTC
Amount To Be Raised $8,073,875 Associated Brokers / Dealers N/A CIK Number 0001722959 Filed Document 0001722959-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:33:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Helios & Matheson Analytics Inc. See All Filings	D	2017-11-21 16:30:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Canaccord Genuity Corp. and Palladium Capital Advisors, LLC CIK Number 0001040792 Filed Document 0001213900-17-012447 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:30:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GCA Emerging Markets Sustainable Growth Fund, Ltd. See All Filings	D	2017-11-21 16:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722846 Filed Document 0001722846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:28:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD. See All Filings	D	2017-11-21 16:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723086 Filed Document 0000919574-17-008324 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:26:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVI Capital Alpha LP See All Filings	D	2017-11-21 16:23:42 UTC
Amount To Be Raised $10,013,000 Associated Brokers / Dealers N/A CIK Number 0001721324 Filed Document 0001721534-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:23:42 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
USA TECHNOLOGIES INC See All Filings	D	2017-11-21 16:23:33 UTC
Amount To Be Raised $19,810,000 Associated Brokers / Dealers N/A CIK Number 0000896429 Filed Document 0001140361-17-043520 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:23:33 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Suspension Systems Technologies, LLC See All Filings	D/A	2017-11-21 16:22:39 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001673351 Filed Document 0001673351-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:22:39 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER PERFORMANCE HOLDINGS, LLC See All Filings	D	2017-11-21 16:22:36 UTC
Amount To Be Raised $6,376,745 Associated Brokers / Dealers N/A CIK Number 0001629687 Filed Document 0001405086-17-000242 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:22:36 UTC Type of Offering D Industry Retailing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
SPARK PARTNERS FUND L.P. See All Filings	D/A	2017-11-21 16:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539477 Filed Document 0000899140-17-000663 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spark Intrepid L.P. See All Filings	D/A	2017-11-21 16:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539478 Filed Document 0000899140-17-000662 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P6835 Capital TT I, LLC See All Filings	D/A	2017-11-21 16:20:04 UTC
Amount To Be Raised $5,575,000 Associated Brokers / Dealers N/A CIK Number 0001702390 Filed Document 0001702390-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outbox Systems, Inc. See All Filings	D	2017-11-21 16:20:03 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:20:03 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HAMPSHIRE CREDIT ALPHA MASTER FUND L.P. See All Filings	D	2017-11-21 16:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723100 Filed Document 0000919574-17-008320 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:18:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gersh Canon LLC See All Filings	D	2017-11-21 16:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723196 Filed Document 0001723196-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - Black Diamond Arbitrage SP See All Filings	D	2017-11-21 16:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723402 Filed Document 0001723402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACRO SPV HSA, LLC See All Filings	D	2017-11-21 16:06:01 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers CoView Capital, Inc. CIK Number 0001723200 Filed Document 0001723200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:06:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harvest Fisheries Partners, LLC See All Filings	D	2017-11-21 16:05:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641286 Filed Document 0000945621-17-000415 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:05:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RINO NIGHT MARKET LLC See All Filings	D	2017-11-21 16:04:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001723303 Filed Document 0001723303-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:04:19 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2018 See All Filings	D/A	2017-11-21 16:01:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001718125-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-11-21 16:01:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHILIP TOUR Ltd LIABILITY Co See All Filings	D	2017-11-21 15:57:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719570 Filed Document 0001719570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:57:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Managers Fund LLC See All Filings	D/A	2017-11-21 15:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360809 Filed Document 0001360809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Capital Investments LP See All Filings	D	2017-11-21 15:49:57 UTC
Amount To Be Raised $5,675,000 Associated Brokers / Dealers N/A CIK Number 0001721534 Filed Document 0001721534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:49:57 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners Fund II, L.P. See All Filings	D/A	2017-11-21 15:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sapeno Inc. CIK Number 0001690695 Filed Document 0001690695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-21 15:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund