Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NORTH HUDSON FORTUNA III LP See All Filings	D	2019-10-28 15:46:07 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001789935 Filed Document 0001789935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:46:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KAB Fund I, a series of Operator Ventures, LP See All Filings	D/A	2019-10-28 15:43:03 UTC
Amount To Be Raised $80,020 Associated Brokers / Dealers N/A CIK Number 0001791528 Filed Document 0001791528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERGY CAPITAL PARTNERS IV-C OFFSHORE FEEDER, LP See All Filings	D/A	2019-10-28 15:41:35 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726218 Filed Document 0001726218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:41:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-D, LP See All Filings	D/A	2019-10-28 15:40:13 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726219 Filed Document 0001726219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:40:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-C, LP See All Filings	D/A	2019-10-28 15:38:50 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726217 Filed Document 0001726217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:38:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-B, LP See All Filings	D/A	2019-10-28 15:37:27 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726216 Filed Document 0001726216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV, LP See All Filings	D/A	2019-10-28 15:36:09 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, HANA FINANCIAL INVESTMENT, CO., LTD., USB SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726196 Filed Document 0001726196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:36:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY CAPITAL PARTNERS IV-A, LP See All Filings	D/A	2019-10-28 15:34:47 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers GENESIS MANAGEMENT, INC., HANA FINANCIAL INVESTMENT, CO., LTD., UBS SECURITIES LLC, GI CAPITAL MANAGEMENT LTD., MPW CAPITAL ADVISORS LIMITED, FUND PLACEMENT ISRAEL LTD., FAP USA, L.P., FIRST AVENUE PARTNERS LLP, and ARROW POINT ADVISORS CIK Number 0001726198 Filed Document 0001726198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Insurance Technologies, Inc. See All Filings	D	2019-10-28 15:29:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671717 Filed Document 0001671717-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Matik, Inc. See All Filings	D	2019-10-28 15:26:33 UTC
Amount To Be Raised $3,100,386 Associated Brokers / Dealers N/A CIK Number 0001792473 Filed Document 0001792473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:26:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upskill, Inc. See All Filings	D	2019-10-28 15:25:59 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001607943 Filed Document 0001567619-19-020042 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:25:59 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
3288 SOUTH POLK LLC See All Filings	D	2019-10-28 15:25:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001791552 Filed Document 0001791552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:25:18 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RIOBLANCO FUND I LLC See All Filings	D	2019-10-28 15:14:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001792502 Filed Document 0001792502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:14:11 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
BREWDOG USA INC. See All Filings	1-A/A	2019-10-28 15:10:51 UTC
Amount To Be Raised $39,000,000 Associated Brokers / Dealers Cuttone & Co. LLC CIK Number 0001646269 Filed Document 0001646269-19-000010 Accepted Date 2019-10-28 15:10:51 UTC Type of Offering 1-A/A Industry WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $12,436,722 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Franchise Cannabis Corp. See All Filings	D	2019-10-28 15:10:04 UTC
Amount To Be Raised $975,650 Associated Brokers / Dealers N/A CIK Number 0001792287 Filed Document 0001792287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:10:04 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ClickLease, LLC See All Filings	D	2019-10-28 15:06:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739266 Filed Document 0001739266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:06:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Radformation, Inc. See All Filings	D/A	2019-10-28 15:03:14 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001690280 Filed Document 0001690280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 15:03:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VECTORMAX Corp See All Filings	D	2019-10-28 14:58:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001104659-19-056848 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:58:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
tru Shrimp Co See All Filings	D	2019-10-28 14:58:33 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Cappello Global CIK Number 0001709385 Filed Document 0001709385-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 14:58:33 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ATLAS ENHANCED FUND, LTD See All Filings	D/A	2019-10-28 14:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001509211 Filed Document 0001426894-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resilient Building Systems, Inc. See All Filings	D	2019-10-28 14:53:16 UTC
Amount To Be Raised $754,088 Associated Brokers / Dealers N/A CIK Number 0001731766 Filed Document 0001731766-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:53:16 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huffman Prairie Fund I, LP See All Filings	D/A	2019-10-28 14:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754586 Filed Document 0001754586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trade Hounds, Inc. See All Filings	D	2019-10-28 14:40:34 UTC
Amount To Be Raised $5,041,375 Associated Brokers / Dealers N/A CIK Number 0001792474 Filed Document 0001792474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:40:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noble Capital REIT Fund I, LP See All Filings	D	2019-10-28 14:37:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001668331 Filed Document 0001668331-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-28 14:37:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BatteryXchange, Inc. See All Filings	D	2019-10-28 14:31:33 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001792013 Filed Document 0001792013-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:31:33 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS ENHANCED FUND LP See All Filings	D/A	2019-10-28 14:29:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Morgan Stanley Smith Barney LLC CIK Number 0001426894 Filed Document 0001426894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:29:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moonrise Venture Partners II LP See All Filings	D/A	2019-10-28 14:27:55 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001755431 Filed Document 0001755431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highline Bloom, LLC See All Filings	D	2019-10-28 14:19:17 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001792155 Filed Document 0001792155-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:19:17 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
McComb Renal Construction LLC See All Filings	D	2019-10-28 14:13:25 UTC
Amount To Be Raised $479,500 Associated Brokers / Dealers N/A CIK Number 0001792139 Filed Document 0001792290-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:13:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BPJV LLC See All Filings	D	2019-10-28 14:09:16 UTC
Amount To Be Raised $3,517,100 Associated Brokers / Dealers N/A CIK Number 0001792238 Filed Document 0001792238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:09:16 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bellmead Renal Construction LLC See All Filings	D	2019-10-28 14:07:23 UTC
Amount To Be Raised $581,750 Associated Brokers / Dealers N/A CIK Number 0001792290 Filed Document 0001792290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 14:07:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HUMI HOLDINGS CORP. See All Filings	D	2019-10-28 13:53:47 UTC
Amount To Be Raised $10,666,598 Associated Brokers / Dealers N/A CIK Number 0001792387 Filed Document 0000899797-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:53:47 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgmar Mall Storage, LLC See All Filings	D	2019-10-28 13:53:27 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001792469 Filed Document 0001792469-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-10-28 13:53:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Willows Apts JV LLC See All Filings	D	2019-10-28 13:52:40 UTC
Amount To Be Raised $6,405,000 Associated Brokers / Dealers N/A CIK Number 0001792454 Filed Document 0001792454-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:52:40 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
American Capital USA Investments LLC See All Filings	D	2019-10-28 13:44:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792480 Filed Document 0001792480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:44:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTCORP EMERGING ALPHA FUND SPC See All Filings	D/A	2019-10-28 13:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001720617 Filed Document 0001720617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO Capital Management, LLC See All Filings	D	2019-10-28 13:40:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:40:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-10-28 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:39:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NFF 1930 W 6th LA, LLC See All Filings	D	2019-10-28 13:35:18 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001792440 Filed Document 0001792440-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:35:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Worcket Group Corp. See All Filings	D	2019-10-28 13:32:16 UTC
Amount To Be Raised $1,677,726 Associated Brokers / Dealers N/A CIK Number 0001790830 Filed Document 0001790830-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:32:16 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spot Investment Fund LP See All Filings	D/A	2019-10-28 13:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720819 Filed Document 0001720819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Eighty, LLC See All Filings	D	2019-10-28 13:30:12 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001792445 Filed Document 0001445866-19-001275 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:30:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Exchange Place LP See All Filings	D/A	2019-10-28 13:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Scott & Stringfellow, Benjamin F. Edwards & Co., Cambridge Investment Research, Inc., Commonwealth Equity Services, Inc. dba Commonwealth Financial Network, LPL Financial LLC, Morgan Stanley Smith Barney LLC, Raymond James & Associates Inc., Robert W. Baird & Co., S F Sentry Securities, Inc., Sterne, Agee, and Leach, Inc., Twenty First Securities Corporation, Snowden Account Services, Inc., UBS Financial Services Inc., Western International Securities, Inc., Charles Schwab & Co., Inc., National Financial Services, LLC, FSC Securities Corporation, Harbor Investment Advisory, LLC, RBC Capital Markets, LLC, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Bank, N.A., Woodbury Financial Services, Inc., Citigroup Global Markets Inc., First Republic Investment Management, Inc., Stifel Nicholas & Company, Incorporated, Sanford C. Bernstein & Co., LLC, Axa Advisors, Lara, May & Associates, LLC, Northern Trust Securities, Inc., and Seaport Securities Corp. CIK Number 0001623075 Filed Document 0001791459-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:23:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infrashares Fund 1 See All Filings	D	2019-10-28 13:20:20 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001791949 Filed Document 0001791949-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:20:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
HITE Carbon Offset LP See All Filings	D/A	2019-10-28 13:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven LLC CIK Number 0001757087 Filed Document 0000898432-19-001285 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Team Labs, Inc. See All Filings	D	2019-10-28 13:19:12 UTC
Amount To Be Raised $9,437,496 Associated Brokers / Dealers N/A CIK Number 0001682568 Filed Document 0001682568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:19:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIXTH WAVE INNOVATIONS INC. See All Filings	D/A	2019-10-28 13:16:43 UTC
Amount To Be Raised $684,619 Associated Brokers / Dealers N/A CIK Number 0001515251 Filed Document 0001515251-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:16:43 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2019-10-28 13:06:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:06:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SWAG Tool Co Holdings, LLC See All Filings	D	2019-10-28 13:04:24 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001792410 Filed Document 0001792410-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:04:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
LIGHTFLEET CORP See All Filings	D/A	2019-10-28 13:03:19 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-28 13:03:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity