|
|
D/A |
2019-10-30 11:31:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721936
- Filed Document
- 0001721936-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:31:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:31:04 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791110
- Filed Document
- 0001791110-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-30 11:31:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:30:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FAP USA, L.P., First Avenue Partners LLP, and Credicorp Capital Asset Management S.A. Administradora General De Fondos
- CIK Number
- 0001755057
- Filed Document
- 0001755057-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:30:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:30:14 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792642
- Filed Document
- 0001792642-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:30:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:28:38 UTC |
- Amount To Be Raised
- $190,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782397
- Filed Document
- 0001012975-19-000654
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:28:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2019-10-30 11:25:25 UTC |
- Amount To Be Raised
- $2,819,340
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001104659-19-057586
- Accepted Date
- 2019-10-30 11:25:25 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $2,889,961
- State of Jurisdiction
- GEORGIA
- Type of Security
- Other(describe)
|
|
|
D/A |
2019-10-30 11:21:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001625349
- Filed Document
- 0001625349-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:21:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:20:04 UTC |
- Amount To Be Raised
- $56,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771368
- Filed Document
- 0001771368-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:20:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 11:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001625318
- Filed Document
- 0001625318-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:19:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:15:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750906
- Filed Document
- 0001750906-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:15:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 11:11:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001791264
- Filed Document
- 0001213900-19-021462
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:11:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 11:07:33 UTC |
- Amount To Be Raised
- $20,202,020
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792447
- Filed Document
- 0001792447-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 11:07:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 11:04:28 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- BRIDGE CAPITAL ASSOCIATES
- CIK Number
- 0001769778
- Filed Document
- 0001769778-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-30 11:04:28 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 10:45:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757672
- Filed Document
- 0001757672-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:45:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:40:27 UTC |
- Amount To Be Raised
- $4,732,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792656
- Filed Document
- 0001792656-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:40:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 10:36:49 UTC |
- Amount To Be Raised
- $4,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753775
- Filed Document
- 0001753775-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-30 10:36:49 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:33:05 UTC |
- Amount To Be Raised
- $20,710,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792181
- Filed Document
- 0001398344-19-018753
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:33:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792105
- Filed Document
- 0001792105-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:32:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:32:47 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792324
- Filed Document
- 0001792324-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:32:47 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:28:56 UTC |
- Amount To Be Raised
- $7,290,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792180
- Filed Document
- 0001398344-19-018751
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:28:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2019-10-30 10:18:34 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $253,000
- CIK Number
- 0001778256
- Filed Document
- 0001669191-19-000386
- Accepted Date
- 2019-10-30 10:18:34 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 21,740
- Security Offered Type
- Common Stock
- State
- CALIFORNIA
|
|
|
D/A |
2019-10-30 10:16:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew R. Feldman
- CIK Number
- 0001450774
- Filed Document
- 0000919574-19-006617
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:16:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 10:12:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757594
- Filed Document
- 0001013594-19-000646
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:12:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-10-30 10:11:20 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $500,000
- CIK Number
- 0001781955
- Filed Document
- 0001669191-19-000384
- Accepted Date
- 2019-10-30 10:11:20 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 31,250
- Security Offered Type
- Common Stock
- State
- NEW JERSEY
|
|
|
D |
2019-10-30 10:10:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Acanthus Capital Limited
- CIK Number
- 0001792545
- Filed Document
- 0001792545-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:10:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:07:06 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792588
- Filed Document
- 0001792588-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:07:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 10:06:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782134
- Filed Document
- 0001782134-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:06:26 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:05:54 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792160
- Filed Document
- 0001792160-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:05:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 10:00:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792583
- Filed Document
- 0001792583-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 10:00:24 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
C/A |
2019-10-30 09:59:59 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $902,952
- CIK Number
- 0001744757
- Filed Document
- 0001669191-19-000382
- Accepted Date
- 2019-10-30 09:59:59 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 5,556
- Security Offered Type
- Other
- State
- MASSACHUSETTS
|
|
|
D/A |
2019-10-30 09:52:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488863
- Filed Document
- 0001013594-19-000645
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 09:52:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001053370
- Filed Document
- 0001013594-19-000644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 09:52:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000948447
- Filed Document
- 0001013594-19-000643
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:52:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 09:42:02 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners, L.P.
- CIK Number
- 0001070680
- Filed Document
- 0001070680-19-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:42:02 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:39:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791656
- Filed Document
- 0001791656-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:39:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:38:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791657
- Filed Document
- 0001791657-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:38:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:36:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791658
- Filed Document
- 0001791658-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:36:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:35:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791659
- Filed Document
- 0001791659-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:35:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:33:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791660
- Filed Document
- 0001791660-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:33:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-10-30 09:32:24 UTC |
- Financial Interest
- None
- Filing Platform
- truCrowd, Inc
- Offering Amount
- $1,070,000
- CIK Number
- 0001787023
- Filed Document
- 0001787023-19-000004
- Accepted Date
- 2019-10-30 09:32:24 UTC
- Type of Offering
- C/A
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- OKLAHOMA
|
|
|
D |
2019-10-30 09:30:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CAIS CAPITAL LLC
- CIK Number
- 0001791661
- Filed Document
- 0001791661-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:30:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 09:30:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533162
- Filed Document
- 0000919574-19-006615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:30:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 09:29:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721169
- Filed Document
- 0000947871-19-000783
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:29:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-30 09:27:03 UTC |
- Amount To Be Raised
- $1,401,787,761
- Associated Brokers / Dealers
- Probitas Funds Group, LLC, China Concept Consulting Ltd., Gold Eagle Enterprises Limited, Goldman Sachs & Co. LLC, and XT Capital Partners, LLC
- CIK Number
- 0001750117
- Filed Document
- 0001750117-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:27:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-30 09:19:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792525
- Filed Document
- 0001792525-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-10-30 09:19:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 09:05:03 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766429
- Filed Document
- 0001766429-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 09:05:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-30 08:39:56 UTC |
- Amount To Be Raised
- $3,566,492
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791756
- Filed Document
- 0001791756-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 08:39:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 08:35:54 UTC |
- Amount To Be Raised
- $39,280,105
- Associated Brokers / Dealers
- Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., Triad Advisors, Inc., Royal Alliance Associates, Inc., Stonecrest Capital Markets, Inc., Independent Financial Group, LLC, and Saxony Securities
- CIK Number
- 0001785005
- Filed Document
- 0001785005-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 08:35:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-30 08:16:22 UTC |
- Amount To Be Raised
- $67,591,872
- Associated Brokers / Dealers
- DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, Madison Avenue Securities, LLC, FSC Securities Corporation, RCX Capital Group LLC, Independent Financial Group, LLC, Capulent LLC, Voya Financial Advisors, Center Street Securities, Inc., Nationwide Planning Associates, Inc, Vanderbilt Securities, LLC, Ameritas Investment Corp., Stonecrest Capital Markets, Inc, Avantax Investment Services Inc, and Kingsbury Capital Inc.
- CIK Number
- 0001777792
- Filed Document
- 0001777792-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 08:16:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-30 08:14:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791332
- Filed Document
- 0001791332-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-30 08:14:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|