Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vukota Residence at Austin Bluffs, LP See All Filings	D/A	2017-12-06 11:03:08 UTC
Amount To Be Raised $4,100,083 Associated Brokers / Dealers N/A CIK Number 0001668098 Filed Document 0001668098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-06 11:03:08 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BW PRIVATE INVESTORS, LLC See All Filings	D/A	2017-12-06 11:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440590 Filed Document 0001315863-17-000930 Exclusions or Exemptions 506b Accepted Date 2017-12-06 11:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2017-12-06 10:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001315863-17-000929 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:57:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SmartPhage, Inc. See All Filings	D	2017-12-06 10:56:23 UTC
Amount To Be Raised $843,889 Associated Brokers / Dealers N/A CIK Number 0001724252 Filed Document 0001724252-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:56:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FS Card Holdings, Inc. See All Filings	D	2017-12-06 10:46:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651824 Filed Document 0001651824-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:46:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CADIAN FUND LP See All Filings	D/A	2017-12-06 10:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420604 Filed Document 0000919574-17-008498 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Power-Sonic Holdings LLC See All Filings	D	2017-12-06 10:37:35 UTC
Amount To Be Raised $35,425,000 Associated Brokers / Dealers N/A CIK Number 0001723886 Filed Document 0001723886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:37:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackbird PS Investors, LLC See All Filings	D	2017-12-06 10:31:55 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001724026 Filed Document 0001724026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:31:55 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BG Property, LLC See All Filings	D	2017-12-06 10:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Strategic Financial Alliance, Inc. CIK Number 0001724088 Filed Document 0001724088-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:27:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Carmell Therapeutics Corp See All Filings	D/A	2017-12-06 10:25:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:25:47 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Minerals Inc. See All Filings	D	2017-12-06 10:16:03 UTC
Amount To Be Raised $164,429 Associated Brokers / Dealers N/A CIK Number 0001704386 Filed Document 0001704386-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:16:03 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PS Management LLC See All Filings	D	2017-12-06 10:14:15 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001723972 Filed Document 0001723972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:14:15 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Locus Robotics Corp. See All Filings	D	2017-12-06 10:09:04 UTC
Amount To Be Raised $25,132,869 Associated Brokers / Dealers N/A CIK Number 0001676668 Filed Document 0001676668-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:09:04 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Asia Pacific Fund V (No.2) L.P. See All Filings	D	2017-12-06 10:08:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001723628 Filed Document 0001723628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 10:08:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Asia Pacific Fund V L.P. See All Filings	D	2017-12-06 09:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001723621 Filed Document 0001723621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:59:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torch Technology, Inc. See All Filings	D	2017-12-06 09:54:12 UTC
Amount To Be Raised $2,516,993 Associated Brokers / Dealers N/A CIK Number 0001723880 Filed Document 0001723880-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:54:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 09:24:32 UTC
Amount To Be Raised $7,356,621 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-17-000361 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:24:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 09:08:32 UTC
Amount To Be Raised $14,005,929 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000360 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:08:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 09:05:39 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers Steve Russell, Michael Leonard, Erik Dahlquist, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-17-000359 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:05:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 09:02:53 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers Stan Eckert, Michael Kozemchak, and Paul Stephens CIK Number 0001135856 Filed Document 0001135856-17-000358 Exclusions or Exemptions 506b Accepted Date 2017-12-06 09:02:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zeteo Tech, Inc. See All Filings	D/A	2017-12-06 08:34:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001723312 Filed Document 0001723312-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-06 08:34:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 08:00:42 UTC
Amount To Be Raised $1,533,667 Associated Brokers / Dealers Kenneth Dayton, Danford Meishen, Susan Heuer, and Patrica Wenzel CIK Number 0001135856 Filed Document 0001135856-17-000357 Exclusions or Exemptions 506b Accepted Date 2017-12-06 08:00:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-12-06 07:57:40 UTC
Amount To Be Raised $4,970,916 Associated Brokers / Dealers James Bosley and Race Stowell CIK Number 0001135856 Filed Document 0001135856-17-000356 Exclusions or Exemptions 506b Accepted Date 2017-12-06 07:57:40 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCM Venture I, LP See All Filings	D	2017-12-05 21:55:11 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001719706 Filed Document 0001719706-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 21:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Square, Inc. See All Filings	D	2017-12-05 21:09:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001662890 Filed Document 0001662890-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 21:09:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG Growth Personnel IV, L.P. See All Filings	D	2017-12-05 20:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724458 Filed Document 0001724458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 20:57:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RJR Technologies, Inc. See All Filings	D	2017-12-05 20:55:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001721485 Filed Document 0001721485-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 20:55:16 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Smith Cooper Holding Corp See All Filings	D	2017-12-05 20:29:25 UTC
Amount To Be Raised $2,154,235 Associated Brokers / Dealers N/A CIK Number 0001724298 Filed Document 0000950103-17-012182 Exclusions or Exemptions 506b Accepted Date 2017-12-05 20:29:25 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Osmium Diamond, LP See All Filings	D/A	2017-12-05 19:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZXEREX Corp See All Filings	D	2017-12-05 19:33:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001724436 Filed Document 0001724436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:33:30 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Dream Machine, L.P. See All Filings	D	2017-12-05 19:28:15 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001714487 Filed Document 0001714487-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:28:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RosHub Inc. See All Filings	D	2017-12-05 19:27:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001724486 Filed Document 0001724486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:27:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Other
Tabor III LLC See All Filings	D/A	2017-12-05 19:23:46 UTC
Amount To Be Raised $30,347,758 Associated Brokers / Dealers N/A CIK Number 0001662262 Filed Document 0001461859-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:23:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Black Ink Capital Mexico IV, LLC See All Filings	D/A	2017-12-05 19:14:49 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001721436 Filed Document 0001721153-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:14:49 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Black Ink Capital Mexico III, LLC See All Filings	D/A	2017-12-05 19:02:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001720157 Filed Document 0001721153-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 19:02:24 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Black Ink Capital Mexico II, LLC See All Filings	D/A	2017-12-05 18:55:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001721153 Filed Document 0001721153-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:55:01 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Black Ink Capital LLC See All Filings	D/A	2017-12-05 18:37:16 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001697959 Filed Document 0001697959-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:37:16 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Black Ink Capital LLC See All Filings	D/A	2017-12-05 18:23:30 UTC
Amount To Be Raised $227,700 Associated Brokers / Dealers N/A CIK Number 0001697959 Filed Document 0001697959-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:23:30 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Juhl Clean Energy Assets, Inc. See All Filings	D	2017-12-05 18:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001723412 Filed Document 0001723412-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:18:24 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CHARLESTON SURGERY CENTER LIMITED PARTNERSHIP See All Filings	D	2017-12-05 18:12:05 UTC
Amount To Be Raised $1,125,005 Associated Brokers / Dealers N/A CIK Number 0001042544 Filed Document 0001052429-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:12:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Tripod Technologies, LLC See All Filings	D	2017-12-05 18:00:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001661060 Filed Document 0001661060-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 18:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
LEXINGTON SURGERY CENTER, LTD. See All Filings	D	2017-12-05 17:59:27 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001052429 Filed Document 0001052429-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:59:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Pi Inc. See All Filings	D	2017-12-05 17:53:38 UTC
Amount To Be Raised $11,915,855 Associated Brokers / Dealers N/A CIK Number 0001724455 Filed Document 0001724455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:53:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gilberts & Groves LLC See All Filings	D	2017-12-05 17:47:21 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers Daniel Brown CIK Number 0001724463 Filed Document 0001724463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:47:21 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
DTHERA SCIENCES See All Filings	D	2017-12-05 17:38:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001586372 Filed Document 0001586372-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:38:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Uptake Technologies, Inc. See All Filings	D	2017-12-05 17:29:57 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC, The Klein Group, LLC, and Allen & Company LLC CIK Number 0001656400 Filed Document 0001656400-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Natcore Technology Inc. See All Filings	D	2017-12-05 17:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001062993-17-005172 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:26:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DappStyled, Inc. See All Filings	D	2017-12-05 17:22:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001723492 Filed Document 0001723492-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:22:24 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Vukota Summer Grove OpCo, LLC See All Filings	D	2017-12-05 17:21:41 UTC
Amount To Be Raised $5,337,275 Associated Brokers / Dealers N/A CIK Number 0001673940 Filed Document 0001673940-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:21:41 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Zwivel LLC See All Filings	D	2017-12-05 17:17:20 UTC
Amount To Be Raised $2,020,200 Associated Brokers / Dealers N/A CIK Number 0001724491 Filed Document 0001724491-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-05 17:17:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity