Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kohlberg Investors IX-B, L.P. See All Filings	D	2019-11-13 12:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001793516 Filed Document 0001793516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:46:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioverge Funds, EnClear Therapies II, a series of Bioverge Funds II, LLC See All Filings	D	2019-11-13 12:45:24 UTC
Amount To Be Raised $153,980 Associated Brokers / Dealers N/A CIK Number 0001786499 Filed Document 0001786499-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:45:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Robotics Corp See All Filings	D	2019-11-13 12:43:39 UTC
Amount To Be Raised $16,941,172 Associated Brokers / Dealers N/A CIK Number 0001699390 Filed Document 0001699390-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:43:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Alpha Master Fund, L.P. See All Filings	D	2019-11-13 12:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793100 Filed Document 0000935836-19-000585 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:42:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kohlberg Investors IX, L.P. See All Filings	D	2019-11-13 12:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001793517 Filed Document 0001793517-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Alpha Offshore Fund, L.P. See All Filings	D	2019-11-13 12:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793070 Filed Document 0000935836-19-000584 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Real Estate Investment Fund II-C LLC See All Filings	D/A	2019-11-13 12:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793110 Filed Document 0001793110-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandglass Select Offshore Feeder Fund, L.P. See All Filings	D	2019-11-13 12:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793732 Filed Document 0001793732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:34:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandglass Select Fund, L.P. See All Filings	D	2019-11-13 12:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793733 Filed Document 0001793733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteagle-Carnegie Ranch Fund, LLC See All Filings	D	2019-11-13 12:18:29 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001788821 Filed Document 0001788821-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 12:18:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kram Technologies, Inc. See All Filings	D	2019-11-13 12:17:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001793790 Filed Document 0001793790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:17:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Personalized Stem Cells, Inc. See All Filings	D	2019-11-13 12:14:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Personalized Stem Cells, Inc. CIK Number 0001760484 Filed Document 0001760484-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:14:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agrios Global Holdings Ltd. See All Filings	D	2019-11-13 12:10:31 UTC
Amount To Be Raised $37,000 Associated Brokers / Dealers N/A CIK Number 0001729038 Filed Document 0001183740-19-000235 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:10:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Autobon Holdings, Inc. See All Filings	D	2019-11-13 12:10:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001754385 Filed Document 0001754385-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:10:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Debt
Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D/A	2019-11-13 12:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001594161 Filed Document 0001594161-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:07:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kotak Advantage Fund -I (Segregated Portfolio of K Opportunities Fund SPC) See All Filings	D/A	2019-11-13 12:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001591960 Filed Document 0001591960-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 12:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon, LLC See All Filings	D	2019-11-13 11:58:39 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001793919 Filed Document 0001793919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:58:39 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
AG DLI II (Unlevered), L.P. See All Filings	D/A	2019-11-13 11:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679880 Filed Document 0001679880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:50:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO) See All Filings	D/A	2019-11-13 11:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722452 Filed Document 0001722452-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stringbean Technologies LLC See All Filings	D	2019-11-13 11:47:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:47:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AG Direct Lending Fund II, L.P. See All Filings	D/A	2019-11-13 11:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679885 Filed Document 0001679885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (CLASS B) See All Filings	D/A	2019-11-13 11:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722466 Filed Document 0001722466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:44:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roaring Fork Energy Fund II, LP See All Filings	D/A	2019-11-13 11:40:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers none CIK Number 0001791449 Filed Document 0001791449-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:40:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
JPL Opportunity Fund LP See All Filings	D/A	2019-11-13 11:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722292 Filed Document 0001013594-19-000700 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chronicle Aggregator LP See All Filings	D	2019-11-13 11:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793864 Filed Document 0001793864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:33:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2019-11-13 11:32:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:32:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Geopulse Exploration Inc. See All Filings	D	2019-11-13 11:26:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001374584 Filed Document 0001662252-19-000057 Exclusions or Exemptions 506c Accepted Date 2019-11-13 11:26:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2019-11-13 11:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-19-006863 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - Kennedy Wilson Real Estate VI, L.P. See All Filings	D	2019-11-13 11:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791915 Filed Document 0000897069-19-000511 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIV CHISHOLM PARTNERS LLC See All Filings	D	2019-11-13 11:18:35 UTC
Amount To Be Raised $9,196,201 Associated Brokers / Dealers N/A CIK Number 0001793866 Filed Document 0001793866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:18:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-11-13 11:14:39 UTC
Amount To Be Raised $5,336,590 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-19-063037 Accepted Date 2019-11-13 11:14:39 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Park Square Capital Partners IV (USD) Feeder, SCSp See All Filings	D	2019-11-13 11:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792639 Filed Document 0001792639-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Focused Asia Equity, L.P. See All Filings	D/A	2019-11-13 11:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001757999 Filed Document 0000919574-19-006861 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst DIP, LLC See All Filings	D	2019-11-13 11:10:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001793097 Filed Document 0001793097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:10:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Seed, Inc. See All Filings	1-A/A	2019-11-13 11:06:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001780914 Filed Document 0001780914-19-000005 Accepted Date 2019-11-13 11:06:23 UTC Type of Offering 1-A/A Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $2 State of Jurisdiction DELAWARE Type of Security E
PetaWatt Group See All Filings	D	2019-11-13 11:02:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001793907 Filed Document 0001793907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:02:54 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
CALEDONIA CO-INVEST OFFSHORE FUND LP See All Filings	D/A	2019-11-13 11:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758726 Filed Document 0000919574-19-006858 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Ventures Fund I LP See All Filings	D	2019-11-13 11:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793912 Filed Document 0001793912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series Hospitality I See All Filings	D	2019-11-13 11:01:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001790359 Filed Document 0001790359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WorkerSense, Inc. See All Filings	D	2019-11-13 11:01:07 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001716221 Filed Document 0001716221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vale Fox Distillery LLC See All Filings	D	2019-11-13 11:00:32 UTC
Amount To Be Raised $1,545,750 Associated Brokers / Dealers None CIK Number 0001767099 Filed Document 0001767099-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:00:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABYA Corp. See All Filings	D	2019-11-13 11:00:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers American Capital Partners, LLC CIK Number 0001793395 Filed Document 0001387131-19-008600 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:00:18 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-CapitalSpring Investment Partners VI Access Fund, L.P. See All Filings	D	2019-11-13 10:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791488 Filed Document 0000897069-19-000510 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE8 CAPITAL FUND I, LLC See All Filings	D/A	2019-11-13 10:54:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:54:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Special Opportunities Fund VII, L.P. See All Filings	D/A	2019-11-13 10:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758706 Filed Document 0000950142-19-002273 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2019-11-13 10:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-13 10:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miracle Plus Fund I L.P. See All Filings	D	2019-11-13 10:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792939 Filed Document 0001792939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-11-13 10:31:50 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:31:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DISCOVERY GLOBAL CITIZENS PARTNERS L.P. See All Filings	D/A	2019-11-13 10:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401062 Filed Document 0000919574-19-006852 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PF Marina OZ Fund LLC See All Filings	D	2019-11-13 10:18:53 UTC
Amount To Be Raised $2,268,022 Associated Brokers / Dealers N/A CIK Number 0001792794 Filed Document 0001785730-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:18:53 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity