|
|
D |
2019-12-03 13:18:21 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795185
- Filed Document
- 0001794726-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:18:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 13:17:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761761
- Filed Document
- 0001761761-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:17:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 13:14:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718025
- Filed Document
- 0001718025-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:14:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 13:13:32 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795111
- Filed Document
- 0001795111-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:13:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 13:10:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795527
- Filed Document
- 0001795527-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:10:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 13:10:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CNL Securities Corp., American Portfolios Financial Services, Inc., BCG Securities, Inc., Coastal Equities, Inc., Capital Investment Group, Inc., and IFP Securities, LLC
- CIK Number
- 0001723358
- Filed Document
- 0000897069-19-000523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:10:28 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 13:05:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615398
- Filed Document
- 0001615398-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:05:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 13:03:00 UTC |
- Amount To Be Raised
- $210,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794726
- Filed Document
- 0001794726-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:03:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 13:00:35 UTC |
- Amount To Be Raised
- $11,605,485
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792447
- Filed Document
- 0001792447-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 13:00:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 13:00:13 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729581
- Filed Document
- 0001729581-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 13:00:13 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-12-03 12:59:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001754970
- Filed Document
- 0001794424-19-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 12:59:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 12:37:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001795659
- Filed Document
- 0001794424-19-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 12:37:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 12:33:12 UTC |
- Amount To Be Raised
- $3,517,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792238
- Filed Document
- 0001792238-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:33:12 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:30:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000941901
- Filed Document
- 0000899140-19-000635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:30:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 12:29:34 UTC |
- Amount To Be Raised
- $2,195,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783799
- Filed Document
- 0001783799-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:29:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:29:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001490900
- Filed Document
- 0000899140-19-000634
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:29:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:28:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000924141
- Filed Document
- 0000899140-19-000633
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:28:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 12:07:17 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539766
- Filed Document
- 0001567619-19-022515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:07:17 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:05:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- General Wellington Capital, LLC
- CIK Number
- 0001438287
- Filed Document
- 0001012975-19-000758
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:05:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:05:07 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781646
- Filed Document
- 0001781646-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:05:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 12:04:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438289
- Filed Document
- 0001012975-19-000757
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 12:04:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 11:58:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794423
- Filed Document
- 0001794424-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:58:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 11:49:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794424
- Filed Document
- 0001794424-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:49:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 11:48:15 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795021
- Filed Document
- 0001567619-19-022511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:48:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund
See All Filings
|
D/A |
2019-12-03 11:44:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757111
- Filed Document
- 0001757111-19-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 11:44:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 11:43:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- VADovations, Inc.
- CIK Number
- 0001658620
- Filed Document
- 0001658620-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:43:29 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-12-03 11:39:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662458
- Filed Document
- 0001655491-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:39:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 11:29:40 UTC |
- Amount To Be Raised
- $3,000,184
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757055
- Filed Document
- 0001757055-19-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 11:29:40 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 11:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795634
- Filed Document
- 0001795634-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:26:35 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 11:23:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465823
- Filed Document
- 0001012975-19-000753
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:23:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 11:17:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465823
- Filed Document
- 0001012975-19-000752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:17:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 11:16:15 UTC |
- Amount To Be Raised
- $98,108,244
- Associated Brokers / Dealers
- Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, Frank Piscitelli, Leslie M Pappas, DFPG Investments Inc., Stacey J. Morimoto, Robert A. Horning, Concorde Investment Services LLC, Joseph D. Jackson, Rocco Santorsola, Michael G. Culwell, Joral T. Schmalle, Tomas J Velken, Bradley C Barnes, William Lapiana, Michael L. Cruz, Jim A Lund, Gregory L. Bernhardt, Corbin S. Thomas, Jason M. Orsky, Thomas Downey, Gary Hancock, Joseph J Ransdell, Robin T Naylor, George R Duff, Christopher M Dukes, Blayne A. Andersen, Stephen P. Meskan, Jeffrey M. Darwish, Anthony Brown, Ameritas Investment Corp., Michael R. Frager, Gary G. Benson, Myron D. Erstad, Western International Securities, Inc., Wealthforge Securities, LLC, Forrest James, Steven P. Lichtblau, Michael S. Walling, and Susan J. Gitt
- CIK Number
- 0001776510
- Filed Document
- 0001776510-19-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:16:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 11:14:34 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578644
- Filed Document
- 0001578644-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:14:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2019-12-03 11:11:50 UTC |
- Amount To Be Raised
- $2,993,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001104659-19-069308
- Accepted Date
- 2019-12-03 11:11:50 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $2,889,961
- State of Jurisdiction
- GEORGIA
- Type of Security
- Other(describe)
|
|
|
D |
2019-12-03 11:11:09 UTC |
- Amount To Be Raised
- $46,762,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795042
- Filed Document
- 0001795042-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:11:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-03 11:01:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795228
- Filed Document
- 0001209191-19-058632
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 11:01:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GERMANY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 10:56:08 UTC |
- Amount To Be Raised
- $536,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795561
- Filed Document
- 0001795561-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:56:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 10:53:15 UTC |
- Amount To Be Raised
- $552,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774193
- Filed Document
- 0001774193-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:53:15 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-03 10:52:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795226
- Filed Document
- 0001209191-19-058629
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:52:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GERMANY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 10:47:48 UTC |
- Amount To Be Raised
- $16,086,300
- Associated Brokers / Dealers
- The Tidal Group, Inc.
- CIK Number
- 0001014687
- Filed Document
- 0001014687-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:47:48 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2019-12-03 10:42:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654085
- Filed Document
- 0001654085-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-03 10:42:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 10:28:49 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590510
- Filed Document
- 0001590510-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:28:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 10:23:42 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794995
- Filed Document
- 0001168404-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:23:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-03 10:22:27 UTC |
- Amount To Be Raised
- $11,674,918
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794926
- Filed Document
- 0001794926-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:22:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-03 10:22:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AON Securities LLC
- CIK Number
- 0001756110
- Filed Document
- 0001756110-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:22:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 10:21:40 UTC |
- Amount To Be Raised
- $1,500,486
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781700
- Filed Document
- 0001781700-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:21:40 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 10:11:39 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795147
- Filed Document
- 0001795147-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 10:11:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-03 09:51:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001487218
- Filed Document
- 0001315863-19-000947
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 09:51:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-03 09:47:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795620
- Filed Document
- 0001795620-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 09:47:08 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-12-03 09:44:23 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001794875
- Filed Document
- 0001794875-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-03 09:44:23 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|