Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fisher Fairway Fund, LP See All Filings	D/A	2018-01-09 13:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509468 Filed Document 0000919574-18-000210 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
James Joseph Sanctified Spirits, LLC See All Filings	D	2018-01-09 13:23:41 UTC
Amount To Be Raised $1,002,000 Associated Brokers / Dealers N/A CIK Number 0001712221 Filed Document 0001712221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:23:41 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Global Market Neutral Master Fund See All Filings	D/A	2018-01-09 13:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693847 Filed Document 0001693847-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Court China Opportunity Fund LLC See All Filings	D	2018-01-09 13:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725754 Filed Document 0001725754-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:19:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIFECTA GOLD LTD See All Filings	D	2018-01-09 13:16:02 UTC
Amount To Be Raised $274,855 Associated Brokers / Dealers N/A CIK Number 0001713979 Filed Document 0001183740-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:16:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Giga Metals Corp See All Filings	D	2018-01-09 13:14:11 UTC
Amount To Be Raised $38,352 Associated Brokers / Dealers N/A CIK Number 0001336364 Filed Document 0001085037-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:14:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PRANA GROWTH FUND I L P See All Filings	D/A	2018-01-09 13:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087234 Filed Document 0000935836-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:10:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mene Inc. See All Filings	D	2018-01-09 13:09:45 UTC
Amount To Be Raised $16,046,484 Associated Brokers / Dealers N/A CIK Number 0001727137 Filed Document 0001727137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:09:45 UTC Type of Offering D Industry Retailing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ALKAMI TECHNOLOGY, INC, See All Filings	D	2018-01-09 13:08:43 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001529274 Filed Document 0001209191-18-002883 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:08:43 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKDALE INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2018-01-09 13:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458410 Filed Document 0001140361-18-001372 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFSC Holding Corp. See All Filings	D	2018-01-09 13:06:41 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001548859 Filed Document 0001192482-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:06:41 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BROOKDALE GLOBAL OPPORTUNITY FUND See All Filings	D/A	2018-01-09 13:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458377 Filed Document 0001140361-18-001370 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:06:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alixir Co See All Filings	D	2018-01-09 13:03:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725566 Filed Document 0001725566-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:03:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Panning Domestic Fund, LLC See All Filings	D/A	2018-01-09 13:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560866 Filed Document 0001560866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vega Asset Partners LP See All Filings	D/A	2018-01-09 13:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348611 Filed Document 0001707126-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST Phi Therapeutics, Inc. See All Filings	D	2018-01-09 13:00:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001727316 Filed Document 0001727316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 13:00:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EP CLO Opportunities Fund I LP See All Filings	D/A	2018-01-09 12:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663291 Filed Document 0000945621-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MVP B, LP See All Filings	D	2018-01-09 12:59:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727495 Filed Document 0001727495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PreAction Technology Corp See All Filings	D	2018-01-09 12:56:33 UTC
Amount To Be Raised $278,000 Associated Brokers / Dealers N/A CIK Number 0001603308 Filed Document 0001603308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:56:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
TiGenix NV See All Filings	D	2018-01-09 12:50:35 UTC
Amount To Be Raised $195,412 Associated Brokers / Dealers N/A CIK Number 0001581987 Filed Document 0000950103-18-000267 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:50:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business BELGIUM Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RIVULET CAPITAL PARTNERS, LP See All Filings	D/A	2018-01-09 12:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547428 Filed Document 0000919574-18-000208 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panning Overseas Fund, Ltd. See All Filings	D/A	2018-01-09 12:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560867 Filed Document 0001560867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVULET CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2018-01-09 12:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547427 Filed Document 0000919574-18-000206 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:45:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
280 CapMarkets LLC See All Filings	D/A	2018-01-09 12:45:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001695920 Filed Document 0001140361-18-001368 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:45:02 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AP Asia Agri Service, L.P. See All Filings	D	2018-01-09 12:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727554 Filed Document 0001727554-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:27:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DC REIT Pentagon LLC See All Filings	D	2018-01-09 12:20:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727176 Filed Document 0001727176-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:20:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Strategic Opportunities Offshore Fund IV (Series 2018) LP See All Filings	D	2018-01-09 12:20:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001727548 Filed Document 0001727547-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:20:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Strategic Opportunities Fund IV (Series 2018) LP See All Filings	D	2018-01-09 12:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001727547 Filed Document 0001727547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Long Fund LP See All Filings	D/A	2018-01-09 12:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453459 Filed Document 0000902664-18-000088 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities III LP See All Filings	D/A	2018-01-09 12:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629447 Filed Document 0000902664-18-000087 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mel Fisher Expedition - 2018, LLC See All Filings	D	2018-01-09 12:01:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Southermost Expeditions, LLC CIK Number 0001727360 Filed Document 0001727360-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:01:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Viking Global Opportunities LP See All Filings	D/A	2018-01-09 12:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-18-000086 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP III Roll Up, LLC See All Filings	D	2018-01-09 12:00:13 UTC
Amount To Be Raised $12,435,000 Associated Brokers / Dealers N/A CIK Number 0001727400 Filed Document 0001727400-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 12:00:13 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PTI-LMS Holding Corp. See All Filings	D	2018-01-09 11:58:17 UTC
Amount To Be Raised $38,051,775 Associated Brokers / Dealers N/A CIK Number 0001727536 Filed Document 0001727536-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:58:17 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
South Coast Group Two, LLC See All Filings	D	2018-01-09 11:44:05 UTC
Amount To Be Raised $42,760,898 Associated Brokers / Dealers N/A CIK Number 0001726214 Filed Document 0001726214-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:44:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nanostar, Inc. See All Filings	D/A	2018-01-09 11:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676617 Filed Document 0001676617-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:42:01 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
DRAKE CAPITAL OFFSHORE PARTNERS II, L.P. See All Filings	D/A	2018-01-09 11:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630345 Filed Document 0000919574-18-000199 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wylei, Inc. See All Filings	D/A	2018-01-09 11:21:58 UTC
Amount To Be Raised $7,425,825 Associated Brokers / Dealers N/A CIK Number 0001677220 Filed Document 0001677220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:21:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DRAKE CAPITAL PARTNERS II, L.P. See All Filings	D/A	2018-01-09 11:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630625 Filed Document 0000919574-18-000197 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:20:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Paladino Investment Partners, LP See All Filings	D/A	2018-01-09 11:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693290 Filed Document 0001693290-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:17:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
DC REIT Lafayette LLC See All Filings	D	2018-01-09 11:16:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727175 Filed Document 0001727175-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:16:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oklahoma Heart Hospital L L C See All Filings	D	2018-01-09 11:08:11 UTC
Amount To Be Raised $5,622,000 Associated Brokers / Dealers N/A CIK Number 0001381781 Filed Document 0001140361-18-001358 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:08:11 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
Bella Holding Company, LLC See All Filings	D	2018-01-09 11:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727524 Filed Document 0001727524-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-09 11:07:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
III RELATIVE VALUE CREDIT STRATEGIES FUND L P See All Filings	D/A	2018-01-09 10:52:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001345001 Filed Document 0001449195-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:52:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Devonshire REIT II, Inc. See All Filings	D	2018-01-09 10:47:05 UTC
Amount To Be Raised $37,623,000 Associated Brokers / Dealers N/A CIK Number 0001666091 Filed Document 0001666091-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:47:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Thames Absolute Return Fund, LP See All Filings	D/A	2018-01-09 10:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694053 Filed Document 0000919574-18-000193 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2018-01-09 10:31:55 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:31:55 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Abberton Opportunities Fund Inc. See All Filings	D/A	2018-01-09 10:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628698 Filed Document 0000943663-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abberton Opportunities Fund L.P. See All Filings	D/A	2018-01-09 10:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628700 Filed Document 0000943663-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LBA Fund V Industrial III, LP See All Filings	D	2018-01-09 10:17:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727467 Filed Document 0001727467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-09 10:17:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity