Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund See All Filings	D/A	2019-12-03 11:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757111 Filed Document 0001757111-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-03 11:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VADovations, Inc. See All Filings	D	2019-12-03 11:43:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers VADovations, Inc. CIK Number 0001658620 Filed Document 0001658620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:43:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
MHB Investment Partners, LLC See All Filings	D/A	2019-12-03 11:39:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662458 Filed Document 0001655491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:39:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growgenics LLC See All Filings	D/A	2019-12-03 11:29:40 UTC
Amount To Be Raised $3,000,184 Associated Brokers / Dealers N/A CIK Number 0001757055 Filed Document 0001757055-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-12-03 11:29:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
IFS Management Holdco, LLC See All Filings	D	2019-12-03 11:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795634 Filed Document 0001795634-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:26:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2019-12-03 11:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0001012975-19-000753 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2019-12-03 11:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0001012975-19-000752 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NREA Southeast Portfolio One, DST See All Filings	D/A	2019-12-03 11:16:15 UTC
Amount To Be Raised $98,108,244 Associated Brokers / Dealers Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, Frank Piscitelli, Leslie M Pappas, DFPG Investments Inc., Stacey J. Morimoto, Robert A. Horning, Concorde Investment Services LLC, Joseph D. Jackson, Rocco Santorsola, Michael G. Culwell, Joral T. Schmalle, Tomas J Velken, Bradley C Barnes, William Lapiana, Michael L. Cruz, Jim A Lund, Gregory L. Bernhardt, Corbin S. Thomas, Jason M. Orsky, Thomas Downey, Gary Hancock, Joseph J Ransdell, Robin T Naylor, George R Duff, Christopher M Dukes, Blayne A. Andersen, Stephen P. Meskan, Jeffrey M. Darwish, Anthony Brown, Ameritas Investment Corp., Michael R. Frager, Gary G. Benson, Myron D. Erstad, Western International Securities, Inc., Wealthforge Securities, LLC, Forrest James, Steven P. Lichtblau, Michael S. Walling, and Susan J. Gitt CIK Number 0001776510 Filed Document 0001776510-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:16:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Indiggo LLC See All Filings	D	2019-12-03 11:14:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001578644 Filed Document 0001578644-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:14:34 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2019-12-03 11:11:50 UTC
Amount To Be Raised $2,993,300 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-19-069308 Accepted Date 2019-12-03 11:11:50 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
Strategic Value FNBA Investors LP See All Filings	D	2019-12-03 11:11:09 UTC
Amount To Be Raised $46,762,500 Associated Brokers / Dealers N/A CIK Number 0001795042 Filed Document 0001795042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:11:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Nine Capital Fund IV GmbH & Co. KG See All Filings	D	2019-12-03 11:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795228 Filed Document 0001209191-19-058632 Exclusions or Exemptions 506b Accepted Date 2019-12-03 11:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
RU Fund I, a series of Pathbreaker SPV, LP See All Filings	D	2019-12-03 10:56:08 UTC
Amount To Be Raised $536,000 Associated Brokers / Dealers N/A CIK Number 0001795561 Filed Document 0001795561-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:56:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vocalize Emphasize Rise Become Inc. See All Filings	D/A	2019-12-03 10:53:15 UTC
Amount To Be Raised $552,500 Associated Brokers / Dealers N/A CIK Number 0001774193 Filed Document 0001774193-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:53:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Point Nine Capital Fund II GmbH & Co. KG See All Filings	D	2019-12-03 10:52:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795226 Filed Document 0001209191-19-058629 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:52:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
TIDAL PETROLEUM INC See All Filings	D	2019-12-03 10:47:48 UTC
Amount To Be Raised $16,086,300 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:47:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Pine State Opportunity Partners II, LP See All Filings	D/A	2019-12-03 10:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654085 Filed Document 0001654085-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-03 10:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Handstand Innovations, LLC See All Filings	D	2019-12-03 10:28:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590510 Filed Document 0001590510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:28:49 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Viralspace, Inc. See All Filings	D	2019-12-03 10:23:42 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001794995 Filed Document 0001168404-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:23:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IntraVu, Inc. See All Filings	D	2019-12-03 10:22:27 UTC
Amount To Be Raised $11,674,918 Associated Brokers / Dealers N/A CIK Number 0001794926 Filed Document 0001794926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:22:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Fund-E, L.P. See All Filings	D/A	2019-12-03 10:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities LLC CIK Number 0001756110 Filed Document 0001756110-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Super Sauces Inc. See All Filings	D/A	2019-12-03 10:21:40 UTC
Amount To Be Raised $1,500,486 Associated Brokers / Dealers N/A CIK Number 0001781700 Filed Document 0001781700-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:21:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Florida Sunrise Fund See All Filings	D	2019-12-03 10:11:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795147 Filed Document 0001795147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 10:11:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2019-12-03 09:51:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001487218 Filed Document 0001315863-19-000947 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:51:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextPlay Careers, Inc. See All Filings	D	2019-12-03 09:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795620 Filed Document 0001795620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:47:08 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
908 TAI OW, LLC See All Filings	D	2019-12-03 09:44:23 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001794875 Filed Document 0001794875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:44:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Hedge Fund SPC See All Filings	D/A	2019-12-03 09:30:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:30:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forest Devices, Inc. See All Filings	D/A	2019-12-03 09:15:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-03 09:15:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
High Conviction Fund - Series 1 See All Filings	D	2019-12-03 07:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL INC. CIK Number 0001795062 Filed Document 0001795062-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-03 07:12:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalis Capital Enhanced Fund LP See All Filings	D/A	2019-12-03 06:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724162 Filed Document 0000902664-19-004475 Exclusions or Exemptions 506b Accepted Date 2019-12-03 06:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Covalis Capital Fund LP See All Filings	D/A	2019-12-03 06:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-19-004474 Exclusions or Exemptions 506b Accepted Date 2019-12-03 06:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEY LADIES LLC See All Filings	D	2019-12-02 21:57:05 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001794532 Filed Document 0001794531-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:57:05 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BERBER GROUP LLC See All Filings	D	2019-12-02 21:29:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794563 Filed Document 0001794531-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:29:18 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LifEngine Animal Health Laboratories Inc See All Filings	D	2019-12-02 21:12:44 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001782895 Filed Document 0001782895-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-02 21:12:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Option To Acquire
THIRD PLACE MORAGA LLC See All Filings	D	2019-12-02 21:05:20 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001794531 Filed Document 0001794531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:05:20 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Virtual World Computing, LLC See All Filings	D/A	2019-12-02 21:00:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001502880 Filed Document 0001502880-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 21:00:45 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SharesPost, Inc. See All Filings	D	2019-12-02 20:35:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001512261 Filed Document 0001512261-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-02 20:35:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ISAM Systematic Trend SPV LLC - Series A See All Filings	D/A	2019-12-02 19:37:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668491 Filed Document 0001668491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:37:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Yerdle, Inc. See All Filings	D	2019-12-02 19:29:44 UTC
Amount To Be Raised $25,324,990 Associated Brokers / Dealers N/A CIK Number 0001606467 Filed Document 0001792948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:29:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ISAM Systematic Trend SPV LLC - Series Levitas See All Filings	D/A	2019-12-02 19:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760434 Filed Document 0001760434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Flat Footed III LLC See All Filings	D	2019-12-02 19:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC and Mann Mann Jensen Partners LP CIK Number 0001795372 Filed Document 0001795372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 19:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Chicle Luxury Apartments, LLC See All Filings	D	2019-12-02 18:52:51 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers n/a CIK Number 0001795616 Filed Document 0001795616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:52:51 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
JID Investments CCRE 675 Drewry Atlanta LLC See All Filings	D	2019-12-02 18:52:11 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001795599 Filed Document 0001795599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:52:11 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ACACIA RESEARCH CORP See All Filings	D	2019-12-02 18:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934549 Filed Document 0000934549-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eight Bridges Brewing, Inc. See All Filings	C	2019-12-02 18:26:09 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,992 CIK Number 0001791127 Filed Document 0001665160-19-001157 Accepted Date 2019-12-02 18:26:09 UTC Type of Offering C Security Offered Amount 3,921 Security Offered Type Other State CALIFORNIA
Blair Pond Estates, LLC See All Filings	D	2019-12-02 18:24:36 UTC
Amount To Be Raised $13,323,095 Associated Brokers / Dealers N/A CIK Number 0001795604 Filed Document 0001795604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:24:36 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Robovet Corporation See All Filings	C	2019-12-02 18:20:25 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001789108 Filed Document 0001670254-19-000694 Accepted Date 2019-12-02 18:20:25 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State MARYLAND
Smart Picture Technologies, Inc. See All Filings	D	2019-12-02 18:11:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001571514 Filed Document 0001571514-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:11:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stick & Ball TV LLC See All Filings	D	2019-12-02 18:08:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001795585 Filed Document 0001795585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-02 18:08:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Flower Turbines LLC See All Filings	C/A	2019-12-02 17:53:38 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001739997 Filed Document 0001665160-19-001155 Accepted Date 2019-12-02 17:53:38 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State NEW YORK