|
|
D |
2019-12-16 10:24:49 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796497
- Filed Document
- 0001796497-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-16 10:24:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-12-16 10:03:53 UTC |
- Amount To Be Raised
- $16,482,175
- Associated Brokers / Dealers
- Orchard Securities, LLC, ADVISORY GROUP EQUITY SERVICES LTD., WEALTHFORGE SECURITIES, LLC, CABOT LODGE SECURITIES LLC, NEWBRIDGE SECURITIES CORPORATION, KALOS CAPITAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, GREAT POINT CAPITAL LLC, WESTPARK CAPITAL, INC., EMERSON EQUITY LLC, PRIMEX, IBN FINANCIAL SERVICES, INC., WHITEHALL-PARKER SECURITIES, INC., LIGHTPATH CAPITAL, INC, PURSHE KAPLAN STERLING INVESTMENTS, and THORNHILL SECURITIES, INC.
- CIK Number
- 0001773443
- Filed Document
- 0001773443-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-16 10:03:53 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-16 09:56:05 UTC |
- Amount To Be Raised
- $14,260,000
- Associated Brokers / Dealers
- Orchard Securities, LLC, WealthForge Securities, LLC, CABIN SECURITIES, INC., Cabot Lodge Securities LLC, IBN FINANCIAL SERVICES, INC., McDermott Investment Services, LLC, Primex, WESTPARK CAPITAL, INC., ADVISORY GROUP EQUITY SERVICES LTD., EMERSON EQUITY LLC, DEMPSEY LORD SMITH, LLC, and THORNHILL SECURITIES, INC.
- CIK Number
- 0001781251
- Filed Document
- 0001781251-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-16 09:56:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-16 09:49:36 UTC |
- Amount To Be Raised
- $945,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646446
- Filed Document
- 0001646446-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-16 09:49:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-16 09:46:30 UTC |
- Amount To Be Raised
- $2,711,199
- Associated Brokers / Dealers
- Castle Placement, LLC
- CIK Number
- 0001390066
- Filed Document
- 0001015325-19-000037
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-16 09:46:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-16 08:40:17 UTC |
- Amount To Be Raised
- $240,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795457
- Filed Document
- 0001795457-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-16 08:40:17 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
1-A POS |
2019-12-16 06:16:51 UTC |
- Amount To Be Raised
- $2,993,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001104659-19-072727
- Accepted Date
- 2019-12-16 06:16:51 UTC
- Type of Offering
- 1-A POS
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $2,889,961
- State of Jurisdiction
- GEORGIA
- Type of Security
- Other(describe)
|
|
|
1-A |
2019-12-16 06:13:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506275
- Filed Document
- 0001493152-19-019221
- Accepted Date
- 2019-12-16 06:13:40 UTC
- Type of Offering
- 1-A
- Industry
- FINANCE SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $1,594,769
- State of Jurisdiction
- FLORIDA
- Type of Security
- Other(describe)
|
|
|
D/A |
2019-12-16 06:07:55 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001794052
- Filed Document
- 0001493152-19-019219
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-16 06:07:55 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 20:39:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745774
- Filed Document
- 0001745774-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 20:39:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-13 20:32:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796412
- Filed Document
- 0001796412-19-000001
- Exclusions or Exemptions
- 504 and 506c
- Accepted Date
- 2019-12-13 20:32:51 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-12-13 20:24:22 UTC |
- Amount To Be Raised
- $15,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796553
- Filed Document
- 0001796553-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 20:24:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-13 20:18:13 UTC |
- Amount To Be Raised
- $9,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796554
- Filed Document
- 0001796554-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 20:18:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-13 20:14:15 UTC |
- Amount To Be Raised
- $877,732
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794169
- Filed Document
- 0001794169-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 20:14:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-13 19:55:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755968
- Filed Document
- 0001755968-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 19:55:14 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 19:36:55 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637743
- Filed Document
- 0001637743-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 19:36:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-13 19:17:24 UTC |
- Amount To Be Raised
- $1,246,559
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796885
- Filed Document
- 0001683168-19-003969
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 19:17:24 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 19:09:50 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789770
- Filed Document
- 0001078782-19-000909
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 19:09:50 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 19:01:58 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001724547
- Filed Document
- 0001724547-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 19:01:58 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2019-12-13 19:00:02 UTC |
- Financial Interest
- The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001794484
- Filed Document
- 0001794484-19-000008
- Accepted Date
- 2019-12-13 19:00:02 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D/A |
2019-12-13 18:52:40 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- BAY AREA & PACIFIC COAST DEVELOPMENT, INC.
- CIK Number
- 0001648359
- Filed Document
- 0001648359-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:52:40 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2019-12-13 18:52:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796770
- Filed Document
- 0001796771-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:52:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 18:19:21 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761192
- Filed Document
- 0001761192-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:19:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2019-12-13 18:08:32 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001709915
- Filed Document
- 0001709915-19-000001
- Accepted Date
- 2019-12-13 18:08:32 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- ILLINOIS
|
|
|
D |
2019-12-13 18:08:18 UTC |
- Amount To Be Raised
- $14,143,763
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796883
- Filed Document
- 0001796883-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:08:18 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 18:07:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796170
- Filed Document
- 0001796170-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:07:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 18:02:21 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772860
- Filed Document
- 0001772860-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 18:02:21 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-13 17:46:21 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791448
- Filed Document
- 0001791448-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:46:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-13 17:40:16 UTC |
- Amount To Be Raised
- $34,524,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787117
- Filed Document
- 0000950172-19-000143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:40:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-12-13 17:38:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796771
- Filed Document
- 0001796771-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:38:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 17:33:23 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794555
- Filed Document
- 0001794555-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:33:23 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-12-13 17:25:17 UTC |
- Amount To Be Raised
- $12,103,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796491
- Filed Document
- 0001796491-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:25:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 17:21:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796830
- Filed Document
- 0001796830-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:21:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2019-12-13 17:18:52 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779303
- Filed Document
- 0001213900-19-026172
- Accepted Date
- 2019-12-13 17:18:52 UTC
- Type of Offering
- 1-A/A
- Industry
- COMMUNICATIONS EQUIPMENT, NEC
- Offering Tier
- Tier1
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $9,871,351
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2019-12-13 17:14:41 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662133
- Filed Document
- 0001662133-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:14:41 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 17:13:24 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001791907
- Filed Document
- 0001791907-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:13:24 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
1-A |
2019-12-13 17:08:43 UTC |
- Amount To Be Raised
- $275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789339
- Filed Document
- 0001437749-19-024430
- Accepted Date
- 2019-12-13 17:08:43 UTC
- Type of Offering
- 1-A
- Industry
- SERVICES-RACING, INCLUDING TRACK OPERATION
- Offering Tier
- Tier2
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Other(describe)
|
|
|
D |
2019-12-13 17:07:54 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001796487
- Filed Document
- 0001794978-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 17:07:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2019-12-13 17:03:50 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Dalmore Group, LLC
- CIK Number
- 0000743758
- Filed Document
- 0001213900-19-026162
- Accepted Date
- 2019-12-13 17:03:50 UTC
- Type of Offering
- 1-A/A
- Industry
- RETAIL-MISCELLANEOUS RETAIL
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $6,875,929
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2019-12-13 16:58:55 UTC |
- Amount To Be Raised
- $5,672,936
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758234
- Filed Document
- 0001654954-19-013917
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:58:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-13 16:55:42 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796891
- Filed Document
- 0001596771-19-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:55:42 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 16:55:32 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Quilvest Securities LLC
- CIK Number
- 0001795890
- Filed Document
- 0000943663-19-000232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:55:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-13 16:51:06 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750306
- Filed Document
- 0001750306-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:51:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-12-13 16:49:54 UTC |
- Amount To Be Raised
- $28,282,233
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001761851
- Filed Document
- 0001761851-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:49:54 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-13 16:44:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793392
- Filed Document
- 0001793392-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:44:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-13 16:44:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762464
- Filed Document
- 0001762464-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:44:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-13 16:44:06 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Rede Partners LLP
- CIK Number
- 0001760228
- Filed Document
- 0001567619-19-023076
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:44:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-13 16:40:25 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793312
- Filed Document
- 0001793312-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:40:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-13 16:39:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762463
- Filed Document
- 0001762463-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:39:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-13 16:37:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756290
- Filed Document
- 0001756290-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-13 16:37:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|