Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clarion Private Investors, LLC See All Filings	D/A	2020-01-07 13:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phormed Inc See All Filings	C/A	2020-01-07 13:27:07 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001796036 Filed Document 0001665160-20-000018 Accepted Date 2020-01-07 13:27:07 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Townsend Real Estate Fund, L.P. See All Filings	D/A	2020-01-07 13:23:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC and AON Securities LLC CIK Number 0001630207 Filed Document 0001630207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:23:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB Fund 1 LP See All Filings	D	2020-01-07 13:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790273 Filed Document 0001790273-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:20:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scopus BioPharma Inc. See All Filings	1-A	2020-01-07 13:18:13 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001104659-20-001888 Accepted Date 2020-01-07 13:18:13 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Volteo Group LLC See All Filings	D	2020-01-07 13:14:57 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001796797 Filed Document 0001796797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:14:57 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
DNA Brands Inc. See All Filings	1-A/A	2020-01-07 13:12:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001419995 Filed Document 0001683168-20-000031 Accepted Date 2020-01-07 13:12:17 UTC Type of Offering 1-A/A Industry SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $14,331 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Manulife Private Equity Partners, L.P. See All Filings	D/A	2020-01-07 13:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC and CAMPBELL LUTYENS & CO. INC CIK Number 0001781932 Filed Document 0001781932-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG3 Capital, LLC See All Filings	D	2020-01-07 13:01:48 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001623405 Filed Document 0001251109-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-07 13:01:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Pytho Digital Asset Fund LP See All Filings	D/A	2020-01-07 12:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727935 Filed Document 0001727935-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Govzilla, Inc. See All Filings	D	2020-01-07 12:52:55 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001799018 Filed Document 0001799018-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:52:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Joy Life, Inc. See All Filings	D	2020-01-07 12:48:40 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001687988 Filed Document 0001687988-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:48:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Backwater Bluff Investments, LLC See All Filings	D	2020-01-07 12:47:07 UTC
Amount To Be Raised $3,510,085 Associated Brokers / Dealers Moloney Securities Co., Inc. CIK Number 0001796629 Filed Document 0001796629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:47:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Doublesharp Holdings, Inc. See All Filings	D	2020-01-07 12:38:24 UTC
Amount To Be Raised $5,000,002 Associated Brokers / Dealers N/A CIK Number 0001798831 Filed Document 0001798831-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:38:24 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Diagnostics Inc See All Filings	C/A	2020-01-07 12:37:36 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001733206 Filed Document 0001665160-20-000016 Accepted Date 2020-01-07 12:37:36 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
Phoenix Fund LLC See All Filings	D	2020-01-07 12:29:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Francisco Rivera CIK Number 0001798740 Filed Document 0001798740-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 12:29:29 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $Not Applicable Type of Security Other
Rapidly Financial, Inc. See All Filings	D	2020-01-07 12:23:56 UTC
Amount To Be Raised $3,280,652 Associated Brokers / Dealers N/A CIK Number 0001798598 Filed Document 0001798598-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:23:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coinseed, Inc. See All Filings	C/A	2020-01-07 12:16:29 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $400,000 CIK Number 0001760049 Filed Document 0001666102-20-000003 Accepted Date 2020-01-07 12:16:29 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State DELAWARE
Penn Square IV U.S. Real Estate Fund, LP See All Filings	D/A	2020-01-07 12:09:50 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Infinity Financial Services, LPL Financial LLC, 1st Global Capital Corporation, and Kalos Capital Inc. CIK Number 0001752121 Filed Document 0001752121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Degrees Plato LLC See All Filings	C	2020-01-07 12:09:22 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount CIK Number 0001797667 Filed Document 0001797667-20-000001 Accepted Date 2020-01-07 12:09:22 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Persimmon Gully Investments, LLC See All Filings	D	2020-01-07 12:09:09 UTC
Amount To Be Raised $15,091,000 Associated Brokers / Dealers Great Point Capital LLC, Kalos Capital, Inc., Alpha Omega Group, Inc., Center Street Securities, Inc., Patrick Capital Markets, LLC, and Parsonex Capital Markets, LLC CIK Number 0001796283 Filed Document 0001796283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:09:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TrendSeeder Holdings LLC See All Filings	D/A	2020-01-07 12:02:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668678 Filed Document 0001668678-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 12:02:37 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PT Motion Works, Inc. See All Filings	D	2020-01-07 11:58:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001478263-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 11:58:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Historic 2019 Investments Fund, LLC See All Filings	D	2020-01-07 11:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Patrick Capital Markets, LLC and Jeffery Mowrer CIK Number 0001798044 Filed Document 0001798044-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2020-01-07 11:49:17 UTC
Amount To Be Raised $1,824,510 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-20-001850 Accepted Date 2020-01-07 11:49:17 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
AL ADEF IV, LP See All Filings	D	2020-01-07 11:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798772 Filed Document 0001798772-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:47:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lloyd Harbor Capital Funding, LLC See All Filings	D	2020-01-07 11:43:11 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001798951 Filed Document 0001798951-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:43:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Liquidia Technologies Inc See All Filings	D	2020-01-07 11:25:35 UTC
Amount To Be Raised $22,424,991 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001330436 Filed Document 0001330436-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:25:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bandera Value Fund LLC See All Filings	D/A	2020-01-07 11:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382795 Filed Document 0001104659-20-001839 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:24:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NDA Fund XXIV LLC See All Filings	D	2020-01-07 11:22:32 UTC
Amount To Be Raised $327,000 Associated Brokers / Dealers N/A CIK Number 0001798820 Filed Document 0001798820-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:22:32 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Reynen Court LLC See All Filings	D/A	2020-01-07 11:19:28 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001761324 Filed Document 0001761324-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:19:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vermeer Weather Fund, Ltd. See All Filings	D/A	2020-01-07 11:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001567106 Filed Document 0001567106-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Fund Ltd See All Filings	D/A	2020-01-07 11:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001347970 Filed Document 0001347970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 11:02:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MedVet Associates, LLC See All Filings	D	2020-01-07 10:54:17 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:54:17 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Triton Fund L P See All Filings	D/A	2020-01-07 10:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001378101 Filed Document 0001378101-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Fund Ltd See All Filings	D/A	2020-01-07 10:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC, Man Investments Inc., and Man Investments AG CIK Number 0001347973 Filed Document 0001347973-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RADMOR, INC. See All Filings	D	2020-01-07 10:45:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001798201 Filed Document 0001798201-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:45:14 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Andover National Corp See All Filings	D	2020-01-07 10:33:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001712543 Filed Document 0001712543-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:33:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Core Alternative Strategies Fund, L.P. See All Filings	D/A	2020-01-07 10:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726570 Filed Document 0001726570-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:28:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonwealth Thoroughbreds LLC See All Filings	1-A/A	2020-01-07 10:24:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001789339 Filed Document 0001437749-20-000260 Accepted Date 2020-01-07 10:24:00 UTC Type of Offering 1-A/A Industry SERVICES-RACING, INCLUDING TRACK OPERATION Offering Tier Tier2 Principal Place of Business KENTUCKY Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security O
MVP Opportunity Fund VI LLC, Series VI-C2 See All Filings	D	2020-01-07 10:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001798917 Filed Document 0001213900-20-000336 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fluid Beverages, Inc. See All Filings	D	2020-01-07 10:19:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001798945 Filed Document 0001798945-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Innovating Capital Partners, LP See All Filings	D/A	2020-01-07 10:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726557 Filed Document 0001726557-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palace Way LP See All Filings	D	2020-01-07 10:19:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001788433 Filed Document 0001214659-20-000170 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Rembrandt Catastrophe Fund Ltd See All Filings	D/A	2020-01-07 10:17:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001370193 Filed Document 0001370193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:17:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PALMETTO FUND LTD See All Filings	D/A	2020-01-07 10:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349207 Filed Document 0001349207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:13:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SILCHESTER INTL INVESTORS TOBACCO FREE INTL VALUE EQUITY TRUST See All Filings	D/A	2020-01-07 10:13:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301471 Filed Document 0001567619-20-000673 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:13:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silchester International Investors International Value Equity Trust See All Filings	D/A	2020-01-07 10:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301340 Filed Document 0001567619-20-000670 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR Absolute Return Long Duration III, LP See All Filings	D	2020-01-07 10:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798318 Filed Document 0001013594-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:11:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunwealth Project Pool 11 LLC See All Filings	D	2020-01-07 10:10:45 UTC
Amount To Be Raised $696,170 Associated Brokers / Dealers Eric Grunebaum CIK Number 0001798938 Filed Document 0001798938-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-07 10:10:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity