Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Century Oaks Partners, LLC See All Filings	D	2020-01-16 18:51:42 UTC
Amount To Be Raised $16,169,020 Associated Brokers / Dealers N/A CIK Number 0001799848 Filed Document 0001799848-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 18:51:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TAH Core Fund, LLC See All Filings	D/A	2020-01-16 18:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567004 Filed Document 0001800408-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinity Real Estate Fund I LLC See All Filings	D	2020-01-16 18:19:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001740392 Filed Document 0001740392-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:19:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Offshore Fund, Ltd. See All Filings	D/A	2020-01-16 18:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001566063 Filed Document 0001800408-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACA Master Select Fund QP, LP See All Filings	D/A	2020-01-16 18:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612202 Filed Document 0001612202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adelante Financial Holdings Inc. See All Filings	D	2020-01-16 18:09:45 UTC
Amount To Be Raised $15,884,972 Associated Brokers / Dealers N/A CIK Number 0001756038 Filed Document 0001756038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:09:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fayetteville Student Housing DST See All Filings	D/A	2020-01-16 18:07:39 UTC
Amount To Be Raised $35,578,407 Associated Brokers / Dealers Inland Securities Corporation, Avantax Investment Services Inc, Capulent LLC, Lincoln Financial Advisors, Nationwide Planning Associates, Inc, RCX Capital Group LLC, and Westpark Capital Inc CIK Number 0001800052 Filed Document 0001800052-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:07:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Padlist, Inc. See All Filings	C/A	2020-01-16 18:04:38 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001792930 Filed Document 0001792930-20-000001 Accepted Date 2020-01-16 18:04:38 UTC Type of Offering C/A Security Offered Amount 4,092 Security Offered Type Preferred Stock State NORTH CAROLINA
NP Railcar Investments III LP See All Filings	D/A	2020-01-16 18:03:40 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001765256 Filed Document 0001800408-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 18:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP V MATEO OFFICE LLC See All Filings	D	2020-01-16 17:55:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON CIK Number 0001800366 Filed Document 0001800366-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:55:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Antler U.S. Fund I, LP See All Filings	D	2020-01-16 17:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800408 Filed Document 0001800408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYNDEVRX INC See All Filings	D	2020-01-16 17:48:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001455364 Filed Document 0001455364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:48:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NTV Frontier Fund LP See All Filings	D	2020-01-16 17:42:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chapin Davis Investments and Thomas Arthur Herman CIK Number 0001796942 Filed Document 0001796942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:42:05 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prime Surgical Center of Newport Beach, LLC See All Filings	D	2020-01-16 17:41:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001791322 Filed Document 0001791322-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:41:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Downtown Nashville Hospitality DST See All Filings	D/A	2020-01-16 17:35:12 UTC
Amount To Be Raised $80,953,386 Associated Brokers / Dealers Inland Securities Corporation, Great Point Capital LLC, and Concorde Investment Services, LLC CIK Number 0001800057 Filed Document 0001800057-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:35:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WCM Global Opportunity Fund, LP See All Filings	D	2020-01-16 17:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800406 Filed Document 0001800406-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ABL TV Network LLC See All Filings	D	2020-01-16 17:23:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800146 Filed Document 0001800146-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-01-16 17:23:40 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ZIA LIBERTY LAKE LLC See All Filings	D	2020-01-16 17:19:33 UTC
Amount To Be Raised $3,510,000 Associated Brokers / Dealers N/A CIK Number 0001800409 Filed Document 0001800409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:19:33 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Scopus BioPharma Inc. See All Filings	1-A/A	2020-01-16 17:17:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001104659-20-004812 Accepted Date 2020-01-16 17:17:51 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ICL Capital, LLC See All Filings	D	2020-01-16 17:13:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800397 Filed Document 0001800397-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 17:13:52 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Aleutian Fund 2, Ltd. See All Filings	D/A	2020-01-16 17:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599656 Filed Document 0001599656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Prime Surgical Center of Foothill Ranch, LLC See All Filings	D	2020-01-16 17:06:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792808 Filed Document 0001792808-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Janus Henderson Multi-Strategy Fund Ltd See All Filings	D	2020-01-16 17:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Janus Distributors LLC CIK Number 0001800193 Filed Document 0001800193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alyeska Fund 2, L.P. See All Filings	D/A	2020-01-16 17:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599658 Filed Document 0001599658-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Riptide IO Inc. See All Filings	D/A	2020-01-16 17:00:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614854 Filed Document 0001614854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:00:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Red Oak Capital Fund IV, LLC See All Filings	1-A/A	2020-01-16 16:58:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001794418 Filed Document 0001654954-20-000546 Accepted Date 2020-01-16 16:58:30 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Aleutian Fund, Ltd. See All Filings	D/A	2020-01-16 16:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456386 Filed Document 0001456386-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medical 21, Inc. See All Filings	D/A	2020-01-16 16:55:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001437749-20-000740 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:55:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TestFit Inc. See All Filings	D	2020-01-16 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799030 Filed Document 0001799030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALYESKA FUND LP See All Filings	D/A	2020-01-16 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432311 Filed Document 0001432311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GTIS Qualified Opportunity Fund LLC See All Filings	D/A	2020-01-16 16:49:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Rockefeller Financial LLC, Lido Advisors, LLC, Deutsche Bank Securities Inc., SAF Financial Services LLC, and iCapital Securities, LLC CIK Number 0001771667 Filed Document 0000947871-20-000035 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:49:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MFO-LPX LLC See All Filings	D	2020-01-16 16:44:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001800276 Filed Document 0001800276-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:44:21 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Cellular Longevity, Inc. See All Filings	D	2020-01-16 16:42:44 UTC
Amount To Be Raised $4,899,990 Associated Brokers / Dealers N/A CIK Number 0001799919 Filed Document 0001799919-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galecto Inc. See All Filings	D	2020-01-16 16:42:08 UTC
Amount To Be Raised $123,718,248 Associated Brokers / Dealers N/A CIK Number 0001800315 Filed Document 0001800315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Adar Holdings, Inc. See All Filings	D	2020-01-16 16:41:11 UTC
Amount To Be Raised $21,050,000 Associated Brokers / Dealers N/A CIK Number 0001799718 Filed Document 0001437749-20-000738 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:41:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Ventures RLF, LP See All Filings	D	2020-01-16 16:39:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001799561 Filed Document 0001799561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG AD Investment, LLC See All Filings	D	2020-01-16 16:38:47 UTC
Amount To Be Raised $18,550,000 Associated Brokers / Dealers N/A CIK Number 0001799720 Filed Document 0001437749-20-000737 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:38:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Credit Alpha Fund LLC See All Filings	D/A	2020-01-16 16:36:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001794068-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:36:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsbridge Ventures IV, LP See All Filings	D	2020-01-16 16:31:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001799552 Filed Document 0001445436-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREESTONE LITIGATION PARTNERS LP See All Filings	D	2020-01-16 16:30:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799806 Filed Document 0001567619-20-001184 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriot Freedom Fund, L.P. See All Filings	D	2020-01-16 16:30:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782828 Filed Document 0001782828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPE Boulder Fund 2020, L.P. See All Filings	D	2020-01-16 16:30:45 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001799239 Filed Document 0001799239-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worldwide Specialty Chemicals Inc. See All Filings	D	2020-01-16 16:29:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001660156 Filed Document 0001660156-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:29:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vincipia LLC See All Filings	D	2020-01-16 16:29:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001800233 Filed Document 0001567619-20-001181 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:29:36 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Biller Genie Software, LLC See All Filings	D	2020-01-16 16:27:23 UTC
Amount To Be Raised $3,000,050 Associated Brokers / Dealers N/A CIK Number 0001799994 Filed Document 0001799994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:27:23 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners VII-B, L.P. See All Filings	D	2020-01-16 16:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800272 Filed Document 0001800272-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Star Capital Fund LLC See All Filings	D	2020-01-16 16:24:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001800342 Filed Document 0001800342-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 16:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2020-01-16 16:24:20 UTC
Amount To Be Raised $2,959,940 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-20-004750 Accepted Date 2020-01-16 16:24:20 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
HCI - PACIFIC DEFENSE, LLC See All Filings	D	2020-01-16 16:23:32 UTC
Amount To Be Raised $26,875,000 Associated Brokers / Dealers N/A CIK Number 0001800035 Filed Document 0001800035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:23:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Alternative Strategies Fund, LP See All Filings	D/A	2020-01-16 16:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 16:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund