Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D/A	2020-01-17 13:40:54 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Time Equities Securities, Advisory Group Equity Services Ltd, Alliance Global Partners, American Portfolios Financial Services Inc., Arete Wealth Management, LLC, Berthel Fisher & Co, Cabot Lodge Securities, Calton & Associates, Capital City Securities, Cascade Financial Management, Inc., Center Street Securities, Concorde Investment Services, LLC, Crown Capital Securities, LP, D.H. Hill Securities, Dempsey Lord Smith, DFPG Investments, Inc., Emerson Equity, LLC, Folio Investments, Inc., Great Point Capital Advisors, Halliday Financial, IBN Financia Services, Inc., Lightpath Capital, M.H. LeBlang Inc., Madison Avenue Securities, Inc., Maxim Group, McNally Financial Services, Moloney Securities, Nationwide Planning Associates, Newbridge Securities, NH Cohen Capital LLC, Oak Tree Securities, Inc., Paulson Investment Company, Inc., Peak Brokerage Services, Primex, Stonecrest Capital Markets, Sunbelt Securities, Inc., Vestech Securities, Westpark Capital Inc., Whiitehall-Parker Securities, and Wilmington Capital Securities CIK Number 0001728129 Filed Document 0001728129-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:40:54 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Spiderweb, LLC See All Filings	D	2020-01-17 13:37:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001800425 Filed Document 0001800425-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:37:57 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
PIMCO Discretionary Multi-Asset Portfolio, LP See All Filings	D/A	2020-01-17 13:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698644 Filed Document 0001698644-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:37:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commodity Core Alpha Onshore Fund L.P. See All Filings	D/A	2020-01-17 13:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744003 Filed Document 0001744003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commodity Core Alpha Offshore Fund Ltd. See All Filings	D/A	2020-01-17 13:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744028 Filed Document 0001744028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actual Natural Health & Wellness Products, Inc. See All Filings	C-W	2020-01-17 13:28:54 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001763323 Filed Document 0001668287-20-000001 Accepted Date 2020-01-17 13:28:54 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
PIMCO Combined Alpha Strategies Offshore Fund Ltd See All Filings	D/A	2020-01-17 13:25:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001389537 Filed Document 0001389537-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:25:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Capital Group Fund I, LLC See All Filings	D	2020-01-17 13:21:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001800258 Filed Document 0001800258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:21:28 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Cayman Commodity Fund IX, Ltd. See All Filings	D/A	2020-01-17 13:18:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767889 Filed Document 0001767889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:18:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colony Commerce Ontario REIT See All Filings	D	2020-01-17 13:17:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800229 Filed Document 0001800229-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:17:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy V Onshore Fund LLC See All Filings	D/A	2020-01-17 13:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001653768 Filed Document 0001653768-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revel Spirits, Inc See All Filings	D	2020-01-17 13:13:05 UTC
Amount To Be Raised $1,661,000 Associated Brokers / Dealers na CIK Number 0001577960 Filed Document 0001577960-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:13:05 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silverwest Kauai Hotel, LLC See All Filings	D	2020-01-17 13:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799040 Filed Document 0001799040-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:11:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD See All Filings	D/A	2020-01-17 13:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001430674 Filed Document 0001430674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:10:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHSTAR CAPITAL LLC See All Filings	D/A	2020-01-17 13:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532702 Filed Document 0001532702-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 13:08:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD See All Filings	D/A	2020-01-17 13:07:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171962 Filed Document 0001171962-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:07:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KM Realty Trust Operating Partnership, LP See All Filings	D	2020-01-17 13:07:24 UTC
Amount To Be Raised $1,883,685 Associated Brokers / Dealers N/A CIK Number 0001725421 Filed Document 0001725421-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:07:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wolverine Top Holding Corp See All Filings	D	2020-01-17 13:06:46 UTC
Amount To Be Raised $3,489,594 Associated Brokers / Dealers N/A CIK Number 0001797268 Filed Document 0001797268-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:06:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard WA Multifamily III DST See All Filings	D/A	2020-01-17 13:06:08 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers CHAY THOMAS LAPIN, DANIEL PHILIP RAUPP, Jeffrey Bangerter, Edward Fernandez, TROY THOMAS, THORNHILL SECURITIES, INC., and LION STREET FINANCIAL, LLC CIK Number 0001791496 Filed Document 0001791496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:06:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd See All Filings	D/A	2020-01-17 13:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171964 Filed Document 0001171964-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:04:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vittoria Fund, L.P. See All Filings	D/A	2020-01-17 13:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000912253 Filed Document 0000912253-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heroes Jobs Inc. See All Filings	D	2020-01-17 13:01:00 UTC
Amount To Be Raised $3,999,987 Associated Brokers / Dealers N/A CIK Number 0001770758 Filed Document 0001770758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:01:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2020-01-17 13:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001171963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 13:00:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlis Motor Vehicle Inc. See All Filings	C/A	2020-01-17 12:58:50 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,021,709 CIK Number 0001722969 Filed Document 0001665160-20-000043 Accepted Date 2020-01-17 12:58:50 UTC Type of Offering C/A Security Offered Amount 1,686 Security Offered Type Common Stock State ARIZONA
UniGen Power Inc. See All Filings	D	2020-01-17 12:58:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001798278 Filed Document 0001798278-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:58:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC See All Filings	D/A	2020-01-17 12:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571731 Filed Document 0001571731-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:58:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3500 Blake Street Investment Trust See All Filings	D	2020-01-17 12:58:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800141 Filed Document 0001800141-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:58:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Criquet Apparel, Inc. See All Filings	D	2020-01-17 12:55:04 UTC
Amount To Be Raised $726,220 Associated Brokers / Dealers N/A CIK Number 0001560819 Filed Document 0001560819-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:55:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arlo, LLC See All Filings	D	2020-01-17 12:52:52 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001797001 Filed Document 0001797001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:52:52 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PIMCO Absolute Return Strategy 3E Onshore Fund LLC See All Filings	D/A	2020-01-17 12:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT U.S. Fund, LP See All Filings	D/A	2020-01-17 12:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379740 Filed Document 0001371811-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYETREE, INC. See All Filings	D	2020-01-17 12:50:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756896 Filed Document 0001756896-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 12:50:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. See All Filings	D/A	2020-01-17 12:49:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001324636-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:49:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3 Onshore Fund LLC See All Filings	D/A	2020-01-17 12:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001336837-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:46:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13D Activist Fund LP See All Filings	D	2020-01-17 12:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800281 Filed Document 0001800281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:45:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. See All Filings	D/A	2020-01-17 12:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001412058-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AwayZone, Inc. See All Filings	C	2020-01-17 12:42:36 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001799560 Filed Document 0001669191-20-000014 Accepted Date 2020-01-17 12:42:36 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Common Stock State INDIANA
PHFS VI TRENDS Managed Futures Offshore Fund, L.P. See All Filings	D/A	2020-01-17 12:40:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698959 Filed Document 0001698959-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:40:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Richmond Opportunity Fund I, LLC See All Filings	D	2020-01-17 12:40:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001797881 Filed Document 0001797881-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:40:41 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQ Carver Parent, L.P. See All Filings	D	2020-01-17 12:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789311 Filed Document 0001789311-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:38:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHFS VI SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2020-01-17 12:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001699060 Filed Document 0001699060-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panex Rocky Mountain #2, LP See All Filings	D	2020-01-17 12:37:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001799549 Filed Document 0001799549-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 12:37:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
PATHFINDER PARTNERS INCOME FUND, L.P. See All Filings	D/A	2020-01-17 12:37:14 UTC
Amount To Be Raised $49,758,331 Associated Brokers / Dealers N/A CIK Number 0001800354 Filed Document 0001800354-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:37:14 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wine Collective, LLC See All Filings	C	2020-01-17 12:35:47 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $107,000 CIK Number 0001798823 Filed Document 0001798823-20-000001 Accepted Date 2020-01-17 12:35:47 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MARYLAND
PHFS V SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2020-01-17 12:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001673677 Filed Document 0001673677-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-17 12:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS V Mortgage RV Offshore Fund, L.P. See All Filings	D/A	2020-01-17 12:32:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001711187 Filed Document 0001711187-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:32:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Sciences, Inc. See All Filings	D	2020-01-17 12:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800419 Filed Document 0001800419-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:32:26 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AIR Life Opportunity Fund, LP See All Filings	D	2020-01-17 12:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800500 Filed Document 0001800500-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:31:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS IX SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2020-01-17 12:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001773271 Filed Document 0001773271-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outcomes4Me Inc. See All Filings	D	2020-01-17 12:29:47 UTC
Amount To Be Raised $4,466,308 Associated Brokers / Dealers N/A CIK Number 0001799959 Filed Document 0001799959-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-17 12:29:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity