Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Scopus BioPharma Inc. See All Filings	1-A/A	2020-01-16 17:17:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001104659-20-004812 Accepted Date 2020-01-16 17:17:51 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ICL Capital, LLC See All Filings	D	2020-01-16 17:13:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800397 Filed Document 0001800397-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 17:13:52 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Aleutian Fund 2, Ltd. See All Filings	D/A	2020-01-16 17:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599656 Filed Document 0001599656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Prime Surgical Center of Foothill Ranch, LLC See All Filings	D	2020-01-16 17:06:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792808 Filed Document 0001792808-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Janus Henderson Multi-Strategy Fund Ltd See All Filings	D	2020-01-16 17:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Janus Distributors LLC CIK Number 0001800193 Filed Document 0001800193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:06:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Alyeska Fund 2, L.P. See All Filings	D/A	2020-01-16 17:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599658 Filed Document 0001599658-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Riptide IO Inc. See All Filings	D/A	2020-01-16 17:00:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614854 Filed Document 0001614854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 17:00:27 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Red Oak Capital Fund IV, LLC See All Filings	1-A/A	2020-01-16 16:58:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001794418 Filed Document 0001654954-20-000546 Accepted Date 2020-01-16 16:58:30 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Aleutian Fund, Ltd. See All Filings	D/A	2020-01-16 16:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456386 Filed Document 0001456386-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Medical 21, Inc. See All Filings	D/A	2020-01-16 16:55:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001437749-20-000740 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:55:24 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TestFit Inc. See All Filings	D	2020-01-16 16:50:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799030 Filed Document 0001799030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALYESKA FUND LP See All Filings	D/A	2020-01-16 16:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432311 Filed Document 0001432311-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:50:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GTIS Qualified Opportunity Fund LLC See All Filings	D/A	2020-01-16 16:49:26 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Rockefeller Financial LLC, Lido Advisors, LLC, Deutsche Bank Securities Inc., SAF Financial Services LLC, and iCapital Securities, LLC CIK Number 0001771667 Filed Document 0000947871-20-000035 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:49:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MFO-LPX LLC See All Filings	D	2020-01-16 16:44:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001800276 Filed Document 0001800276-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:44:21 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Cellular Longevity, Inc. See All Filings	D	2020-01-16 16:42:44 UTC
Amount To Be Raised $4,899,990 Associated Brokers / Dealers N/A CIK Number 0001799919 Filed Document 0001799919-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galecto Inc. See All Filings	D	2020-01-16 16:42:08 UTC
Amount To Be Raised $123,718,248 Associated Brokers / Dealers N/A CIK Number 0001800315 Filed Document 0001800315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:42:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Adar Holdings, Inc. See All Filings	D	2020-01-16 16:41:11 UTC
Amount To Be Raised $21,050,000 Associated Brokers / Dealers N/A CIK Number 0001799718 Filed Document 0001437749-20-000738 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:41:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Ventures RLF, LP See All Filings	D	2020-01-16 16:39:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001799561 Filed Document 0001799561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG AD Investment, LLC See All Filings	D	2020-01-16 16:38:47 UTC
Amount To Be Raised $18,550,000 Associated Brokers / Dealers N/A CIK Number 0001799720 Filed Document 0001437749-20-000737 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:38:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Credit Alpha Fund LLC See All Filings	D/A	2020-01-16 16:36:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001794068-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:36:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsbridge Ventures IV, LP See All Filings	D	2020-01-16 16:31:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001799552 Filed Document 0001445436-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:31:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREESTONE LITIGATION PARTNERS LP See All Filings	D	2020-01-16 16:30:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799806 Filed Document 0001567619-20-001184 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriot Freedom Fund, L.P. See All Filings	D	2020-01-16 16:30:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782828 Filed Document 0001782828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPE Boulder Fund 2020, L.P. See All Filings	D	2020-01-16 16:30:45 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001799239 Filed Document 0001799239-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worldwide Specialty Chemicals Inc. See All Filings	D	2020-01-16 16:29:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001660156 Filed Document 0001660156-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:29:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vincipia LLC See All Filings	D	2020-01-16 16:29:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001800233 Filed Document 0001567619-20-001181 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:29:36 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Biller Genie Software, LLC See All Filings	D	2020-01-16 16:27:23 UTC
Amount To Be Raised $3,000,050 Associated Brokers / Dealers N/A CIK Number 0001799994 Filed Document 0001799994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:27:23 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners VII-B, L.P. See All Filings	D	2020-01-16 16:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800272 Filed Document 0001800272-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Star Capital Fund LLC See All Filings	D	2020-01-16 16:24:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001800342 Filed Document 0001800342-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 16:24:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2020-01-16 16:24:20 UTC
Amount To Be Raised $2,959,940 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-20-004750 Accepted Date 2020-01-16 16:24:20 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
HCI - PACIFIC DEFENSE, LLC See All Filings	D	2020-01-16 16:23:32 UTC
Amount To Be Raised $26,875,000 Associated Brokers / Dealers N/A CIK Number 0001800035 Filed Document 0001800035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:23:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsbridge Alternative Strategies Fund, LP See All Filings	D/A	2020-01-16 16:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001445436-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-16 16:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XClaim Inc. See All Filings	D	2020-01-16 16:16:13 UTC
Amount To Be Raised $4,569,998 Associated Brokers / Dealers N/A CIK Number 0001800050 Filed Document 0001567619-20-001177 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:16:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives FL Investor III, LP See All Filings	D	2020-01-16 16:11:16 UTC
Amount To Be Raised $301,582,278 Associated Brokers / Dealers N/A CIK Number 0001799486 Filed Document 0001799486-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:11:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Austerra Stable Income Fund, LP See All Filings	D	2020-01-16 16:10:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001773336 Filed Document 0001773336-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:10:23 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProphetLogic, Inc. See All Filings	D	2020-01-16 16:07:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001800239 Filed Document 0001800239-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:07:50 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Macquarie Infrastructure Partners V, L.P. See All Filings	D	2020-01-16 16:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P., Macquarie Infrastructure and Real Assets (Sales) Canada Ltd., Macquarie Infrastructure and Real Assets (Europe) Ltd., Macquarie Funds Management Hong Kong Limited, Macquarie Fund Advisers Pty Ltd., Macquarie Securities Korea Limited, and Macquarie Asset Management Japan Co., Ltd. CIK Number 0001798259 Filed Document 0001798259-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:07:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fayetteville Student Housing DST See All Filings	D	2020-01-16 16:05:05 UTC
Amount To Be Raised $35,578,407 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001800052 Filed Document 0001800057-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:05:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sixteenth Street Asian GEMS Fund See All Filings	D/A	2020-01-16 16:04:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726235 Filed Document 0001726235-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 16:04:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Downtown Nashville Hospitality DST See All Filings	D	2020-01-16 15:50:40 UTC
Amount To Be Raised $80,953,386 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001800057 Filed Document 0001800057-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:50:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alexandria Storage, LLC See All Filings	D	2020-01-16 15:50:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001800376 Filed Document 0001800376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:50:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Contamination Source Identification LLC See All Filings	D	2020-01-16 15:50:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001788640 Filed Document 0001437749-20-000729 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:50:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Scopia Long International Ltd See All Filings	D/A	2020-01-16 15:49:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624550 Filed Document 0000919574-20-000390 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:49:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC, Series VI-D3 See All Filings	D	2020-01-16 15:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001800356 Filed Document 0001213900-20-001182 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D/A	2020-01-16 15:37:34 UTC
Amount To Be Raised $70,361,407 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:37:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
UW HOLDINGS LLC See All Filings	D	2020-01-16 15:36:51 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001772372 Filed Document 0001405086-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:36:51 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VIAPHOTON INC. See All Filings	D	2020-01-16 15:28:44 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001798751 Filed Document 0001798751-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:28:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Diamond Partners (A-I) LP See All Filings	D	2020-01-16 15:27:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798732 Filed Document 0001567619-20-001161 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:27:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBK Horizon 9, LLC See All Filings	D	2020-01-16 15:16:37 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001800257 Filed Document 0001800257-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:16:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highlands Creek Development, LLC See All Filings	D	2020-01-16 15:16:05 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001800232 Filed Document 0001800093-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-16 15:16:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity