Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account VL 172 See All Filings	D/A	2018-03-15 11:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001711511 Filed Document 0001711511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampersand 2018 Limited Partnership See All Filings	D	2018-03-15 11:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734267 Filed Document 0001734267-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:23:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2018-03-15 11:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-18-000957 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2018-03-15 11:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-18-000956 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MESIROW ABSOLUTE RETURN FUND, LTD. See All Filings	D/A	2018-03-15 11:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Inc., Phoenix Global Capital Management, Mesirow Financial, Inc., and Alerus Securities Corporation CIK Number 0001161687 Filed Document 0001161687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharo Gaia Fund, Ltd. See All Filings	D/A	2018-03-15 11:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-18-000955 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:11:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Africa Fund, Ltd. See All Filings	D	2018-03-15 11:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726166 Filed Document 0001085146-18-000954 Exclusions or Exemptions 506b Accepted Date 2018-03-15 11:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MAXONE LLC See All Filings	D	2018-03-15 10:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614451 Filed Document 0001614451-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:58:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2018-03-15 10:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Unqork Inc. See All Filings	D	2018-03-15 10:56:02 UTC
Amount To Be Raised $5,419,951 Associated Brokers / Dealers N/A CIK Number 0001734326 Filed Document 0001734326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:56:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCJ Absolute Return Fund LP See All Filings	D/A	2018-03-15 10:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001669557 Filed Document 0001669557-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourth Floor Fund, LLC See All Filings	D	2018-03-15 10:49:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001733494 Filed Document 0001733494-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:49:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL PARTNERS CAYMAN LTD See All Filings	D/A	2018-03-15 10:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138754 Filed Document 0001370109-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Repetere, Inc. See All Filings	D	2018-03-15 10:41:58 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001733427 Filed Document 0001733427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:41:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Axon Partners, LP See All Filings	D/A	2018-03-15 10:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321376 Filed Document 0000902664-18-001633 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Partners (Offshore), Ltd. See All Filings	D/A	2018-03-15 10:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319131 Filed Document 0000902664-18-001632 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Partners Ltd. See All Filings	D	2018-03-15 10:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734632 Filed Document 0000919574-18-002496 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:34:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ClearSurance, Inc. See All Filings	D	2018-03-15 10:31:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001717881 Filed Document 0001717881-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:31:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AJO Emerging Markets Small-Cap Fund, Ltd. See All Filings	D/A	2018-03-15 10:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694312 Filed Document 0001694312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LV INVESTORS LLC See All Filings	D	2018-03-15 10:18:47 UTC
Amount To Be Raised $2,902,164 Associated Brokers / Dealers N/A CIK Number 0001716693 Filed Document 0001716693-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:18:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LV INVESTORS LLC See All Filings	D	2018-03-15 10:14:00 UTC
Amount To Be Raised $6,991,507 Associated Brokers / Dealers N/A CIK Number 0001716693 Filed Document 0001716693-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:14:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parametric TMEMC Fund, LP See All Filings	D	2018-03-15 10:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733794 Filed Document 0000350797-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:12:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forefront Dynamic Strategies Fund, LP See All Filings	D/A	2018-03-15 10:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536921 Filed Document 0001536921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:11:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Forefront Select (US) Fund LP See All Filings	D/A	2018-03-15 10:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656625 Filed Document 0001656625-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Forefront Select (Cayman) Fund Ltd. See All Filings	D/A	2018-03-15 10:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656623 Filed Document 0001656623-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:06:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL125 See All Filings	D/A	2018-03-15 10:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538320 Filed Document 0001538320-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 10:04:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tagomi Systems Inc. See All Filings	D	2018-03-15 09:59:34 UTC
Amount To Be Raised $16,000,001 Associated Brokers / Dealers N/A CIK Number 0001734382 Filed Document 0001734382-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marcato Special Opportunities Ltd. See All Filings	D/A	2018-03-15 09:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618198 Filed Document 0000919574-18-002490 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hain Capital Investors LLC See All Filings	D/A	2018-03-15 09:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Coburn CIK Number 0001308687 Filed Document 0001308687-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MFN Partners, LP See All Filings	D	2018-03-15 09:58:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732960 Filed Document 0001732960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:58:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview Opportunity Offshore V, L.P. See All Filings	D/A	2018-03-15 09:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001700679 Filed Document 0000902664-18-001631 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:54:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bayview Opportunity Domestic V, L.P. See All Filings	D/A	2018-03-15 09:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001700677 Filed Document 0000902664-18-001630 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GLENVIEW CAPITAL OPPORTUNITY FUND LP See All Filings	D/A	2018-03-15 09:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370109 Filed Document 0001370109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifeSci Venture Partners I, LP See All Filings	D/A	2018-03-15 09:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group, LLC and LifeSci Capital, LLC CIK Number 0001691744 Filed Document 0000919574-18-002488 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New York Shipping Exchange, Inc. See All Filings	D/A	2018-03-15 09:45:58 UTC
Amount To Be Raised $16,380,541 Associated Brokers / Dealers N/A CIK Number 0001652560 Filed Document 0001652560-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:45:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Advent Equity Group, LLC See All Filings	D	2018-03-15 09:37:47 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001734547 Filed Document 0001734547-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:37:47 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Phillimore Fund, Ltd. See All Filings	D	2018-03-15 09:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732840 Filed Document 0001732840-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALC Enterprises, Inc. See All Filings	D	2018-03-15 09:32:01 UTC
Amount To Be Raised $4,233,007 Associated Brokers / Dealers N/A CIK Number 0001734534 Filed Document 0001734534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:32:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phillimore Fund, LP See All Filings	D	2018-03-15 09:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732839 Filed Document 0001732839-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURESINSE INC. See All Filings	D	2018-03-15 09:21:57 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001734568 Filed Document 0000899797-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:21:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Telamon Capital Fund LP See All Filings	D	2018-03-15 09:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718611 Filed Document 0001315863-18-000249 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Werrus Energy Fund, LP See All Filings	D/A	2018-03-15 09:18:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001718150 Filed Document 0001315863-18-000248 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:18:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
USA Millwork Holding Co., LLC See All Filings	D	2018-03-15 09:06:09 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001715547 Filed Document 0001715547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 09:06:09 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Celebrity Brands Spirits, LLC See All Filings	D/A	2018-03-15 08:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718617 Filed Document 0001718617-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-15 08:57:59 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
DESRI VII, L.L.C. See All Filings	D/A	2018-03-15 07:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731485 Filed Document 0001731485-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-15 07:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Long/Short Fund See All Filings	D/A	2018-03-15 06:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and J.P. Morgan Securities LLC CIK Number 0001412163 Filed Document 0000902664-18-001629 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Long/Short Fund (US) LP See All Filings	D/A	2018-03-15 06:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001687092 Filed Document 0000902664-18-001628 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Opportunities Fund See All Filings	D/A	2018-03-15 06:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700341 Filed Document 0000902664-18-001627 Exclusions or Exemptions 506b Accepted Date 2018-03-15 06:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOATHOUSE ROW OFFSHORE LTD See All Filings	D/A	2018-03-14 21:40:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316058 Filed Document 0001316058-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 21:40:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boathouse Row II L P See All Filings	D/A	2018-03-14 21:24:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295594 Filed Document 0001295594-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-14 21:24:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund