Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHORELINE 345, LLC See All Filings	D	2020-01-27 13:03:56 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001801071 Filed Document 0001801071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 13:03:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 13:03:48 UTC
Amount To Be Raised $839,800 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-01-27 13:03:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:59:35 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:59:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:55:47 UTC
Amount To Be Raised $2,591,125 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MHH Management Holdco, LLC See All Filings	D	2020-01-27 12:53:15 UTC
Amount To Be Raised $35,100,268 Associated Brokers / Dealers N/A CIK Number 0001801207 Filed Document 0001801207-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:53:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Opportunities Fund LLC See All Filings	D/A	2020-01-27 12:52:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:52:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:51:27 UTC
Amount To Be Raised $836,000 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:51:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:43:05 UTC
Amount To Be Raised $337,500 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:43:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Abbot's Butcher, Inc. See All Filings	D	2020-01-27 12:42:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001763154 Filed Document 0001763154-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:42:44 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Athletic Media Co See All Filings	D	2020-01-27 12:37:51 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001758687 Filed Document 0001758687-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:37:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:37:28 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:37:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OHA Black Bear Fund, L.P. See All Filings	D	2020-01-27 12:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796774 Filed Document 0000950142-20-000175 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:36:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:32:59 UTC
Amount To Be Raised $400 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Income Preferred 6 Fund LLC See All Filings	D/A	2020-01-27 12:32:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416134 Filed Document 0001416134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:32:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Cedar Rock Capital Partners Series See All Filings	D/A	2020-01-27 12:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743975 Filed Document 0001743975-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRUS REIT IV LLC See All Filings	D	2020-01-27 12:29:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801022 Filed Document 0001801022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:29:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:27:00 UTC
Amount To Be Raised $400 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:27:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Funds: India Midcap Fund See All Filings	D	2020-01-27 12:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001800766 Filed Document 0001800766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:23:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immuneering Corp See All Filings	D/A	2020-01-27 12:21:19 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers N/A CIK Number 0001790340 Filed Document 0001567619-20-001539 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:21:19 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Investors, LLC See All Filings	D	2020-01-27 12:20:51 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001801033 Filed Document 0001801033-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:20:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2020-01-27 12:17:58 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:17:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Funds: India Growth Fund See All Filings	D	2020-01-27 12:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001800763 Filed Document 0001800763-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:16:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEAMANS NEW ERA TECHNOLOGIES GROWTH FUND, LLC See All Filings	D/A	2020-01-27 12:15:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:15:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
DRE PORTFOLIO REIT LLC See All Filings	D	2020-01-27 12:14:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001796894 Filed Document 0001796894-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:14:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinity 3 Holdings, LLC See All Filings	D	2020-01-27 12:08:18 UTC
Amount To Be Raised $10,750,000 Associated Brokers / Dealers N/A CIK Number 0001795838 Filed Document 0001795838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:08:18 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HRUS REIT III LLC See All Filings	D	2020-01-27 12:03:49 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001801021 Filed Document 0001801021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:03:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Project Diner Investments L.P. See All Filings	D	2020-01-27 12:00:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800963 Filed Document 0001800963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 12:00:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Diner Opportunities L.P. See All Filings	D	2020-01-27 11:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800959 Filed Document 0001800959-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:56:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2020-01-27 11:56:27 UTC
Amount To Be Raised $2,234,640 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001104659-20-007010 Accepted Date 2020-01-27 11:56:27 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,889,961 State of Jurisdiction GEORGIA Type of Security Other(describe)
EOS Surfaces L.L.C. See All Filings	D/A	2020-01-27 11:50:27 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:50:27 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
MHR Capital Partners III LP See All Filings	D/A	2020-01-27 11:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765343 Filed Document 0001315863-20-000109 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pine Bluffs Hotel, LLC See All Filings	D	2020-01-27 11:44:39 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001801171 Filed Document 0001801171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:44:39 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MOXIE APPAREL INC. See All Filings	D	2020-01-27 11:30:22 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001799930 Filed Document 0001799930-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:30:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Saba Capital CFO - I Onshore LP See All Filings	D	2020-01-27 11:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800570 Filed Document 0000902664-20-000476 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2020-01-27 11:21:41 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:21:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MVP Opportunity Fund VI LLC, Series VI-K2 See All Filings	D	2020-01-27 11:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001797110 Filed Document 0001213900-20-001855 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dandelion Energy, Inc. See All Filings	D	2020-01-27 11:17:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001707441 Filed Document 0001707441-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:17:17 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golfview Holdings, LLC See All Filings	D	2020-01-27 11:16:45 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001800767 Filed Document 0001567619-20-001537 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:16:45 UTC Type of Offering D Industry Residential Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
AmpSport, Inc. See All Filings	D	2020-01-27 11:10:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001801202 Filed Document 0001801202-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:10:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund VI LLC, Series VI-F3 See All Filings	D/A	2020-01-27 11:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VNTR Securities LLC CIK Number 0001791265 Filed Document 0001213900-20-001851 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVA CAPITAL SPV XV, LLC See All Filings	D	2020-01-27 11:05:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800750 Filed Document 0001800750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:05:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jericho Capital International Ltd. See All Filings	D/A	2020-01-27 11:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509785 Filed Document 0000919574-20-000571 Exclusions or Exemptions 506b Accepted Date 2020-01-27 11:03:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDONE EQUITY FUND IX, LLC See All Filings	1-A	2020-01-27 10:26:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801195 Filed Document 0001477932-20-000394 Accepted Date 2020-01-27 10:26:53 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
RFP REIT LLC See All Filings	D/A	2020-01-27 10:14:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800333 Filed Document 0001567619-20-001535 Exclusions or Exemptions 506b Accepted Date 2020-01-27 10:14:04 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3EDGE Global Opportunities Non-QP Fund, LP See All Filings	D/A	2020-01-27 10:13:08 UTC
Amount To Be Raised $13,765,188 Associated Brokers / Dealers N/A CIK Number 0001667573 Filed Document 0001667573-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 10:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asana Partners Fund II REIT 9, LLC See All Filings	D	2020-01-27 09:59:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001800782 Filed Document 0001800782-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 09:59:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Numen Credit Opportunities Fund Inc. See All Filings	D/A	2020-01-27 09:56:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570334 Filed Document 0000943663-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-01-27 09:56:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schlesinger Group Holdings, LLC See All Filings	D	2020-01-27 09:54:24 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001799898 Filed Document 0001799898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 09:54:24 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Monticello Funding BTH-34, LLC See All Filings	D	2020-01-27 09:50:41 UTC
Amount To Be Raised $9,890,000 Associated Brokers / Dealers N/A CIK Number 0001800297 Filed Document 0001800297-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-27 09:50:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graybul Antioch, LP See All Filings	D	2020-01-27 09:44:52 UTC
Amount To Be Raised $23,050,220 Associated Brokers / Dealers N/A CIK Number 0001801193 Filed Document 0001801193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-27 09:44:52 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity