Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gardner Lewis Merger Arbitrage Offshore Fund, Ltd. See All Filings	D/A	2018-03-16 13:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659322 Filed Document 0001659322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:11:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cosimo 0, LP See All Filings	D	2018-03-16 13:09:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734618 Filed Document 0001734618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:09:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Ltd. See All Filings	D/A	2018-03-16 13:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001460866 Filed Document 0000945621-18-000142 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Event Driven Fund, L.P. See All Filings	D/A	2018-03-16 13:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653474 Filed Document 0001653474-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Parallel Partners VII-D, LP See All Filings	D/A	2018-03-16 13:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Aqueduct Capital Group, LLC CIK Number 0001698319 Filed Document 0001698319-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DIAMOND RELATIVE VALUE PARTNERS, L.P. See All Filings	D/A	2018-03-16 13:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001058947 Filed Document 0000945621-18-000141 Exclusions or Exemptions 506b Accepted Date 2018-03-16 13:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND RELATIVE VALUE LTD. See All Filings	D/A	2018-03-16 12:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Sendero Securities, LLC CIK Number 0001460819 Filed Document 0000945621-18-000140 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK DIAMOND PARTNERS, L.P. See All Filings	D/A	2018-03-16 12:54:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Senderro Securities, LLC CIK Number 0000913211 Filed Document 0000945621-18-000139 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:54:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DOUBLE BLACK DIAMOND LTD. See All Filings	D/A	2018-03-16 12:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Securities, LLC and UBS Financial Services Inc. CIK Number 0001461274 Filed Document 0000945621-18-000138 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage Fund, LP See All Filings	D/A	2018-03-16 12:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532448 Filed Document 0001532448-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Card Co-Invest, L.P. See All Filings	D/A	2018-03-16 12:45:28 UTC
Amount To Be Raised $6,660,000 Associated Brokers / Dealers N/A CIK Number 0001734586 Filed Document 0000950103-18-003436 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE BLACK DIAMOND, L.P. See All Filings	D/A	2018-03-16 12:45:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc and Sendero Securities,LLC CIK Number 0001056352 Filed Document 0000945621-18-000137 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:45:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS MERGER ARBITRAGE MASTER FUND LP See All Filings	D/A	2018-03-16 12:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178467 Filed Document 0001178467-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings	D/A	2018-03-16 12:33:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067794 Filed Document 0000902664-18-001661 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:33:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thai Focused Equity U.S. Feeder Fund Ltd See All Filings	D/A	2018-03-16 12:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Villafranco CIK Number 0001381810 Filed Document 0000919574-18-002537 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:29:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
PEARL CIII HOLDINGS, L.P. See All Filings	D	2018-03-16 12:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732026 Filed Document 0001732026-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:23:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Parallel Partners VII-B, LP See All Filings	D/A	2018-03-16 12:20:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Aqueduct Capital Group, LLC CIK Number 0001698313 Filed Document 0001698313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:20:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagship Biosciences, Inc. See All Filings	D	2018-03-16 12:10:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001733718 Filed Document 0001733718-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:10:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Farallon Capital (AM) Investors, L.P. See All Filings	D/A	2018-03-16 12:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501082 Filed Document 0000902664-18-001660 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Investment Holdings, L.P. See All Filings	D/A	2018-03-16 12:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408691 Filed Document 0000902664-18-001659 Exclusions or Exemptions 506b Accepted Date 2018-03-16 12:03:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L2 Summit Enhanced Return Fund L.P. See All Filings	D/A	2018-03-16 11:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641025 Filed Document 0001734579-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Energy Partners VII, LP See All Filings	D/A	2018-03-16 11:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Aqueduct Capital Group, LLC CIK Number 0001697365 Filed Document 0001697365-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:57:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCOI II Holdings, L.P. See All Filings	D/A	2018-03-16 11:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341976 Filed Document 0000902664-18-001658 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:57:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Capital Institutional Partners, L.P. See All Filings	D/A	2018-03-16 11:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000886687 Filed Document 0000902664-18-001657 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mediterra Capital Partners II, LP See All Filings	D	2018-03-16 11:54:59 UTC
Amount To Be Raised $365,280,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001659933 Filed Document 0001659933-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:54:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital Partners, L.P. See All Filings	D/A	2018-03-16 11:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175707 Filed Document 0000902664-18-001656 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRITERION INSTITUTIONAL PARTNERS LP See All Filings	D/A	2018-03-16 11:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260054 Filed Document 0000884031-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:54:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pura Vida Offshore Fund One, Ltd See All Filings	D/A	2018-03-16 11:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637529 Filed Document 0000919574-18-002532 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:53:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Transcapital Georgia Tax Credit Fund II LLC See All Filings	D	2018-03-16 11:51:23 UTC
Amount To Be Raised $62,361,933 Associated Brokers / Dealers Bedminster Financial Group, Limited, Habif Arogeti & Wynne LLP, and Frank O. Hendrick II PC CIK Number 0001333647 Filed Document 0001333647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:51:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SMITH MICRO SOFTWARE INC See All Filings	D	2018-03-16 11:40:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0000948708 Filed Document 0000948708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:40:03 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Don't Go Nuts Investment Company, LLC See All Filings	D	2018-03-16 11:38:20 UTC
Amount To Be Raised $5,290,772 Associated Brokers / Dealers N/A CIK Number 0001733493 Filed Document 0001733493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:38:20 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Door, Inc. See All Filings	D	2018-03-16 11:36:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001699858 Filed Document 0001699858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:36:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Venture Capital Fund, L.P. See All Filings	D/A	2018-03-16 11:31:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699969 Filed Document 0000884031-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:31:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maggie Louise Confections, Inc. See All Filings	D	2018-03-16 11:30:27 UTC
Amount To Be Raised $5,175,290 Associated Brokers / Dealers N/A CIK Number 0001734048 Filed Document 0001734048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:30:27 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KYLIN OFFSHORE FUND LTD See All Filings	D/A	2018-03-16 11:21:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358758 Filed Document 0001013594-18-000213 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:21:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYLIN FUND L P See All Filings	D/A	2018-03-16 11:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358757 Filed Document 0001013594-18-000212 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CytoBioscience, Inc. See All Filings	D/A	2018-03-16 11:16:16 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers Danielle Hughes CIK Number 0001637514 Filed Document 0001637514-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:16:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VARDANA PARTNERS L P See All Filings	D/A	2018-03-16 11:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366369 Filed Document 0001013594-18-000211 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lindy Biosciences, LLC See All Filings	D	2018-03-16 11:05:19 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001731038 Filed Document 0001731038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:05:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Old Kings Capital Long Only, L.P. See All Filings	D/A	2018-03-16 11:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONWEALTH FINANCIAL NETWORK CIK Number 0001572909 Filed Document 0000919574-18-002530 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RADCLIFFE DOMESTIC ULTRA SHORT DURATION FUND, L.P. See All Filings	D/A	2018-03-16 11:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479689 Filed Document 0000919574-18-002528 Exclusions or Exemptions 506b Accepted Date 2018-03-16 11:02:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
16 PAYNTER/AKA XE, LLC See All Filings	D	2018-03-16 10:58:55 UTC
Amount To Be Raised $312,015 Associated Brokers / Dealers N/A CIK Number 0001734739 Filed Document 0001734739-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:58:55 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Citadel Wellington LLC See All Filings	D/A	2018-03-16 10:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001732352-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aimmune Therapeutics, Inc. See All Filings	D	2018-03-16 10:58:11 UTC
Amount To Be Raised $156,700,012 Associated Brokers / Dealers N/A CIK Number 0001631650 Filed Document 0001648920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:58:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axel Balanced, LP See All Filings	D/A	2018-03-16 10:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624181 Filed Document 0000919574-18-002525 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:51:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TGaurdion Inv, LLC See All Filings	D/A	2018-03-16 10:49:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RKCA CIK Number 0001734674 Filed Document 0001734674-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:49:21 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Axel Partners, LP See All Filings	D/A	2018-03-16 10:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178623 Filed Document 0000919574-18-002522 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TGaurdion Inv, LLC See All Filings	D	2018-03-16 10:42:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers RKCA CIK Number 0001734674 Filed Document 0001734674-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:42:22 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Atika Offshore Fund, Ltd. See All Filings	D/A	2018-03-16 10:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568947 Filed Document 0000919574-18-002520 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IRONWOOD INSTITUTIONAL LTD See All Filings	D/A	2018-03-16 10:35:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, Foreside Fund Services, LLC, RA Bench Inc., LPL Financial LLC, Credit Suisse Securities (USA) LLC, and Raymond James & Associates, Inc. CIK Number 0001365495 Filed Document 0000884031-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-03-16 10:35:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund