Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Canford Partners - SPV II Cellphire, a series of Assure Labs 2019, LLC See All Filings	D	2020-02-05 17:13:19 UTC
Amount To Be Raised $502,503 Associated Brokers / Dealers N/A CIK Number 0001796755 Filed Document 0001728390-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:13:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2020-02-05 17:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611034 Filed Document 0001405086-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mayfair Alternative Credit Funds ICAV See All Filings	D	2020-02-05 17:09:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802403 Filed Document 0001802332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:09:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
KARNAK PARTNERS L P See All Filings	D/A	2020-02-05 17:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0000901295 Filed Document 0000901295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Biosciences, Inc. See All Filings	D	2020-02-05 17:01:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797787 Filed Document 0001797787-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:01:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rgenta Therapeutics, Inc. See All Filings	D	2020-02-05 17:00:01 UTC
Amount To Be Raised $19,999,573 Associated Brokers / Dealers N/A CIK Number 0001801266 Filed Document 0001801266-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:00:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEN-JAM PHARMACEUTICAL LLC See All Filings	D	2020-02-05 16:59:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001802249 Filed Document 0001567619-20-002243 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:59:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OGCP II Employee Co-Invest LP See All Filings	D	2020-02-05 16:57:32 UTC
Amount To Be Raised $3,943,000 Associated Brokers / Dealers N/A CIK Number 0001802287 Filed Document 0001802287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:57:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wallaroo Labs, Inc. See All Filings	D	2020-02-05 16:53:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712407 Filed Document 0001712407-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:53:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DG Spanaway, LLC See All Filings	D	2020-02-05 16:53:34 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001802380 Filed Document 0001802380-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:53:34 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TR 2019, a series of AIM Master, LLC See All Filings	D/A	2020-02-05 16:47:09 UTC
Amount To Be Raised $742,000 Associated Brokers / Dealers Angel Investor Management Group, LLC CIK Number 0001794214 Filed Document 0001728390-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:47:09 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Southern California Curling Center Inc See All Filings	D	2020-02-05 16:44:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802368 Filed Document 0001802368-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:44:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Private Investor Club Feeder Fund 2019-H LLC See All Filings	D/A	2020-02-05 16:39:52 UTC
Amount To Be Raised $5,305,500 Associated Brokers / Dealers N/A CIK Number 0001797394 Filed Document 0001728390-20-000012 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
August Equity Partners V A LP See All Filings	D/A	2020-02-05 16:36:02 UTC
Amount To Be Raised $392,550,000 Associated Brokers / Dealers N/A CIK Number 0001796193 Filed Document 0001796193-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:36:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
RREF IV Debt REIT, Inc. See All Filings	D	2020-02-05 16:33:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001802072 Filed Document 0001802072-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:33:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aiyu LLC See All Filings	D	2020-02-05 16:33:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001802140 Filed Document 0001802140-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:33:20 UTC Type of Offering D Industry Other Technology Principal Place of Business PERU Revenue or Assets Decline to Disclose Type of Security Other
TSTR, a Series of LeFund, LLC See All Filings	D	2020-02-05 16:32:34 UTC
Amount To Be Raised $65,790 Associated Brokers / Dealers N/A CIK Number 0001793883 Filed Document 0001728390-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca ESP Series Fund, LLC -- Lilac II Series A Preferred See All Filings	D	2020-02-05 16:29:42 UTC
Amount To Be Raised $558,250 Associated Brokers / Dealers N/A CIK Number 0001801519 Filed Document 0001728390-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coral LLC See All Filings	D	2020-02-05 16:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802400 Filed Document 0001802400-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:29:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Growth Capital LLC See All Filings	D	2020-02-05 16:25:29 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001700901 Filed Document 0001700901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:25:29 UTC Type of Offering D Industry Investment Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
mePrism Inc. See All Filings	D	2020-02-05 16:22:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001802435 Filed Document 0001802435-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:22:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GI Fund I, a series of Team Uplyft, LP See All Filings	D	2020-02-05 16:19:52 UTC
Amount To Be Raised $149,000 Associated Brokers / Dealers N/A CIK Number 0001802402 Filed Document 0001802402-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:19:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securonix, Inc. See All Filings	D	2020-02-05 16:18:02 UTC
Amount To Be Raised $11,999,852 Associated Brokers / Dealers N/A CIK Number 0001716775 Filed Document 0001716775-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:18:02 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Loupe, Inc. See All Filings	D	2020-02-05 16:17:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001742628 Filed Document 0001742628-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:17:49 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Venator Capital Partners LP See All Filings	D/A	2020-02-05 16:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001315863-20-000128 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Authereum One, a series of Republic Master Fund, LP See All Filings	D	2020-02-05 16:14:00 UTC
Amount To Be Raised $89,570 Associated Brokers / Dealers N/A CIK Number 0001796759 Filed Document 0001728390-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siletz Bay Holdings, LLC See All Filings	D	2020-02-05 16:13:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001801955 Filed Document 0001801955-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:13:40 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Concentrates IV, a series of Bengal Capital Ventures LP See All Filings	D	2020-02-05 16:12:58 UTC
Amount To Be Raised $1,082,653 Associated Brokers / Dealers Not Applicable CIK Number 0001801691 Filed Document 0001801691-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:12:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
World Within Labs, LLC See All Filings	D	2020-02-05 16:08:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801530 Filed Document 0001801530-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:08:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creative Science Properties, Inc. See All Filings	D	2020-02-05 16:08:15 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001793573 Filed Document 0001793573-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:08:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca ESP Series Fund, LLC -- TAINA Note 2020 See All Filings	D	2020-02-05 16:07:23 UTC
Amount To Be Raised $1,305,000 Associated Brokers / Dealers N/A CIK Number 0001800487 Filed Document 0001728390-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:07:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (iCapital), L.P. See All Filings	D/A	2020-02-05 16:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001767088 Filed Document 0000897069-20-000069 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D/A	2020-02-05 16:04:36 UTC
Amount To Be Raised $1,835,002 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001303936-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:04:36 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BirchBioMed Inc. See All Filings	D/A	2020-02-05 16:01:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001670747 Filed Document 0001670747-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 16:01:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caraway 2020, a series of Republic Master Fund, LP See All Filings	D	2020-02-05 15:58:30 UTC
Amount To Be Raised $423,000 Associated Brokers / Dealers N/A CIK Number 0001801023 Filed Document 0001728390-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:58:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Small & Emerging Fund II, LP See All Filings	D/A	2020-02-05 15:56:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001794569 Filed Document 0001794569-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:56:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LeasePal, Inc. See All Filings	D/A	2020-02-05 15:54:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001486203 Filed Document 0001477932-20-000499 Exclusions or Exemptions 504 and 506b Accepted Date 2020-02-05 15:54:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CARDERO RESOURCE CORP. See All Filings	D	2020-02-05 15:53:38 UTC
Amount To Be Raised $22,865 Associated Brokers / Dealers N/A CIK Number 0001303936 Filed Document 0001303936-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:53:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Mathison, a series of Miami Angels Master 2019 LLC See All Filings	D	2020-02-05 15:47:51 UTC
Amount To Be Raised $194,656 Associated Brokers / Dealers N/A CIK Number 0001793224 Filed Document 0001728390-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVXR, Inc. See All Filings	D	2020-02-05 15:46:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:46:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgFunder Alternative Protein Fund, a Series of AgFunder Master Fund, LLC See All Filings	D	2020-02-05 15:44:19 UTC
Amount To Be Raised $2,058,563 Associated Brokers / Dealers N/A CIK Number 0001792102 Filed Document 0001728390-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:44:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SVXR, Inc. See All Filings	D	2020-02-05 15:43:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:43:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVM RANGER FUND, LP See All Filings	D/A	2020-02-05 15:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529647 Filed Document 0001566114-20-000030 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA LDN Customised Credit, L.P. See All Filings	D	2020-02-05 15:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801694 Filed Document 0000950142-20-000279 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:39:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
What A Dump Ltd Liability Co See All Filings	D	2020-02-05 15:39:30 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001802281 Filed Document 0001802281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:39:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
E.F.S. International Inc See All Filings	D/A	2020-02-05 15:37:28 UTC
Amount To Be Raised $215,000,000 Associated Brokers / Dealers E.F.S. International, Inc. CIK Number 0001802014 Filed Document 0001802014-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SafeShoot USA, Inc. See All Filings	D	2020-02-05 15:36:34 UTC
Amount To Be Raised $7,012,500 Associated Brokers / Dealers C2M Securities LLC CIK Number 0001795286 Filed Document 0001795286-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:36:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ghost Tree Partners, LP See All Filings	D/A	2020-02-05 15:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632854 Filed Document 0001632854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:34:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andromeda Technology Investments, a series of Andromeda Fintech Holdings, LLC See All Filings	D/A	2020-02-05 15:33:25 UTC
Amount To Be Raised $3,022,800 Associated Brokers / Dealers N/A CIK Number 0001771648 Filed Document 0001728390-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-05 15:33:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffith Properties Fund IV, LLC See All Filings	D	2020-02-05 15:32:22 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001798666 Filed Document 0001798666-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:32:22 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity