Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Saba Capital Offshore Fund, Ltd. See All Filings	D/A	2020-02-06 06:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469487 Filed Document 0000902664-20-000760 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:46:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Partners, L.P. See All Filings	D/A	2020-02-06 06:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469351 Filed Document 0000902664-20-000757 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:37:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity, L.P. See All Filings	D/A	2020-02-06 06:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580571 Filed Document 0000902664-20-000755 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba E Fund LLC See All Filings	D/A	2020-02-06 06:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622388 Filed Document 0000902664-20-000754 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Credit Opportunities Offshore Ltd See All Filings	D/A	2020-02-06 06:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460365 Filed Document 0000902664-20-000753 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Credit Opportunities, L.P. See All Filings	D/A	2020-02-06 06:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460966 Filed Document 0000902664-20-000752 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:17:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Tail Hedge Partners, L.P. See All Filings	D/A	2020-02-06 06:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498872 Filed Document 0000902664-20-000751 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Partners, L.P. See All Filings	D/A	2020-02-06 06:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000927020 Filed Document 0000902664-20-000750 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Tail Hedge Offshore Fund, Ltd. See All Filings	D/A	2020-02-06 06:08:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498873 Filed Document 0000902664-20-000749 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:08:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Edge Global, Ltd See All Filings	D/A	2020-02-06 06:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554040 Filed Document 0000902664-20-000748 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Edge Global, LP See All Filings	D/A	2020-02-06 06:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554016 Filed Document 0000902664-20-000747 Exclusions or Exemptions 506b Accepted Date 2020-02-06 06:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndicated Resorts Association,Inc. See All Filings	D	2020-02-05 21:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723177 Filed Document 0001493152-20-001670 Exclusions or Exemptions 506b Accepted Date 2020-02-05 21:55:03 UTC Type of Offering D Industry Other Travel Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NCC China A-Share Offshore Feeder Fund See All Filings	D/A	2020-02-05 21:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627361 Filed Document 0001627361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 21:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSCAR Brands Inc. See All Filings	C	2020-02-05 21:30:40 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001800968 Filed Document 0001670254-20-000086 Accepted Date 2020-02-05 21:30:40 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
CaliberCos Inc. See All Filings	1-A/A	2020-02-05 21:05:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001627282 Filed Document 0001104659-20-011519 Accepted Date 2020-02-05 21:05:45 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $43,796,783 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CMC Capital Partners III, L.P. See All Filings	D/A	2020-02-05 21:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001762787 Filed Document 0000950172-20-000031 Exclusions or Exemptions 506b Accepted Date 2020-02-05 21:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17Capital Fund 5 USDC SCSp See All Filings	D	2020-02-05 21:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802234 Filed Document 0001104659-20-011516 Exclusions or Exemptions 506b Accepted Date 2020-02-05 21:01:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
ADARx Pharmaceuticals, Inc. See All Filings	D	2020-02-05 20:38:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001802369 Filed Document 0001802369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 20:38:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Open Invest Co. See All Filings	D	2020-02-05 20:32:52 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001702405 Filed Document 0001702405-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 20:32:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ScrappyCito, LLC See All Filings	D/A	2020-02-05 20:19:17 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001798363 Filed Document 0001798363-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-05 20:19:17 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
AVADIM HEALTH, INC. See All Filings	D	2020-02-05 19:59:27 UTC
Amount To Be Raised $66,538 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000027 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:59:27 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Zinier Inc. See All Filings	D	2020-02-05 19:56:09 UTC
Amount To Be Raised $86,903,053 Associated Brokers / Dealers N/A CIK Number 0001772021 Filed Document 0001772021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:56:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miso Robotics, Inc. See All Filings	1-A/A	2020-02-05 19:51:30 UTC
Amount To Be Raised $30,000,004 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001710670 Filed Document 0001104659-20-011503 Accepted Date 2020-02-05 19:51:30 UTC Type of Offering 1-A/A Industry LAWN & GARDEN TRACTORS & HOME LAWN & GARDENS EQUIP Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $6,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
COPILOT CORP. See All Filings	D	2020-02-05 19:25:29 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001750798 Filed Document 0001750798-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Magma Total Return Fund, LP See All Filings	D	2020-02-05 19:25:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802354 Filed Document 0001802354-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 19:25:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TESP CV Series LLC -- PP Convertible Note See All Filings	D	2020-02-05 19:21:44 UTC
Amount To Be Raised $614,973 Associated Brokers / Dealers N/A CIK Number 0001799619 Filed Document 0001728390-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:21:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synapticure SPV I, LLC See All Filings	D	2020-02-05 19:08:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001802424 Filed Document 0001728390-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioverge Funds, EnClear Therapies II, a series of Bioverge Funds II, LLC See All Filings	D/A	2020-02-05 19:04:55 UTC
Amount To Be Raised $166,680 Associated Brokers / Dealers N/A CIK Number 0001786499 Filed Document 0001728390-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-RLU, a series of Forge Investments, LLC See All Filings	D/A	2020-02-05 19:00:46 UTC
Amount To Be Raised $17,620,654 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763262 Filed Document 0001728390-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-02-05 19:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONDORS Electric Car Company See All Filings	C/A	2020-02-05 18:47:42 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,993 CIK Number 0001683872 Filed Document 0001665160-20-000088 Accepted Date 2020-02-05 18:47:42 UTC Type of Offering C/A Security Offered Amount 348 Security Offered Type Common Stock State CALIFORNIA
WESTERN WEALTH CAPITAL LIII US INVESTOR, LP See All Filings	D/A	2020-02-05 18:35:40 UTC
Amount To Be Raised $14,150,000 Associated Brokers / Dealers N/A CIK Number 0001801225 Filed Document 0001642247-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:35:40 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ICON Technology, Inc. See All Filings	D	2020-02-05 18:34:30 UTC
Amount To Be Raised $34,999,950 Associated Brokers / Dealers N/A CIK Number 0001751463 Filed Document 0001751463-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
POWDERSVILLE STATION, LLC See All Filings	D	2020-02-05 18:27:21 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001802452 Filed Document 0001802452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:27:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
LIBERTY DENTAL PLAN Corp See All Filings	D	2020-02-05 18:23:12 UTC
Amount To Be Raised $11,797,903 Associated Brokers / Dealers N/A CIK Number 0001431351 Filed Document 0001567619-20-002251 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:23:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pierce Properties LLC See All Filings	D	2020-02-05 18:16:56 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001801911 Filed Document 0001801911-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:16:56 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mint House II, a series of Company Ventures SPV LLC See All Filings	D	2020-02-05 18:14:54 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001801490 Filed Document 0001728390-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-02-05 18:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growing Talent LLC See All Filings	C/A	2020-02-05 18:05:23 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001793349 Filed Document 0001793349-20-000001 Accepted Date 2020-02-05 18:05:23 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Adarza BioSystems, Inc. See All Filings	D	2020-02-05 17:58:54 UTC
Amount To Be Raised $26,568,541 Associated Brokers / Dealers N/A CIK Number 0001570716 Filed Document 0001570716-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:58:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SURVIVR PBC See All Filings	D	2020-02-05 17:49:18 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001802088 Filed Document 0001802088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
3D-1 LLC See All Filings	D/A	2020-02-05 17:46:58 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:46:58 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
MULTI-ADVISOR FUNDS GLOBAL EQUITY FUND-GENERATION INVESTMENT MANAGEMENT US LLP See All Filings	D/A	2020-02-05 17:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464036 Filed Document 0001405086-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS INTERNATIONAL EQUITY VALUE FUND See All Filings	D/A	2020-02-05 17:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423222 Filed Document 0001405086-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:42:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TREEHOUSE HEALTH, LLC / GA See All Filings	D/A	2020-02-05 17:39:23 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001719653 Filed Document 0001719653-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:39:23 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TechAccel, LLC See All Filings	D	2020-02-05 17:36:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001801525 Filed Document 0001801525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:36:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Printforia, Inc. See All Filings	D/A	2020-02-05 17:30:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001782673 Filed Document 0001782673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:30:48 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Volta SPV NTR, LLC See All Filings	D/A	2020-02-05 17:28:52 UTC
Amount To Be Raised $5,010,000 Associated Brokers / Dealers N/A CIK Number 0001793954 Filed Document 0001728390-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:28:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vp plc See All Filings	D	2020-02-05 17:20:27 UTC
Amount To Be Raised $84,643,000 Associated Brokers / Dealers N/A CIK Number 0001797680 Filed Document 0001437749-20-001816 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:20:27 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
MULTI-ADVISOR FUNDS U.S. EQUITIES FUND - VULCAN VALUE PARTNERS, LLC See All Filings	D/A	2020-02-05 17:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649950 Filed Document 0001405086-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND - STEWART INVESTORS See All Filings	D/A	2020-02-05 17:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423236 Filed Document 0001405086-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Optionwide Financial Corp See All Filings	D	2020-02-05 17:14:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800746 Filed Document 0001800746-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-05 17:14:28 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity