Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cormorant Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2020-02-14 13:48:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576591 Filed Document 0001576591-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:48:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TearClear Corp. See All Filings	D	2020-02-14 13:40:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706975 Filed Document 0001706975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:40:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cormorant Global Healthcare Fund, LP See All Filings	D/A	2020-02-14 13:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576590 Filed Document 0001576590-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:39:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Groundfloor Real Estate 1, LLC See All Filings	1-A POS	2020-02-14 13:39:24 UTC
Amount To Be Raised $1,812,530 Associated Brokers / Dealers N/A CIK Number 0001694600 Filed Document 0001104659-20-021419 Accepted Date 2020-02-14 13:39:24 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Debt
NPB Manager Fund, SPC-Segregated Portfolio 105 See All Filings	D/A	2020-02-14 13:36:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731464 Filed Document 0001507943-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:36:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wearwell, Inc. See All Filings	C	2020-02-14 13:35:24 UTC
Financial Interest The intermediary will receive a security-compensation equal to 2% of the total number of securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001799584 Filed Document 0001799584-20-000003 Accepted Date 2020-02-14 13:35:24 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State PENNSYLVANIA
STADIUM CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2020-02-14 13:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427178 Filed Document 0000935836-20-000132 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merida Capital Partners III QP LP See All Filings	D	2020-02-14 13:31:31 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001776280 Filed Document 0001013594-20-000173 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STADIUM CAPITAL PARTNERS L P See All Filings	D/A	2020-02-14 13:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001076204 Filed Document 0000935836-20-000131 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:31:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sats Fund I, LP See All Filings	D	2020-02-14 13:20:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001803293 Filed Document 0001803293-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
UTAH LITHOTRIPSY LP See All Filings	D	2020-02-14 13:16:48 UTC
Amount To Be Raised $71,632 Associated Brokers / Dealers N/A CIK Number 0001170568 Filed Document 0001170568-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:16:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hermosa Brewing Co LLC See All Filings	D	2020-02-14 13:16:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001802941 Filed Document 0001802941-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:16:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2020 Grubb Qualified Opportunity Fund, LLC See All Filings	D	2020-02-14 13:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803564 Filed Document 0001803564-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-14 13:14:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HAMILTON FUND LTD See All Filings	D/A	2020-02-14 13:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000898703 Filed Document 0000898703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 13:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tewksbury Investment Fund Ltd. See All Filings	D/A	2020-02-14 12:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698010 Filed Document 0001698010-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:56:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Front Range Biosciences, Inc. See All Filings	D	2020-02-14 12:53:41 UTC
Amount To Be Raised $40,289,461 Associated Brokers / Dealers N/A CIK Number 0001689059 Filed Document 0001689059-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:53:41 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CircuitHub, Inc. See All Filings	D	2020-02-14 12:53:39 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001708548 Filed Document 0001708548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:53:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Asia Market Neutral Fund See All Filings	D	2020-02-14 12:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Yuki-Co, LLC CIK Number 0001802619 Filed Document 0001802619-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thingy Thing Inc. See All Filings	D	2020-02-14 12:39:54 UTC
Amount To Be Raised $1,651,991 Associated Brokers / Dealers N/A CIK Number 0001760516 Filed Document 0001231919-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:39:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Point Inside, Inc. See All Filings	D	2020-02-14 12:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466093 Filed Document 0001803309-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:34:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, L.P. See All Filings	D/A	2020-02-14 12:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001630948 Filed Document 0001630948-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sagoon Inc. See All Filings	1-A/A	2020-02-14 12:27:59 UTC
Amount To Be Raised $30 Associated Brokers / Dealers N/A CIK Number 0001639953 Filed Document 0001104659-20-021232 Accepted Date 2020-02-14 12:27:59 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Zomedica Pharmaceuticals Corp. See All Filings	D	2020-02-14 12:27:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001684144 Filed Document 0000905718-20-000188 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:27:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
North Rock Fund, Ltd See All Filings	D/A	2020-02-14 12:26:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, CaiGin International (HK) Ltd., and Creuza International Ltd. CIK Number 0001631067 Filed Document 0001631067-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:26:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Watershed Informatics, Inc. See All Filings	D	2020-02-14 12:25:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803342 Filed Document 0001803342-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:25:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Springs Opportunity Zone, L.L.C. See All Filings	D/A	2020-02-14 12:25:05 UTC
Amount To Be Raised $24,460,000 Associated Brokers / Dealers RCX Capital Group LLC CIK Number 0001798658 Filed Document 0001798658-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:25:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROCKBRIDGE HOSPITALITY FUND VIII L.P. See All Filings	D	2020-02-14 12:23:51 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers EVERCORE GROUP, L.L.C. CIK Number 0001803381 Filed Document 0001803381-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GLG PARTNERS LLC See All Filings	D	2020-02-14 12:23:13 UTC
Amount To Be Raised $61,538 Associated Brokers / Dealers N/A CIK Number 0001177781 Filed Document 0001177781-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:23:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rex Linen Holdings LLC See All Filings	D	2020-02-14 12:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800664 Filed Document 0001800664-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:20:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse V Fund Ltd See All Filings	D/A	2020-02-14 12:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Suntrust Banks, Inc., Capital Strategies Partners AV SA, and Morgan Stanley Smith Barney LLC CIK Number 0001469994 Filed Document 0001469994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Apartments Property Owner LLC See All Filings	D	2020-02-14 12:19:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001803601 Filed Document 0001803601-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:19:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BDR Sonata I LLC See All Filings	D	2020-02-14 12:18:27 UTC
Amount To Be Raised $6,875,000 Associated Brokers / Dealers N/A CIK Number 0001614579 Filed Document 0001614579-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-14 12:18:27 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AURYN RESOURCES INC. See All Filings	D	2020-02-14 12:17:00 UTC
Amount To Be Raised $120,384 Associated Brokers / Dealers N/A CIK Number 0001514597 Filed Document 0001183740-20-000031 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:17:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio IV Holdings LLC See All Filings	D	2020-02-14 12:12:02 UTC
Amount To Be Raised $19,854,442 Associated Brokers / Dealers N/A CIK Number 0001757505 Filed Document 0001757505-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:12:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES See All Filings	D/A	2020-02-14 12:10:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and CaiGin International (HK) Ltd. CIK Number 0001432362 Filed Document 0001432362-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:10:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio IV LP See All Filings	D	2020-02-14 12:10:19 UTC
Amount To Be Raised $51,532,626 Associated Brokers / Dealers N/A CIK Number 0001757504 Filed Document 0001757504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:10:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARLINGTON GLOBAL VALUE FUND L P See All Filings	D/A	2020-02-14 12:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336025 Filed Document 0001336025-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York AN Fund, L.P. See All Filings	D/A	2020-02-14 12:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730715 Filed Document 0001104659-20-021197 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse SRI Global Long/Short Fund Ltd See All Filings	D/A	2020-02-14 12:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Suntrust Banks, Inc., Atlantic Trust Company, and Daishin Securities Co., Ltd CIK Number 0001573887 Filed Document 0001573887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle - Hawk Ridge Access Fund, L.P. See All Filings	D	2020-02-14 12:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802681 Filed Document 0000897069-20-000115 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:03:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARLINGTON DIVERSIFIED FUND LLC See All Filings	D/A	2020-02-14 12:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001284604 Filed Document 0001284604-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 12:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Impact Bridge Fund, L.P. See All Filings	D	2020-02-14 11:59:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001802559 Filed Document 0001802559-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:59:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-02-14 11:55:33 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., and Cabot Lodge Securities LLC CIK Number 0001796837 Filed Document 0001796837-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:55:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BlockFi Inc. See All Filings	D	2020-02-14 11:54:49 UTC
Amount To Be Raised $37,542,812 Associated Brokers / Dealers N/A CIK Number 0001726072 Filed Document 0001726072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:54:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VOYAGER SPECIALISTS LP See All Filings	D/A	2020-02-14 11:47:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072439 Filed Document 0000919574-20-001466 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:47:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dream Big Stakes Venture, LLC See All Filings	D	2020-02-14 11:45:08 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001802809 Filed Document 0001802809-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:45:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Collaborative Holdings Partnership LP See All Filings	D	2020-02-14 11:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799487 Filed Document 0001013594-20-000165 Exclusions or Exemptions 504 and 506b Accepted Date 2020-02-14 11:42:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Palmetto Strategic Partnership, L.P. See All Filings	D/A	2020-02-14 11:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001540997 Filed Document 0001540997-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wexford Core Equities Domestic Fund LP See All Filings	D	2020-02-14 11:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800353 Filed Document 0000902664-20-001138 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GTS Systematic Equity Index Feeder Fund LP See All Filings	D/A	2020-02-14 11:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners, LLC, Old City Securities LLC, Elevation, LLC, and REEF RESOURCES LLC CIK Number 0001767196 Filed Document 0000919574-20-001461 Exclusions or Exemptions 506b Accepted Date 2020-02-14 11:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity