Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roundtable Non Correlated Strategies LP See All Filings	D/A	2018-04-06 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317333 Filed Document 0001317333-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GourMed, LLC See All Filings	D	2018-04-06 16:19:22 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001724288 Filed Document 0001724288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:19:22 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
SALIENT CONVEXITY OFFSHORE FUND, LTD. See All Filings	D/A	2018-04-06 16:15:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers David Hicks CIK Number 0001699288 Filed Document 0001699288-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:15:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable Long/Short Equity LP See All Filings	D/A	2018-04-06 16:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621189 Filed Document 0001621189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:14:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Codero Holdings, Inc. See All Filings	D	2018-04-06 16:13:39 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001642939 Filed Document 0001642939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:13:39 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
QRails, Inc. See All Filings	D	2018-04-06 16:06:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001687915 Filed Document 0001079973-18-000237 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:06:58 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Oasis Investment Partners LP See All Filings	D	2018-04-06 16:06:05 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001735826 Filed Document 0001735826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 16:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioLogiQ, Inc. See All Filings	D	2018-04-06 15:58:03 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers ViewTrade Securities, Inc. CIK Number 0001518721 Filed Document 0001596771-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:58:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Caddie Network, LLC See All Filings	D	2018-04-06 15:52:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001736690 Filed Document 0001736690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:52:02 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
H OFFSHORE FUND, LTD. See All Filings	D/A	2018-04-06 15:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439712 Filed Document 0000919574-18-002877 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV II LLC See All Filings	D	2018-04-06 15:51:13 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001736681 Filed Document 0001736681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:51:13 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H PARTNERS, LP See All Filings	D/A	2018-04-06 15:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364411 Filed Document 0000919574-18-002875 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alto Opportunity Fund, SPC See All Filings	D/A	2018-04-06 15:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0001668899-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:46:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Better Medicine, Inc. See All Filings	D/A	2018-04-06 15:41:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001730870 Filed Document 0001730870-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:41:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Delos Investment Fund II, LP See All Filings	D/A	2018-04-06 15:34:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701141 Filed Document 0001315863-18-000319 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:34:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alto Opportunity Fund, L.P. See All Filings	D/A	2018-04-06 15:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690903 Filed Document 0001690903-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Spring Klein Dialysis Center, LLC See All Filings	D	2018-04-06 15:30:48 UTC
Amount To Be Raised $2,006,917 Associated Brokers / Dealers N/A CIK Number 0001736628 Filed Document 0001736628-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:30:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CERES TACTICAL SYSTEMATIC L.P. See All Filings	D/A	2018-04-06 15:29:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC ("MSSB"), Citigroup Global Markets Inc. ("CGM"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and Harbor Investment Advisory, LLC CIK Number 0001209709 Filed Document 0001209709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:29:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greenbacker Renewable Energy Co LLC See All Filings	D/A	2018-04-06 15:25:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers SC Distributors, LLC, Ausdel Financial Partners Inc., Financial West Group, International Assests Advisory LLC, and Stakeholders Capital CIK Number 0001563922 Filed Document 0001615774-18-002454 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:25:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2018-04-06 15:21:27 UTC
Amount To Be Raised $78,750,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Arete Wealth Management LLC, Ausdal Financial, Berthal Fisher Company & Financial, Cambridge Investment Research, Inc., Centaurus Financial, Inc., Chapin Davis Asset Management, Chauner Securities, Concorde Investment Services, LLC, David A. Noyes & Company, Heritage Wealth Management, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Legacy Wealth Management, LLC, Ni Advisors, ProEquities, Inc., Sandlapper Securities, LLC, Silverhawk Asset Management, LLC, The Strategic Financial Alliance, Inc., 1st Global Capital Corp., and HBA Advisors, LLC CIK Number 0001667521 Filed Document 0001667521-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:21:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altamont Partners LLC See All Filings	D	2018-04-06 15:11:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001736362 Filed Document 0001736362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:11:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Queen City Boxes, Inc. See All Filings	D	2018-04-06 15:05:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001693119 Filed Document 0001693119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:05:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mila International Inc. See All Filings	D	2018-04-06 15:02:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers [None] CIK Number 0001736389 Filed Document 0001736389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 15:02:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Digital Asset Fund Inc. See All Filings	D	2018-04-06 14:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732776 Filed Document 0001732776-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:57:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP EXECUTIVE FUND - RX, LLC See All Filings	D	2018-04-06 14:57:34 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001733958 Filed Document 0001733958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:57:34 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Whipped Yogurt, Inc. See All Filings	D	2018-04-06 14:56:40 UTC
Amount To Be Raised $458 Associated Brokers / Dealers N/A CIK Number 0001736282 Filed Document 0001736282-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:56:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CLOUGH INVESTMENT PARTNERS II, L.P. See All Filings	D/A	2018-04-06 14:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Hunt Canada CIK Number 0001108853 Filed Document 0001108853-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:51:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedar Street Offshore Fund, Ltd. See All Filings	D/A	2018-04-06 14:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462116 Filed Document 0001462116-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio F See All Filings	D	2018-04-06 14:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735271 Filed Document 0001735271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:48:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Nordic Horn of Africa Opportunities Fund See All Filings	D	2018-04-06 14:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736444 Filed Document 0001736444-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:47:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livestock Health Solutions, LLC See All Filings	D	2018-04-06 14:47:09 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001736705 Filed Document 0001736705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:47:09 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Core 20/20, LLC See All Filings	D	2018-04-06 14:44:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726836 Filed Document 0001726836-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:44:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D/A	2018-04-06 14:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kayak Capital, LLC See All Filings	D/A	2018-04-06 14:39:08 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001669718 Filed Document 0001209191-18-024180 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:39:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Clough Healthcare Fund, L.P. See All Filings	D	2018-04-06 14:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736640 Filed Document 0001108853-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chia Network Inc. See All Filings	D	2018-04-06 14:29:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001730166 Filed Document 0001730166-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4221 N 20th Street, LLC See All Filings	D	2018-04-06 14:26:05 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001736149 Filed Document 0001736149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:26:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clough Healthcare Offshore Fund, Ltd. See All Filings	D	2018-04-06 14:22:18 UTC
Amount To Be Raised $26,150,000 Associated Brokers / Dealers N/A CIK Number 0001736670 Filed Document 0001736670-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZVDS4316 LLC See All Filings	D	2018-04-06 14:19:45 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001736708 Filed Document 0001736708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:19:45 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio B See All Filings	D	2018-04-06 14:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735273 Filed Document 0001735273-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock US Core Property Fund, L.P. See All Filings	D	2018-04-06 14:16:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687239 Filed Document 0001733766-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOP'T HOLDINGS, LLC See All Filings	D/A	2018-04-06 14:13:24 UTC
Amount To Be Raised $13,224,868 Associated Brokers / Dealers N/A CIK Number 0001722507 Filed Document 0001405086-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:13:24 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D/A	2018-04-06 14:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMONFUND MULTI-STRATEGY BOND INVESTORS LLC See All Filings	D/A	2018-04-06 14:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001449111 Filed Document 0001573687-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:08:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAPILI KAI, LTD. See All Filings	D	2018-04-06 14:04:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000069639 Filed Document 0000069639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 14:04:53 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
CCP Fox Industrial, LLC See All Filings	D	2018-04-06 13:57:30 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001736074 Filed Document 0001736074-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 13:57:30 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
Anchor Equity Partners Fund III (Cayman) Feeder, L.P. See All Filings	D	2018-04-06 13:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736526 Filed Document 0001736526-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 13:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Hip eCommerce, Inc. See All Filings	D	2018-04-06 13:53:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736010 Filed Document 0001736010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-04-06 13:53:28 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor Equity Partners Fund III, L.P. See All Filings	D	2018-04-06 13:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001736551 Filed Document 0001736551-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-04-06 13:52:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
ALEXANDER SERIES TRUST See All Filings	D/A	2018-04-06 13:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001442695 Filed Document 0000945621-18-000167 Exclusions or Exemptions 506b Accepted Date 2018-04-06 13:46:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund