Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Emerging (Free) Markets Country Fund See All Filings	D/A	2020-02-20 17:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0001467835 Filed Document 0001467835-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wine & Beer Supply, LLC See All Filings	D	2020-02-20 17:48:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751793 Filed Document 0001751793-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:48:43 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
GLOBAL EQUITY ACCESS FUND LP See All Filings	D/A	2020-02-20 17:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439526 Filed Document 0001439526-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FountainCap Global China Opportunity (US) Fund See All Filings	D/A	2020-02-20 17:44:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748947 Filed Document 0001748947-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:44:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cove Austin 305 Flats, LLC See All Filings	D	2020-02-20 17:41:36 UTC
Amount To Be Raised $1,606,383 Associated Brokers / Dealers Wealth Forge Securities, LLC CIK Number 0001804131 Filed Document 0001804131-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 17:41:36 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OceanLink Partners Fund, LP See All Filings	D/A	2020-02-20 17:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708574 Filed Document 0001708574-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTP-SAX RPL 027, a series of SAX Capital Series Fund V, LP See All Filings	D	2020-02-20 17:34:22 UTC
Amount To Be Raised $235,500 Associated Brokers / Dealers N/A CIK Number 0001804174 Filed Document 0001804174-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:34:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPA Franklin Industrial DST See All Filings	D/A	2020-02-20 17:24:29 UTC
Amount To Be Raised $15,900,000 Associated Brokers / Dealers Emerson Equity LLC, Trawnegan Gall, Timothy Paul Bradley, Jr., Craig Allen Cooper, Michael Crimmins, Mike Culwell, Craig Allen Cooper, Michael Crimmins, Leslie Margaret Pappas, Don Deans, Jason McCord Nettleton, Trawnegan Gall, David Andrew Kangas, Chay Thomas Lapin, and David Bernard Levinson CIK Number 0001757442 Filed Document 0001757442-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 17:24:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 531 See All Filings	D	2020-02-20 17:20:11 UTC
Amount To Be Raised $479,752 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001798511 Filed Document 0001797316-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 525 See All Filings	D	2020-02-20 17:19:23 UTC
Amount To Be Raised $653,337 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001797316 Filed Document 0001797316-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:19:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Credence ID, LLC See All Filings	D	2020-02-20 17:19:22 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001804045 Filed Document 0001804045-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:19:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VAU Fund I, a series of TSCIC-syndicate, LP See All Filings	D	2020-02-20 17:19:21 UTC
Amount To Be Raised $44,010 Associated Brokers / Dealers N/A CIK Number 0001774369 Filed Document 0001774369-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:19:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCA-Denver Physicians Holdings, LLC See All Filings	D	2020-02-20 17:19:20 UTC
Amount To Be Raised $429,345 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001804134 Filed Document 0001804134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:19:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
STP INVESTMENT SERVICES, LLC See All Filings	D	2020-02-20 17:12:20 UTC
Amount To Be Raised $5,525,000 Associated Brokers / Dealers N/A CIK Number 0001804025 Filed Document 0001804025-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:12:20 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearisle Capital Fund LLC See All Filings	D/A	2020-02-20 17:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Robert W Baird & CO. Inc., Northern Trust Securities, Inc., Rockefeller Financial LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Sentry Advisors, Oppenheimer & Co. Inc., BB&T Securities, LLC, Janney Montgomery Scott, Sanford C. Bernstein & Co. LLC, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Ameriprise Financial, Fieldpoint Private Securities LLC, Altegris - Artivest, Hightower Advisors, LLC, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, UBS Financial Services, Wells Fargo Advisors, Merrill Lynch, Pierce Fenner, & Smith, Bank of America Private Bank (FKA US Trust), Wells Fargo Advisors, Sun Trust, Wilmington Trust Company, Wilmington Trust NA, Deutsche Bank Securities inc., BOK Financial Securities Inc., PNC National Bank NA, LPL Financial LLC, CitiGroup Global Markets inc., Fifth Third Bank, Plante Moran Financial Advisors LLC, CapTrust Financial Advisors, Raymond James & Associates, SunTrust Investment Services, Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), First Republic Securities LLC, and Mercer Advisors CIK Number 0001787424 Filed Document 0000350797-20-000061 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:09:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazelcast, Inc. See All Filings	D/A	2020-02-20 17:05:38 UTC
Amount To Be Raised $40,099,999 Associated Brokers / Dealers N/A CIK Number 0001555106 Filed Document 0001555106-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:05:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BC Park at Bellevue Investors, LLC See All Filings	D	2020-02-20 17:05:21 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001802576 Filed Document 0001802576-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:05:21 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShareRoute Ltd. See All Filings	C	2020-02-20 17:05:21 UTC
Financial Interest None Filing Platform Infrashares Offering Amount $106,999 CIK Number 0001804000 Filed Document 0001804000-20-000002 Accepted Date 2020-02-20 17:05:21 UTC Type of Offering C Security Offered Amount 100 Security Offered Type Common Stock State CALIFORNIA
BU Fund I, a series of DV Deals, LP See All Filings	D	2020-02-20 17:05:12 UTC
Amount To Be Raised $103,800 Associated Brokers / Dealers N/A CIK Number 0001804173 Filed Document 0001804173-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:05:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Decision, Inc. See All Filings	1-A POS	2020-02-20 17:03:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001734669 Filed Document 0001683168-20-000549 Accepted Date 2020-02-20 17:03:22 UTC Type of Offering 1-A POS Industry SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Clearisle Capital Fund LLC See All Filings	D/A	2020-02-20 17:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Robert W Baird & CO. Inc., Northern Trust Securities, Inc., Rockefeller Financial LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Sentry Advisors, Oppenheimer & Co. Inc., BB&T Securities, LLC, Janney Montgomery Scott, Sanford C. Bernstein & Co. LLC, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Ameriprise Financial, Fieldpoint Private Securities LLC, Altegris - Artivest, Hightower Advisors, LLC, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, Cetera Advisors, UBS Financial Services, Wells Fargo Advisors, Merrill Lynch, Pierce Fenner, & Smith, Bank of America Private Bank (FKA US Trust), Wells Fargo Advisors, Sun Trust, Wilmington Trust Company, Wilmington Trust NA, Deutsche Bank Securities inc., BOK Financial Securities Inc., PNC National Bank NA, LPL Financial LLC, CitiGroup Global Markets inc., Fifth Third Bank, Plante Moran Financial Advisors LLC, CapTrust Financial Advisors, Raymond James & Associates, SunTrust Investment Services, Charles Schwab & Co., Inc., Morgan Stanley, Bessemer Investor Services, JP Morgan Securities (Private Bank uses JPM Securities), First Republic Securities LLC, and Mercer Advisors CIK Number 0001787424 Filed Document 0000350797-20-000060 Exclusions or Exemptions 506b Accepted Date 2020-02-20 17:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Tactical Alpha Program See All Filings	D/A	2020-02-20 16:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707716 Filed Document 0001707716-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Special Situations Fund See All Filings	D/A	2020-02-20 16:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674091 Filed Document 0001674091-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Hedged Strategies Fund II See All Filings	D/A	2020-02-20 16:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575076 Filed Document 0001575076-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Hedged Strategies Fund See All Filings	D/A	2020-02-20 16:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575075 Filed Document 0001575075-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acquire Skills and Knowledge Education Inc. See All Filings	C	2020-02-20 16:52:57 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $106,998 CIK Number 0001798352 Filed Document 0001669191-20-000067 Accepted Date 2020-02-20 16:52:57 UTC Type of Offering C Security Offered Amount 2,667 Security Offered Type Common Stock State FLORIDA
Investment Partners, LLC - Alternative Yield Fund IV See All Filings	D/A	2020-02-20 16:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797208 Filed Document 0001797208-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC 1, LLC Series Eight See All Filings	D	2020-02-20 16:51:14 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers None CIK Number 0001804074 Filed Document 0001804074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:51:14 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Investment Partners, LLC - Alternative Yield Fund III See All Filings	D/A	2020-02-20 16:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709977 Filed Document 0001709977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP PE Investment LLC See All Filings	D	2020-02-20 16:50:36 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001803724 Filed Document 0001803724-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:50:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Near Foundation See All Filings	D	2020-02-20 16:49:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001798896 Filed Document 0001798896-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 16:49:34 UTC Type of Offering D Industry Other Technology Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Other
Romulus EquipmentShare Growth III L.P. See All Filings	D	2020-02-20 16:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803331 Filed Document 0001803331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:49:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Alternative Yield Fund II See All Filings	D/A	2020-02-20 16:49:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703271 Filed Document 0001703271-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:49:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investment Partners, LLC - Alternative Yield Fund See All Filings	D/A	2020-02-20 16:46:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:46:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantucket Levered LLC See All Filings	D/A	2020-02-20 16:44:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001318160 Filed Document 0001318160-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CAUSEWAY INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2020-02-20 16:41:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001197407 Filed Document 0001507943-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2020-02-20 16:40:41 UTC
Amount To Be Raised $2,085,308 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:40:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causeway International Opportunities Group Trust See All Filings	D/A	2020-02-20 16:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001433532 Filed Document 0001507943-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylete, Inc. See All Filings	1-A	2020-02-20 16:40:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001599738 Filed Document 0001683168-20-000547 Accepted Date 2020-02-20 16:40:35 UTC Type of Offering 1-A Industry APPAREL & OTHER FINISHD PRODS OF FABRICS & SIMILAR MATL Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $5,760,008 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Causeway Emerging Markets Group Trust See All Filings	D/A	2020-02-20 16:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul O'Grady, Kevin Moutes, and Jerry MacDonald CIK Number 0001635225 Filed Document 0001507943-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANSORTIUM INC. See All Filings	D	2020-02-20 16:32:37 UTC
Amount To Be Raised $2,879,152 Associated Brokers / Dealers N/A CIK Number 0001758124 Filed Document 0001758124-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:32:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Fund LP See All Filings	D	2020-02-20 16:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570760 Filed Document 0001570760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:28:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCIG Capital Ltd. See All Filings	D/A	2020-02-20 16:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730289 Filed Document 0001730289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLER GLOBAL FUND IX, L.P. See All Filings	D	2020-02-20 16:19:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001802233 Filed Document 0001802233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Unite Parent Corp. See All Filings	D	2020-02-20 16:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:16:30 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Felicitas Secondary Fund II Offshore, LP See All Filings	D	2020-02-20 16:11:21 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001796757 Filed Document 0001104659-20-023365 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:11:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unite Parent Corp. See All Filings	D	2020-02-20 16:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772115 Filed Document 0001772115-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:11:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TwinThread, Inc. See All Filings	D	2020-02-20 16:10:18 UTC
Amount To Be Raised $5,299,786 Associated Brokers / Dealers N/A CIK Number 0001745686 Filed Document 0001745686-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:10:18 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TwinThread, Inc. See All Filings	D/A	2020-02-20 16:07:06 UTC
Amount To Be Raised $3,799,971 Associated Brokers / Dealers N/A CIK Number 0001745686 Filed Document 0001745686-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:07:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Range Capital Fund II, L.P. See All Filings	D	2020-02-20 16:06:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sparring Partners Capital CIK Number 0001803402 Filed Document 0001803402-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 16:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity