Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HealthCor Sanatate Offshore, L.P. See All Filings	D	2020-02-21 09:26:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700412 Filed Document 0001406607-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:26:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Intermediate Credit Fund LLC See All Filings	D/A	2020-02-21 09:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653908 Filed Document 0001653908-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:25:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Lianluo Smart Ltd See All Filings	D	2020-02-21 09:25:14 UTC
Amount To Be Raised $2,201,500 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001474627 Filed Document 0001213900-20-004461 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:25:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HEALTHCOR OFFSHORE LTD See All Filings	D	2020-02-21 09:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Constellar Capital Partners Hong Kong Limited CIK Number 0001337958 Filed Document 0001406607-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthCor Market Neutral, Ltd. See All Filings	D	2020-02-21 09:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellar Capital Partners Hong Kong Limited CIK Number 0001772149 Filed Document 0001406607-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:22:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Long Credit Fund LLC See All Filings	D/A	2020-02-21 09:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618802 Filed Document 0001618802-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HealthCor Market Neutral, L.P. See All Filings	D	2020-02-21 09:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772148 Filed Document 0001406607-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:20:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D	2020-02-21 09:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Intermediate Treasury Inflation-Protected Securities (TIPS) Fund LLC See All Filings	D/A	2020-02-21 09:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626886 Filed Document 0001626886-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Fluid Beverages, Inc. See All Filings	D/A	2020-02-21 09:17:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001798945 Filed Document 0001798945-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-21 09:17:38 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TSW II OFFSHORE SPC See All Filings	D/A	2020-02-21 09:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320633 Filed Document 0000871240-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:16:38 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthCor Co-Invest Sanatate Fund, L.P See All Filings	D	2020-02-21 09:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700435 Filed Document 0001700435-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:16:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Weather@15, Ltd. See All Filings	D/A	2020-02-21 09:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557313 Filed Document 0001557313-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-21 09:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
eNeura, INC. See All Filings	D	2020-02-21 09:15:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001561799 Filed Document 0001561799-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:15:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Long Government/Credit Fund LLC See All Filings	D/A	2020-02-21 09:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624591 Filed Document 0001624591-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:14:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TSW II Domestic, L.P. See All Filings	D/A	2020-02-21 09:11:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000871240-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:11:55 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Socially Responsible Core Bond Fund LLC See All Filings	D/A	2020-02-21 09:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636400 Filed Document 0001636400-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
IR&M Short Credit Fund LLC See All Filings	D/A	2020-02-21 09:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647682 Filed Document 0001647682-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
TSW II, L.P. See All Filings	D/A	2020-02-21 09:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:01:06 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Short Fund LLC See All Filings	D/A	2020-02-21 09:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521378 Filed Document 0001521378-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 09:00:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
LIV UNCC-Summerhouse Partners, LLC See All Filings	D	2020-02-21 08:35:06 UTC
Amount To Be Raised $3,743,226 Associated Brokers / Dealers N/A CIK Number 0001804180 Filed Document 0001804180-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 08:35:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
LIV Causeway Partners, LLC See All Filings	D	2020-02-21 08:26:58 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001804179 Filed Document 0001804179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 08:26:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN WEALTH CAPITAL LI US INVESTOR, LP See All Filings	D	2020-02-21 08:18:22 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0001801110 Filed Document 0001642247-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-02-21 08:18:22 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Boom Brothers Investments, LLC See All Filings	D	2020-02-21 08:14:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001804150 Filed Document 0001804150-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-21 08:14:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Global Blockchain Ventures Fund, LP See All Filings	D/A	2020-02-21 08:10:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761141 Filed Document 0001761141-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-21 08:10:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andurand Commodities Fund LP See All Filings	D/A	2020-02-21 06:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570199 Filed Document 0000902664-20-001265 Exclusions or Exemptions 506b Accepted Date 2020-02-21 06:37:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW TOPS (US) Fund See All Filings	D/A	2020-02-21 06:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619661 Filed Document 0000902664-20-001264 Exclusions or Exemptions 506b Accepted Date 2020-02-21 06:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agility Comprehensive Solutions Feeder Fund LP See All Filings	D/A	2020-02-21 06:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666246 Filed Document 0000902664-20-001263 Exclusions or Exemptions 506b Accepted Date 2020-02-21 06:16:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CADRAFTTECH LLC See All Filings	C	2020-02-20 21:31:32 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount CIK Number 0001803912 Filed Document 0001803912-20-000001 Accepted Date 2020-02-20 21:31:32 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
MHH Holdings I, LLC See All Filings	D	2020-02-20 20:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802983 Filed Document 0001802983-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 20:58:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Positron Voyager Inc. See All Filings	D	2020-02-20 20:05:32 UTC
Amount To Be Raised $437,500 Associated Brokers / Dealers N/A CIK Number 0001731453 Filed Document 0001731453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 20:05:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Capital Alliance, LLC See All Filings	D	2020-02-20 19:51:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Whitehall-Parker Securities CIK Number 0001481639 Filed Document 0001481639-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 19:51:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Levo Oil Infusion, Inc. See All Filings	D	2020-02-20 19:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688874 Filed Document 0001688874-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 19:42:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Anyone Media Network, Inc See All Filings	D	2020-02-20 19:37:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001701363 Filed Document 0001701363-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 19:37:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mighty Quinn's Holdings LLC See All Filings	C/A	2020-02-20 19:18:02 UTC
Financial Interest SI Securities will receive equity compensation, in the form of a Convertible Note, equal to 5% of the principal amount of Convertible Notes sold hereunder. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001777476 Filed Document 0001777476-20-000002 Accepted Date 2020-02-20 19:18:02 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW JERSEY
InterPrivate Acquisition Management LLC See All Filings	D	2020-02-20 19:11:42 UTC
Amount To Be Raised $6,180,000 Associated Brokers / Dealers N/A CIK Number 0001800062 Filed Document 0001800062-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 19:11:42 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orgio, Inc. See All Filings	D	2020-02-20 19:08:02 UTC
Amount To Be Raised $8,499,989 Associated Brokers / Dealers N/A CIK Number 0001782617 Filed Document 0001782617-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 19:08:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zero Mass Water Credit, LLC See All Filings	D	2020-02-20 18:49:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001803302 Filed Document 0001803302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:49:23 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Upper90 Thrasio II, LLC See All Filings	D	2020-02-20 18:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782548 Filed Document 0001782548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limitless Venture Group Inc. See All Filings	1-A/A	2020-02-20 18:34:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001794009 Filed Document 0001794009-20-000003 Accepted Date 2020-02-20 18:34:19 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier1 Principal Place of Business OKLAHOMA Revenue or Assets $47,294 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Event Hollow, Inc. See All Filings	C	2020-02-20 18:33:43 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001792121 Filed Document 0001792121-20-000002 Accepted Date 2020-02-20 18:33:43 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
DSQ Partners LP See All Filings	D	2020-02-20 18:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804018 Filed Document 0001804018-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:19:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
III Government Relative Value Fund Ltd. See All Filings	D/A	2020-02-20 18:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. CIK Number 0001766227 Filed Document 0001766227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WeWork Property Investors OPGP LP See All Filings	D	2020-02-20 18:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804049 Filed Document 0001804049-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:17:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHESAPEAKE PLUS FUND LLC See All Filings	D/A	2020-02-20 18:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138150 Filed Document 0001138150-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARK Master Fund GP LP See All Filings	D	2020-02-20 18:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804027 Filed Document 0001804027-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:14:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WPI Co-Investment GP LP See All Filings	D	2020-02-20 18:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804030 Filed Document 0001804030-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 18:11:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DBL Digital Smart Beta LLC - Series H See All Filings	D	2020-02-20 18:06:58 UTC
Amount To Be Raised $196,068 Associated Brokers / Dealers N/A CIK Number 0001804185 Filed Document 0001804185-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 18:06:58 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WebSafety, Inc. See All Filings	D	2020-02-20 18:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388295 Filed Document 0001388295-20-000004 Exclusions or Exemptions 504 and 506c Accepted Date 2020-02-20 18:00:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
FPM Investment Fund, LLC See All Filings	D	2020-02-20 17:58:13 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001804178 Filed Document 0001804178-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-20 17:58:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity