Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Indy WH Apts LLC See All Filings	D/A	2020-02-27 19:15:05 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001798797 Filed Document 0001798797-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-27 19:15:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Fundamental Market Neutral Long Short LLC See All Filings	D/A	2020-02-27 19:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001459082 Filed Document 0001459082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 19:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III Credit Opportunities Fund Ltd. See All Filings	D/A	2020-02-27 19:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001524443 Filed Document 0001524443-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 19:04:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPI MacArthur LLC See All Filings	D	2020-02-27 18:49:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001804922 Filed Document 0001804922-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:49:53 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Bevon Thomas Capital Management LP See All Filings	D	2020-02-27 18:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bevon Thomas LLC CIK Number 0001805078 Filed Document 0001805078-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-27 18:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2020-02-27 18:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001355987 Filed Document 0001456541-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Wire, Inc. See All Filings	D	2020-02-27 18:18:35 UTC
Amount To Be Raised $1,310,043 Associated Brokers / Dealers N/A CIK Number 0001802353 Filed Document 0001802353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:18:35 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
TACONIC OPPORTUNITY FUND L P See All Filings	D/A	2020-02-27 18:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001339673 Filed Document 0001339673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:17:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MX3 Data Storage See All Filings	D	2020-02-27 18:04:15 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:04:15 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Offshore Intermediate Fund 1.5 L.P. See All Filings	D/A	2020-02-27 18:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585714 Filed Document 0001456541-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 18:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairway America, LLC See All Filings	D/A	2020-02-27 17:58:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-27 17:58:27 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Artisan Pizza Pies of Stillwater, LLC See All Filings	D	2020-02-27 17:55:28 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001804740 Filed Document 0001804740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:55:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MX3 Data Storage See All Filings	D	2020-02-27 17:53:20 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:53:20 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DevBlock Technologies Inc. See All Filings	D	2020-02-27 17:51:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001802798 Filed Document 0001802798-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:51:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
3D-1 LLC See All Filings	D/A	2020-02-27 17:50:56 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:50:56 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Taconic Offshore Fund 1.5 Ltd. See All Filings	D/A	2020-02-27 17:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355989 Filed Document 0001355989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:45:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datum Tech, Inc. See All Filings	D	2020-02-27 17:43:55 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001804982 Filed Document 0001804982-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:43:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CCI Core Bond Fund, L.P. See All Filings	D	2020-02-27 17:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802716 Filed Document 0001802716-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MX3 Data Storage See All Filings	D	2020-02-27 17:39:27 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001800785 Filed Document 0001800785-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:39:27 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPE Boulder Associates 2020, LLC See All Filings	D	2020-02-27 17:37:28 UTC
Amount To Be Raised $214,312 Associated Brokers / Dealers N/A CIK Number 0001799131 Filed Document 0001799131-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:37:28 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
STARTENGINE CROWDFUNDING, INC. See All Filings	C/A	2020-02-27 17:33:08 UTC
Financial Interest NO Filing Platform truCrowd, Inc Offering Amount $855,000 CIK Number 0001661779 Filed Document 0001665160-20-000169 Accepted Date 2020-02-27 17:33:08 UTC Type of Offering C/A Security Offered Amount 114,000 Security Offered Type Common Stock State CALIFORNIA
Taconic Capital Partners 1.5 L.P. See All Filings	D/A	2020-02-27 17:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456541 Filed Document 0001456541-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance Brewing, LLC See All Filings	D	2020-02-27 17:27:01 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001803396 Filed Document 0001803396-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:27:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indaba Capital Partners, L.P. See All Filings	D/A	2020-02-27 17:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:26:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Commerce Park Investors LLC See All Filings	D	2020-02-27 17:23:31 UTC
Amount To Be Raised $10,425,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001801447 Filed Document 0001801447-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:23:31 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Commonfund Capital International Partners X, L.P. See All Filings	D	2020-02-27 17:22:57 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. and GI Capital Management Ltd. CIK Number 0001804896 Filed Document 0001804892-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital L US Investor, LP See All Filings	D/A	2020-02-27 17:22:20 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:22:20 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SERA PROGNOSTICS, INC. See All Filings	D/A	2020-02-27 17:19:33 UTC
Amount To Be Raised $53,500,000 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:19:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CBD Life Sciences, Inc. See All Filings	1-A/A	2020-02-27 17:19:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001776073 Filed Document 0001683168-20-000611 Accepted Date 2020-02-27 17:19:24 UTC Type of Offering 1-A/A Industry RETAIL-MISCELLANEOUS RETAIL Offering Tier Tier1 Principal Place of Business ARIZONA Revenue or Assets $63,729 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
KORE Early Stage Venture I Fund, L.P. See All Filings	D/A	2020-02-27 17:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768187 Filed Document 0000897069-20-000128 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inertia Systems, Inc. See All Filings	D/A	2020-02-27 17:17:52 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001780345 Filed Document 0001780345-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:17:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Indaba Capital Fund, L.P. See All Filings	D/A	2020-02-27 17:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:17:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Figur8, Inc. See All Filings	D	2020-02-27 17:14:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001695595 Filed Document 0001695595-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Transphorm, Inc. See All Filings	D	2020-02-27 17:13:27 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers B. Riley FBR, Inc. and Craig-Hallum Capital Group LLC CIK Number 0001715768 Filed Document 0001715768-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:13:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery V Investors, LLC See All Filings	D/A	2020-02-27 17:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515343 Filed Document 0001515343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Temerity Media Inc. See All Filings	D	2020-02-27 17:08:54 UTC
Amount To Be Raised $8,765,350 Associated Brokers / Dealers N/A CIK Number 0001804696 Filed Document 0001804696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WLR Recovery IV Investors, LLC See All Filings	D/A	2020-02-27 17:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0001531466-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Private Credit Partners Levered Unitranche Note Feeder LP See All Filings	D	2020-02-27 17:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772735 Filed Document 0000945621-20-000073 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Image Analytics, Inc. See All Filings	D	2020-02-27 17:07:39 UTC
Amount To Be Raised $8,024,997 Associated Brokers / Dealers N/A CIK Number 0001801813 Filed Document 0001801813-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:07:39 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Transphorm, Inc. See All Filings	D	2020-02-27 17:07:04 UTC
Amount To Be Raised $112,633,324 Associated Brokers / Dealers N/A CIK Number 0001715768 Filed Document 0001715768-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:07:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RALLY CRY INC. See All Filings	D	2020-02-27 17:05:45 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001800651 Filed Document 0001800651-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:05:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Epilog Imaging Systems, Inc. See All Filings	C	2020-02-27 17:03:45 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,998 CIK Number 0001783128 Filed Document 0001665160-20-000167 Accepted Date 2020-02-27 17:03:45 UTC Type of Offering C Security Offered Amount 13,333 Security Offered Type Common Stock State CALIFORNIA
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2020-02-27 17:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0001530887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2020-02-27 17:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 17:01:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund II, LLC See All Filings	D/A	2020-02-27 16:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531465 Filed Document 0001531465-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Capital Investors Fund, LLC See All Filings	D/A	2020-02-27 16:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0001531213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAVADI HEALTHCARE VALUE LONG ONLY FUND LP See All Filings	D/A	2020-02-27 16:57:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699456 Filed Document 0001405086-20-000062 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:57:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asia Hedged Opportunity Fund, LLC See All Filings	D/A	2020-02-27 16:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515342 Filed Document 0001515342-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:54:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reset IV Inc. See All Filings	C	2020-02-27 16:49:40 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001800753 Filed Document 0001665160-20-000164 Accepted Date 2020-02-27 16:49:40 UTC Type of Offering C Security Offered Amount 9,615 Security Offered Type Common Stock State NEVADA
Nexyst 360, Inc. See All Filings	D	2020-02-27 16:43:59 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001788078 Filed Document 0001788078-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-27 16:43:59 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire