Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fort Baker Catalyst Offshore Fund, Ltd. See All Filings	D/A	2018-05-31 14:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666491 Filed Document 0001666491-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buena Vista Asian Opportunities Fund, L.P. See All Filings	D/A	2018-05-31 14:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517324 Filed Document 0001517324-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Baker Catalyst Fund, LP See All Filings	D/A	2018-05-31 14:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666490 Filed Document 0001666490-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Global Hedged Equity, LP See All Filings	D	2018-05-31 14:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742364 Filed Document 0001742364-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CAZ Partners Fund Liquid Income (TE), L.P. See All Filings	D/A	2018-05-31 14:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690758 Filed Document 0001690758-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:38:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2018-05-31 14:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295412 Filed Document 0001295412-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strix Leviathan Nest Fund I, LLC See All Filings	D/A	2018-05-31 14:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737437 Filed Document 0001737437-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ANCORA HEART, INC. See All Filings	D	2018-05-31 14:24:00 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001253687 Filed Document 0001253687-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:24:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FL Arrow Ridge, LLC See All Filings	D	2018-05-31 14:21:54 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001741969 Filed Document 0001741969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:21:54 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Incompass Medical Solutions, LLC See All Filings	D	2018-05-31 14:18:47 UTC
Amount To Be Raised $1,762,500 Associated Brokers / Dealers NA CIK Number 0001742121 Filed Document 0001742121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:18:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CVRx, Inc. See All Filings	D/A	2018-05-31 14:18:34 UTC
Amount To Be Raised $93,000,000 Associated Brokers / Dealers N/A CIK Number 0001235912 Filed Document 0001235912-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:18:34 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Scopia Health Care LLC See All Filings	D/A	2018-05-31 14:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643234 Filed Document 0000919574-18-004005 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:17:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NANOSYS, INC. See All Filings	D	2018-05-31 14:14:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001160719 Filed Document 0001160719-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:14:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 14:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 14:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D/A	2018-05-31 13:57:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001462173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACR CV, LLC See All Filings	D	2018-05-31 13:54:37 UTC
Amount To Be Raised $1,746,705 Associated Brokers / Dealers N/A CIK Number 0001741728 Filed Document 0001741728-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:54:37 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
ACR ALPINE CAPITAL RESEARCH, LP See All Filings	D	2018-05-31 13:50:17 UTC
Amount To Be Raised $1,746,705 Associated Brokers / Dealers N/A CIK Number 0001741725 Filed Document 0001741725-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:50:17 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE PARTNERS MANAGEMENT, LLC See All Filings	D	2018-05-31 13:45:25 UTC
Amount To Be Raised $1,746,705 Associated Brokers / Dealers N/A CIK Number 0001741723 Filed Document 0001741723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:45:25 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Scout Ventures Fund III, L.P. See All Filings	D	2018-05-31 13:45:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701739 Filed Document 0001701739-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:45:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CV Data Center Growth & Income REIT, LLC See All Filings	D	2018-05-31 13:43:17 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers SC Distributors, LLC, Stonecrest Capital Markets, Inc., United Planners' Financial Services of America A Limited Partner, and Infinity Financial Services CIK Number 0001731491 Filed Document 0001731491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:43:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Midgard Self Storage Cocoa, LLC See All Filings	D	2018-05-31 13:41:02 UTC
Amount To Be Raised $1,322,047 Associated Brokers / Dealers N/A CIK Number 0001740417 Filed Document 0001683168-18-001569 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:41:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Atom Overseas Ltd. See All Filings	D	2018-05-31 13:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741567 Filed Document 0000902664-18-002427 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Atom Partners LP See All Filings	D	2018-05-31 13:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741621 Filed Document 0000902664-18-002426 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CellCube Energy Storage Systems Inc. See All Filings	D/A	2018-05-31 13:26:48 UTC
Amount To Be Raised $785,700 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0000833987 Filed Document 0000833987-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:26:48 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ARIX Technologies, Inc. See All Filings	D	2018-05-31 13:22:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001742368 Filed Document 0001742368-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:22:29 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rock Partners, L.P. See All Filings	D/A	2018-05-31 13:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OTTO ROBOTICS INC. See All Filings	D	2018-05-31 13:13:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693518 Filed Document 0001693518-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:13:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D/A	2018-05-31 13:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-18-001265 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAPSILON INC. See All Filings	D/A	2018-05-31 13:10:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733403 Filed Document 0001733403-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:10:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund L.P. See All Filings	D/A	2018-05-31 13:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607383 Filed Document 0000950142-18-001264 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:09:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Junto Offshore Fund Ltd. See All Filings	D/A	2018-05-31 13:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0001315863-18-000470 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Feeder II L.P. See All Filings	D/A	2018-05-31 13:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-18-001263 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Junto Capital Partners LP See All Filings	D/A	2018-05-31 13:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593437 Filed Document 0001315863-18-000469 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bar Siena Due, LLC See All Filings	D	2018-05-31 13:06:53 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001742366 Filed Document 0001742366-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:06:53 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Petametrics Inc. See All Filings	D	2018-05-31 13:02:49 UTC
Amount To Be Raised $444,578 Associated Brokers / Dealers N/A CIK Number 0001603906 Filed Document 0001603906-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 13:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cortexyme, Inc. See All Filings	D	2018-05-31 12:57:26 UTC
Amount To Be Raised $85,566,697 Associated Brokers / Dealers N/A CIK Number 0001662774 Filed Document 0001662774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:57:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cobblestone SPC MHC Fund I LP See All Filings	D	2018-05-31 12:56:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001740509 Filed Document 0001740509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:56:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Walden Local, Inc. See All Filings	D	2018-05-31 12:56:33 UTC
Amount To Be Raised $1,719,000 Associated Brokers / Dealers N/A CIK Number 0001640490 Filed Document 0001640490-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:56:33 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Capital Partners VI Cayman Feeder, L.P. See All Filings	D	2018-05-31 12:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MANULIFE ASSET MANAGEMENT INVESTMENTS, INC. CIK Number 0001740281 Filed Document 0001740281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:55:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Capital Partners VI, L.P. See All Filings	D	2018-05-31 12:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001740275 Filed Document 0001740275-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:53:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOSANNA TOUR LLC See All Filings	D	2018-05-31 12:47:18 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001739541 Filed Document 0001739541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:47:18 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
CellCube Energy Storage Systems Inc. See All Filings	D/A	2018-05-31 12:45:55 UTC
Amount To Be Raised $311,209 Associated Brokers / Dealers Skanderbeg Capital Advisors CIK Number 0000833987 Filed Document 0000833987-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:45:55 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BenchSentry Inc. See All Filings	D	2018-05-31 12:41:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740454 Filed Document 0001740454-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:41:53 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Roomeze, LLC See All Filings	D	2018-05-31 12:36:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001741982 Filed Document 0001741982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:36:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lingua Franca LLC See All Filings	D	2018-05-31 12:28:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Jhett Tolentino CIK Number 0001742325 Filed Document 0001742325-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:28:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Chrisland OP, LLC See All Filings	D	2018-05-31 12:26:13 UTC
Amount To Be Raised $9,020,000 Associated Brokers / Dealers N/A CIK Number 0001742202 Filed Document 0001742202-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:26:13 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Callan Micro Cap Value Equity Fund See All Filings	D/A	2018-05-31 12:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576999 Filed Document 0001576999-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-05-31 12:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund