Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Soturi Fitness & Nutrition LLC See All Filings	C	2020-04-06 10:27:10 UTC
Financial Interest MainVest will be paid 6.0% of the final offering amount, upon the successful completion of the offering. MainVest does not receive compensation if the offering does not succeed. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001807623 Filed Document 0001746059-20-000105 Accepted Date 2020-04-06 10:27:10 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
AXIUM INFRASTRUCTURE NA IV LP See All Filings	D/A	2020-04-06 10:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001671710 Filed Document 0001671710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-06 10:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: US High Yield Bond Trust See All Filings	D/A	2020-04-06 09:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468442 Filed Document 0001468442-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-06 09:52:09 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Valor Venture Fund III-B, L.P. See All Filings	D	2020-04-06 09:36:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797275 Filed Document 0001797275-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-06 09:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2020-04-06 08:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-06 08:38:13 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Standard Cognition, Corp. See All Filings	D	2020-04-06 08:15:46 UTC
Amount To Be Raised $2,359,194 Associated Brokers / Dealers N/A CIK Number 0001755359 Filed Document 0001755359-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-06 08:15:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLORIA INC. See All Filings	D/A	2020-04-06 08:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782215 Filed Document 0001782215-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-06 08:06:23 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Safespill Systems LLC See All Filings	D	2020-04-03 21:56:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655278 Filed Document 0001567619-20-007561 Exclusions or Exemptions 506b Accepted Date 2020-04-03 21:56:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1World Online, Inc. See All Filings	C	2020-04-03 21:53:30 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $107,000 CIK Number 0001595734 Filed Document 0001595734-20-000001 Accepted Date 2020-04-03 21:53:30 UTC Type of Offering C Security Offered Amount 107,000 Security Offered Type Other State CALIFORNIA
Core Innovation Capital III, L.P. See All Filings	D/A	2020-04-03 20:59:12 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001765248 Filed Document 0001765248-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 20:59:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpha Media Holdings LLC See All Filings	D	2020-04-03 20:16:36 UTC
Amount To Be Raised $6,055,643 Associated Brokers / Dealers N/A CIK Number 0001808367 Filed Document 0001808367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 20:16:36 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Liquid Technology LLC See All Filings	D	2020-04-03 20:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808496 Filed Document 0001808496-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-04-03 20:08:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Privategrity Corp See All Filings	D	2020-04-03 20:02:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001808425 Filed Document 0001808425-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 20:02:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mammalz, PBC See All Filings	C/A	2020-04-03 19:46:47 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001800216 Filed Document 0001670254-20-000231 Accepted Date 2020-04-03 19:46:47 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Veestro Inc. See All Filings	D	2020-04-03 19:39:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668901 Filed Document 0001668901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 19:39:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Vale Partners LP See All Filings	D	2020-04-03 19:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808412 Filed Document 0001808412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 19:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleerly, Inc. See All Filings	D/A	2020-04-03 19:12:58 UTC
Amount To Be Raised $15,369,984 Associated Brokers / Dealers N/A CIK Number 0001714014 Filed Document 0001714014-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 19:12:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AJN Resources Inc. See All Filings	D	2020-04-03 19:02:31 UTC
Amount To Be Raised $169,760 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001808353 Filed Document 0001808353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 19:02:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Vita Imaging Inc. See All Filings	D	2020-04-03 19:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804181 Filed Document 0001804181-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 19:01:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Galois Capital Alpha Fund LP See All Filings	D/A	2020-04-03 18:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762487 Filed Document 0001762487-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asimily, Inc. See All Filings	D	2020-04-03 18:41:39 UTC
Amount To Be Raised $3,323,572 Associated Brokers / Dealers N/A CIK Number 0001808426 Filed Document 0001808426-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:41:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dryden Capital Fund, LP See All Filings	D/A	2020-04-03 18:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572780 Filed Document 0001735758-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Tinted, Inc. See All Filings	D/A	2020-04-03 18:37:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001738229 Filed Document 0001738229-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:37:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Dryden Special Opportunity Fund, LP See All Filings	D/A	2020-04-03 18:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735758 Filed Document 0001735758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:36:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vericool, Inc. See All Filings	D/A	2020-04-03 18:31:20 UTC
Amount To Be Raised $20,480,248 Associated Brokers / Dealers Silver Leaf Partners CIK Number 0001784799 Filed Document 0001784799-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:31:20 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ArchForm Inc. See All Filings	D	2020-04-03 18:23:37 UTC
Amount To Be Raised $7,842,080 Associated Brokers / Dealers N/A CIK Number 0001807066 Filed Document 0001807066-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 18:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 261 See All Filings	D	2020-04-03 17:51:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001808494 Filed Document 0001808494-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:51:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T Stamp Inc. See All Filings	1-A/A	2020-04-03 17:47:21 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001718939 Filed Document 0001104659-20-043251 Accepted Date 2020-04-03 17:47:21 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $2,108,884 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
NanoTouch Materials, LLC See All Filings	D	2020-04-03 17:38:52 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001808498 Filed Document 0001808498-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:38:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2020-04-03 17:38:19 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:38:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GROUNDFLOOR FINANCE INC. See All Filings	1-A	2020-04-03 17:30:23 UTC
Amount To Be Raised $9,210,512 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001588504 Filed Document 0001104659-20-043243 Accepted Date 2020-04-03 17:30:23 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $6,403,113 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
SROA Capital Fund VIII, LP See All Filings	D/A	2020-04-03 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kelson Capital LLC CIK Number 0001794709 Filed Document 0001794709-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-04-03 17:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Twofold Inc. See All Filings	C	2020-04-03 17:20:18 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001709844 Filed Document 0001709844-20-000001 Accepted Date 2020-04-03 17:20:18 UTC Type of Offering C Security Offered Amount 57,393 Security Offered Type Preferred Stock State OREGON
Roark Diversified Restaurant Fund II LP See All Filings	D/A	2020-04-03 17:17:23 UTC
Amount To Be Raised $1,398,900,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001769962 Filed Document 0000950142-20-001014 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:17:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Koneksa Health Inc. See All Filings	D	2020-04-03 17:16:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001738351 Filed Document 0001738351-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:16:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital QP Ltd. See All Filings	D/A	2020-04-03 17:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardin Hill Opportunistic Credit Fund LP See All Filings	D	2020-04-03 17:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808495 Filed Document 0000902664-20-001747 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:12:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Navigate Ventures Fund I, LP See All Filings	D	2020-04-03 17:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808422 Filed Document 0001393725-20-000067 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:11:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPI, LLC See All Filings	D	2020-04-03 17:11:11 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001808387 Filed Document 0001808387-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:11:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Tipsy Gods LLC See All Filings	C	2020-04-03 17:07:41 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $106,000 CIK Number 0001808373 Filed Document 0001670254-20-000229 Accepted Date 2020-04-03 17:07:41 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Cultiva, LLC See All Filings	D	2020-04-03 17:06:13 UTC
Amount To Be Raised $3,553,400 Associated Brokers / Dealers N/A CIK Number 0001722225 Filed Document 0001722225-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:06:13 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Tree Fund, LP See All Filings	D/A	2020-04-03 17:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-20-002740 Exclusions or Exemptions 506b Accepted Date 2020-04-03 17:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLOOM TREE FUND QP, LP See All Filings	D/A	2020-04-03 16:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and J.P. Morgan Securities LLC CIK Number 0001588541 Filed Document 0000919574-20-002738 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LumiraDx Ltd See All Filings	D	2020-04-03 16:51:33 UTC
Amount To Be Raised $74,000,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001685428 Filed Document 0001685428-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:51:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Huitao Technology Co., Ltd. See All Filings	D	2020-04-03 16:49:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001747661 Filed Document 0001213900-20-008571 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:49:24 UTC Type of Offering D Industry Other Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CWS Hospitality LLC See All Filings	C/A	2020-04-03 16:45:48 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001787344 Filed Document 0001670254-20-000228 Accepted Date 2020-04-03 16:45:48 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TENNESSEE
Rhythmic Health, Inc. See All Filings	D	2020-04-03 16:43:10 UTC
Amount To Be Raised $4,999,994 Associated Brokers / Dealers N/A CIK Number 0001807809 Filed Document 0001807809-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:43:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CGP Net Lease Mezz Equity III, LLC See All Filings	D	2020-04-03 16:40:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001808240 Filed Document 0001808240-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:40:30 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
KPTL Growth Fund, L.P. See All Filings	D	2020-04-03 16:35:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001808360 Filed Document 0001808360-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA CLO Strategies Fund (Offshore), L.P. See All Filings	D/A	2020-04-03 16:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681860 Filed Document 0001315863-20-000323 Exclusions or Exemptions 506b Accepted Date 2020-04-03 16:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund