|
|
D |
2020-05-20 14:22:50 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- M2O PRIVATE FUND ADVISORS LLC
- CIK Number
- 0001812466
- Filed Document
- 0001812466-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 14:22:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 14:21:50 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- M2O PRIVATE FUND ADVISORS LLC
- CIK Number
- 0001812467
- Filed Document
- 0001812467-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 14:21:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 14:17:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph Sprague
- CIK Number
- 0001343394
- Filed Document
- 0001343394-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 14:17:38 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 14:15:15 UTC |
- Amount To Be Raised
- $232,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812736
- Filed Document
- 0001812736-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 14:15:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2020-05-20 14:11:59 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760319
- Filed Document
- 0001760319-20-000019
- Accepted Date
- 2020-05-20 14:11:59 UTC
- Type of Offering
- 1-A POS
- Industry
- PHARMACEUTICAL PREPARATIONS
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $6,189
- State of Jurisdiction
- CALIFORNIA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2020-05-20 14:08:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joe Sprague
- CIK Number
- 0001135856
- Filed Document
- 0001135856-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 14:08:05 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 13:57:59 UTC |
- Amount To Be Raised
- $5,625,266
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783776
- Filed Document
- 0001783776-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:57:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 13:55:12 UTC |
- Amount To Be Raised
- $9,427,989
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812503
- Filed Document
- 0001812503-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:55:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 13:51:01 UTC |
- Amount To Be Raised
- $1,375,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777739
- Filed Document
- 0001012975-20-000495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:51:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 13:48:57 UTC |
- Amount To Be Raised
- $170,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699963
- Filed Document
- 0001699963-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:48:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-05-20 13:42:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mercury Capital Advisors, LLC
- CIK Number
- 0001770109
- Filed Document
- 0001770109-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:42:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 13:37:03 UTC |
- Amount To Be Raised
- $3,799,963
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812621
- Filed Document
- 0001812621-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:37:03 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 13:34:59 UTC |
- Amount To Be Raised
- $1,375,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769061
- Filed Document
- 0001012975-20-000494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:34:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 13:27:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001810990
- Filed Document
- 0000950103-20-009913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:27:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 13:16:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812396
- Filed Document
- 0001812396-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:16:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 13:12:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469584
- Filed Document
- 0001469584-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:12:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 13:10:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686984
- Filed Document
- 0001686984-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:10:16 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-05-20 13:06:03 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812563
- Filed Document
- 0001812563-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:06:03 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Security To Be Acquired
|
|
|
C/A |
2020-05-20 13:04:43 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $500,000
- CIK Number
- 0001801405
- Filed Document
- 0001665160-20-000635
- Accepted Date
- 2020-05-20 13:04:43 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D |
2020-05-20 13:01:23 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790921
- Filed Document
- 0001790921-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:01:23 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:55:41 UTC |
- Amount To Be Raised
- $2,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812607
- Filed Document
- 0001812607-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:55:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:52:41 UTC |
- Amount To Be Raised
- $134,275,000
- Associated Brokers / Dealers
- Gonzalo Rubio Paris
- CIK Number
- 0001393584
- Filed Document
- 0001393584-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:52:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:51:09 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809756
- Filed Document
- 0001553350-20-000481
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-05-20 12:51:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:50:27 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- 63-002295 Capital Trust
- CIK Number
- 0001812617
- Filed Document
- 0001812617-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:50:27 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:47:05 UTC |
- Amount To Be Raised
- $12,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001186264
- Filed Document
- 0001186264-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:47:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:39:30 UTC |
- Amount To Be Raised
- $6,203,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812410
- Filed Document
- 0001812410-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:39:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:35:05 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Raymond James Tax Credit Funds, Inc., Sean M. Hannan, and Aline Rose Lavelle
- CIK Number
- 0001812340
- Filed Document
- 0001812340-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:35:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:28:33 UTC |
- Amount To Be Raised
- $107,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812085
- Filed Document
- 0001812085-20-000001
- Exclusions or Exemptions
- 506b and 504.1
- Accepted Date
- 2020-05-20 12:28:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:26:26 UTC |
- Amount To Be Raised
- $13,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811227
- Filed Document
- 0001811227-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:26:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 12:06:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811247
- Filed Document
- 0001811247-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-05-20 12:06:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:04:02 UTC |
- Amount To Be Raised
- $375,000,000
- Associated Brokers / Dealers
- CSP Securities, L.P.
- CIK Number
- 0001811116
- Filed Document
- 0001012975-20-000493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:04:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 12:03:46 UTC |
- Amount To Be Raised
- $1,816,613
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000840551
- Filed Document
- 0001157523-20-000785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:03:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-05-20 11:55:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809668
- Filed Document
- 0001315863-20-000488
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:55:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 11:54:40 UTC |
- Amount To Be Raised
- $80,895,627
- Associated Brokers / Dealers
- Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, and RCX Capital Group, LLC
- CIK Number
- 0001808309
- Filed Document
- 0001808309-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:54:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:53:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809669
- Filed Document
- 0001315863-20-000487
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:53:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:42:57 UTC |
- Amount To Be Raised
- $74,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564970
- Filed Document
- 0001564970-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:42:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:39:33 UTC |
- Amount To Be Raised
- $393,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763129
- Filed Document
- 0001790083-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:39:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 11:35:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812603
- Filed Document
- 0001812603-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:35:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:34:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702338
- Filed Document
- 0001442294-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:34:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 11:32:31 UTC |
- Amount To Be Raised
- $20,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810270
- Filed Document
- 0001790083-20-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-05-20 11:32:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:30:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460990
- Filed Document
- 0001315863-20-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:30:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 11:25:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721999
- Filed Document
- 0001721999-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:25:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:12:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440291
- Filed Document
- 0001440291-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:12:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:05:05 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., and Lincoln Financial Securities Corporation
- CIK Number
- 0001796837
- Filed Document
- 0001796837-20-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:05:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2020-05-20 10:59:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHAMPLAIN ADVISORS, LLC
- CIK Number
- 0001715705
- Filed Document
- 0001715705-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:59:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2020-05-20 10:58:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634513
- Filed Document
- 0001634513-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:58:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-05-20 10:56:22 UTC |
- Amount To Be Raised
- $313,276
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810895
- Filed Document
- 0001790083-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:56:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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Special Opportunities Fund 2020, L.P. - Series B (Credit) (Offshore)
See All Filings
|
D |
2020-05-20 10:56:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812448
- Filed Document
- 0000950142-20-001374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:56:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-05-20 10:55:02 UTC |
- Amount To Be Raised
- $1,506,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811327
- Filed Document
- 0001790083-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:55:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2020-05-20 10:52:38 UTC |
- Amount To Be Raised
- $210,122
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001808006
- Filed Document
- 0001790083-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:52:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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