Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Syndicate Venture Partners 2019 Series 6, LLC See All Filings	D	2020-05-20 17:29:55 UTC
Amount To Be Raised $1,049,999 Associated Brokers / Dealers N/A CIK Number 0001812660 Filed Document 0001812660-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elepaio Partners, LP See All Filings	D/A	2020-05-20 17:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001776963 Filed Document 0001776963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:29:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Financial, Inc. See All Filings	D	2020-05-20 17:26:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001812454 Filed Document 0001812454-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:26:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Strix Leviathan Nest Fund I, LLC See All Filings	D/A	2020-05-20 17:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737437 Filed Document 0001737437-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:25:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Asia Minerals Corp See All Filings	D	2020-05-20 17:24:39 UTC
Amount To Be Raised $148,372 Associated Brokers / Dealers N/A CIK Number 0001344532 Filed Document 0001344532-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:24:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Moody Village One DST See All Filings	D/A	2020-05-20 17:13:50 UTC
Amount To Be Raised $52,070,000 Associated Brokers / Dealers Moody Securities, LLC, Wilfredo Raul Miranda, David Andrew Kangas, Trawnegan Gall, Centaurus Financial, Inc., Concorde Investment Services, LLC, Crown Capital Securities, Joseph Michaletz, Bob Horning, Natalia Rose Nevin, Chay Thomas Lapin, Jim Parry, Ronald York, Richard A. Orr, Mike O'Toole, Peter Roberts, David Dahill, Ivan Michael West, Kevin Francis Hughes Jr., Linda Jill Wimsatt, Edward Eric Fernandez, Eric James Bell, Ryan David Finch, Robert Scott Smith, Peter Chernin, Michael R. Frager, Timothy D. Hicks, Scott Barringer, and David Andrew Kangas CIK Number 0001749648 Filed Document 0001749648-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:13:50 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund XI Feeder (Cayman), L.P. See All Filings	D	2020-05-20 17:13:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812007 Filed Document 0001812007-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:13:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Founder Collective IV, L.P. See All Filings	D	2020-05-20 17:09:14 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001811545 Filed Document 0001811547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kimmeridge Energy Engagement Partners, L.P. See All Filings	D	2020-05-20 17:08:12 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001811776 Filed Document 0000902664-20-002167 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:08:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyberstarts Venture Fund II, L.P. See All Filings	D	2020-05-20 17:05:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001812171 Filed Document 0001812171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 17:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plateau Energy Metals Inc. See All Filings	D	2020-05-20 16:53:16 UTC
Amount To Be Raised $545,653 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001545620 Filed Document 0001567619-20-010831 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:53:16 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mission Secure, Inc. See All Filings	D	2020-05-20 16:50:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613487 Filed Document 0001613487-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:50:43 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Onshore Feeder Fund LLC See All Filings	D/A	2020-05-20 16:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537300 Filed Document 0001398344-20-011269 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matterhorn Capital Partners, LP See All Filings	D/A	2020-05-20 16:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812396 Filed Document 0001812396-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2020-05-20 16:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537299 Filed Document 0001398344-20-011267 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Opportunities Fund XI, L.P. See All Filings	D	2020-05-20 16:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812249 Filed Document 0001812249-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:39:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FCO Select Credit II LP See All Filings	D	2020-05-20 16:39:21 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001812209 Filed Document 0001812209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:39:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solenic Medical, Inc. See All Filings	D	2020-05-20 16:39:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001785410 Filed Document 0001785410-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:39:12 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Agventures II Investment Fund LP See All Filings	D	2020-05-20 16:31:48 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001812787 Filed Document 0001812787-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:31:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fig Publishing, Inc. See All Filings	D	2020-05-20 16:30:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001658966-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-20 16:30:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VTX Holdings, LLC See All Filings	D/A	2020-05-20 16:28:23 UTC
Amount To Be Raised $51,756,000 Associated Brokers / Dealers N/A CIK Number 0001784369 Filed Document 0001784369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:28:23 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TI Platform Pragma SMA, L.P. See All Filings	D	2020-05-20 16:28:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001812335 Filed Document 0001209191-20-030887 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ChromaDex Corp. See All Filings	D	2020-05-20 16:27:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001386570 Filed Document 0001415889-20-001280 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:27:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Bancshares, Inc. See All Filings	D	2020-05-20 16:23:18 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Performance Trust Capital Partners CIK Number 0001812555 Filed Document 0001812555-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:23:18 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MONA LABS INC. See All Filings	D/A	2020-05-20 16:19:07 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001806564 Filed Document 0001806564-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-20 16:19:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Recovery Partners LP See All Filings	D	2020-05-20 16:17:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812597 Filed Document 0001012975-20-000497 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:17:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Mortgage Recovery Fund LP See All Filings	D	2020-05-20 16:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812568 Filed Document 0001012975-20-000496 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Ocean USD ESS Fund III Closed L.P. See All Filings	D/A	2020-05-20 16:05:15 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001770842 Filed Document 0000950142-20-001378 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross Ocean USD ESS Fund III Open L.P. See All Filings	D/A	2020-05-20 16:03:02 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001770822 Filed Document 0000950142-20-001377 Exclusions or Exemptions 506b Accepted Date 2020-05-20 16:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BUILDERS CAPITAL OPPORTUNITY FUND, LLC See All Filings	D/A	2020-05-20 15:53:43 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001765377 Filed Document 0001765377-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-20 15:53:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Magna Gold Corp. See All Filings	D	2020-05-20 15:52:42 UTC
Amount To Be Raised $750,106 Associated Brokers / Dealers Canaccord Genuity Corp CIK Number 0001735678 Filed Document 0001567619-20-010808 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:52:42 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A&P Beverage Company, LLC See All Filings	D	2020-05-20 15:52:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001811970 Filed Document 0001811970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:52:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ITSBYU, INC. See All Filings	C/A	2020-05-20 15:47:14 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001725994 Filed Document 0001634025-20-000004 Accepted Date 2020-05-20 15:47:14 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
LiquidPiston, Inc. See All Filings	1-A	2020-05-20 15:39:45 UTC
Amount To Be Raised $21,249,978 Associated Brokers / Dealers N/A CIK Number 0001446275 Filed Document 0001683168-20-001689 Accepted Date 2020-05-20 15:39:45 UTC Type of Offering 1-A Industry SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH Offering Tier Tier2 Principal Place of Business CONNECTICUT Revenue or Assets $2,093,908 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
RiverPark Ventures Thrasio Invest LLC See All Filings	D	2020-05-20 15:37:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812739 Filed Document 0001812739-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:37:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AseptiScope, Inc. See All Filings	D	2020-05-20 15:34:59 UTC
Amount To Be Raised $7,235,618 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001732367 Filed Document 0001732367-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:34:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B4CC, Inc. See All Filings	D	2020-05-20 15:32:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660721 Filed Document 0001660721-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:32:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
RoseRock Capital Properties I, LP See All Filings	D/A	2020-05-20 15:25:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001812425 Filed Document 0001812425-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:25:44 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Take It National, Inc. See All Filings	1-A/A	2020-05-20 15:23:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001748909 Filed Document 0001748909-20-000004 Accepted Date 2020-05-20 15:23:04 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $61,468 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
CCC The Easley LLC See All Filings	D	2020-05-20 15:09:10 UTC
Amount To Be Raised $10,944,098 Associated Brokers / Dealers N/A CIK Number 0001812709 Filed Document 0001812709-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 15:09:10 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rhodium 30mw LLC See All Filings	D	2020-05-20 14:50:21 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers Emerald Consulting Partners, LLC CIK Number 0001811713 Filed Document 0001811713-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:50:21 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cellaria, Inc. See All Filings	D	2020-05-20 14:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798722 Filed Document 0001798722-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:47:46 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SAFETYSPECT INC See All Filings	D	2020-05-20 14:46:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001811055 Filed Document 0001811055-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-05-20 14:46:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PittMoss LLC See All Filings	C/A	2020-05-20 14:41:41 UTC
Financial Interest The intermediary will receive a security-compensation equal to 2% of the total number of securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001634025 Filed Document 0001634025-20-000003 Accepted Date 2020-05-20 14:41:41 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State PENNSYLVANIA
Alpha Mining, Inc. See All Filings	D	2020-05-20 14:36:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001812714 Filed Document 0001176256-20-000191 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:36:27 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
IDBiologics, Inc. See All Filings	D	2020-05-20 14:36:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001812623 Filed Document 0001812623-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:36:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Activ Technologies, Inc. See All Filings	D	2020-05-20 14:31:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001558854 Filed Document 0001558854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:31:17 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NO Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-05-20 14:30:13 UTC
Amount To Be Raised $166,002 Associated Brokers / Dealers N/A CIK Number 0001812708 Filed Document 0001812708-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:30:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RoseRock Capital Properties I, LP See All Filings	D	2020-05-20 14:29:45 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001812425 Filed Document 0001812425-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:29:45 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Funeral Holdings LLC See All Filings	D	2020-05-20 14:24:22 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001812692 Filed Document 0001812692-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-20 14:24:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity