Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Viking Mineral Partners II, LP See All Filings	D	2018-08-15 12:54:58 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001750131 Filed Document 0001750131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:54:58 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
17 MEDAGLIA D ORO/MADAME CACTUS, LLC See All Filings	D	2018-08-15 12:46:26 UTC
Amount To Be Raised $711,000 Associated Brokers / Dealers N/A CIK Number 0001750010 Filed Document 0001750010-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:46:26 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Portfolio Advisors Private Equity Fund IX, L.P. See All Filings	D/A	2018-08-15 12:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EBW Capital Limited and Trium Capital International CIK Number 0001665469 Filed Document 0001665469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:43:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWC Income Properties 6 LLC See All Filings	D/A	2018-08-15 12:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714293 Filed Document 0001714293-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:31:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bonbillo Ventures Fund I LLC See All Filings	D	2018-08-15 12:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749271 Filed Document 0001749271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:25:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monticello Funding BTH-13, LLC See All Filings	D	2018-08-15 12:24:49 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001749721 Filed Document 0001749721-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:24:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund IX (Offshore), L.P. See All Filings	D/A	2018-08-15 12:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenstone Group FZC CIK Number 0001683818 Filed Document 0001683818-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Credit Strategies Fund, L.P. See All Filings	D/A	2018-08-15 12:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC and Lytton Financial Inc. CIK Number 0001572947 Filed Document 0001572947-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:15:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-15 12:14:37 UTC
Amount To Be Raised $1,450,856 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001747638-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gullane Mining Partners, LLC See All Filings	D	2018-08-15 12:10:37 UTC
Amount To Be Raised $22,089,000 Associated Brokers / Dealers N/A CIK Number 0001735326 Filed Document 0001735326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:10:37 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-15 12:10:17 UTC
Amount To Be Raised $2,618,539 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001747638-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Credit Strategies Fund (Offshore), L.P. See All Filings	D/A	2018-08-15 12:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC, Lytton Financial Inc., and Greenstone Group FZC CIK Number 0001572953 Filed Document 0001572953-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:09:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finnest, Inc. See All Filings	D	2018-08-15 12:08:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001734702 Filed Document 0001734702-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:08:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ariste Medical, LLC See All Filings	D	2018-08-15 12:02:08 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001640833 Filed Document 0001640833-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 12:02:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GR HOLDINGS OH-ND, LLC See All Filings	D	2018-08-15 11:59:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750271 Filed Document 0001750271-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:59:58 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Attila Security, Inc. See All Filings	D	2018-08-15 11:59:27 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001750128 Filed Document 0001750128-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:59:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Silvan Real Estate Income Fund, LP See All Filings	D/A	2018-08-15 11:56:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714741 Filed Document 0001714741-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:56:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pythagoras Investment Management LLC See All Filings	D	2018-08-15 11:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749715 Filed Document 0001749715-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Investor's Source Private Lending Fund #1, LLC See All Filings	D	2018-08-15 11:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749571 Filed Document 0001749571-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:53:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Groot Firestone Diner LLC See All Filings	D	2018-08-15 11:28:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001750268 Filed Document 0001750268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:28:26 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cederberg Greater China Equity Fund LP See All Filings	D	2018-08-15 11:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750192 Filed Document 0000902664-18-003180 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:26:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECLECTIC INVESTMENT PARTNERS, L.P. See All Filings	D/A	2018-08-15 11:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365605 Filed Document 0000919574-18-005678 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cidel Global Equity Fund LLC See All Filings	D/A	2018-08-15 11:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001714762 Filed Document 0001714762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-WQB-15-Fund, a series of AX-DeTe-Funds, LLC See All Filings	D	2018-08-15 11:11:59 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001747638 Filed Document 0001747638-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:11:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCM Partners SOLO III LP See All Filings	D	2018-08-15 11:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750286 Filed Document 0001750286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:11:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FountainCap Global China Opportunity Fund See All Filings	D	2018-08-15 11:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748949 Filed Document 0001748949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chronic Care Management, Inc. See All Filings	D/A	2018-08-15 11:00:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722987 Filed Document 0001722987-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-15 11:00:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BlackRock Private Opportunities Fund IV, L.P. See All Filings	D/A	2018-08-15 10:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737866 Filed Document 0001737866-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Life Investments Global Absolute Return Strategies Onshore Feeder Fund, LP See All Filings	D/A	2018-08-15 10:54:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001475478 Filed Document 0001475478-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:54:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Horizon Equity Fund LP See All Filings	D/A	2018-08-15 10:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725495 Filed Document 0000902664-18-003179 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2018-08-15 10:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-18-052186 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:52:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2018-08-15 10:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-18-052185 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:51:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2018-08-15 10:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-18-052184 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:51:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Edge Principal Investments IV PV, L.P. See All Filings	D/A	2018-08-15 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741984 Filed Document 0001741974-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2018-08-15 10:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind and Michael A. Mingolelli CIK Number 0001080429 Filed Document 0001104659-18-052183 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:51:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Edge Fund IV Members Feeder, L.P. See All Filings	D	2018-08-15 10:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741974 Filed Document 0001741974-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:49:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Principal Investments IV, L.P. See All Filings	D	2018-08-15 10:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741983 Filed Document 0001741974-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:48:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bizantine Capital Partners, LP See All Filings	D	2018-08-15 10:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750075 Filed Document 0001750075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:35:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2018-08-15 10:33:39 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:33:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RWC Horizon Equity Fund Ltd See All Filings	D/A	2018-08-15 10:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682157 Filed Document 0000902664-18-003178 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:32:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera: Non-US Equity LLC See All Filings	D/A	2018-08-15 10:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001419011 Filed Document 0001749444-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobalLogic Worldwide Holdings, Inc. See All Filings	D	2018-08-15 10:24:40 UTC
Amount To Be Raised $29,777,747 Associated Brokers / Dealers N/A CIK Number 0001750107 Filed Document 0001567619-18-001160 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:24:40 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3651 NEW HAMPSHIRE AVENUE, NW, LLC See All Filings	D	2018-08-15 10:22:20 UTC
Amount To Be Raised $1,427,000 Associated Brokers / Dealers N/A CIK Number 0001750136 Filed Document 0001014100-18-000047 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:22:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Rochester Angel Fund 2, LLC See All Filings	D	2018-08-15 10:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750152 Filed Document 0001750152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:20:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMS Managed Portfolios LLC See All Filings	D/A	2018-08-15 10:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001125100 Filed Document 0001749444-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VisibleHand, Inc See All Filings	D	2018-08-15 10:15:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675553 Filed Document 0001675553-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:15:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
JAM Offshore Investors Ltd See All Filings	D	2018-08-15 10:14:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001734699 Filed Document 0000919574-18-005674 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:14:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio Motorola Ltd See All Filings	D/A	2018-08-15 10:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001650284 Filed Document 0001749444-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:12:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Special Opportunity Fund - Lyondell SP See All Filings	D/A	2018-08-15 10:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714639 Filed Document 0000919574-18-005673 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:12:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Woodson Capital Partners II, LP See All Filings	D	2018-08-15 10:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750197 Filed Document 0001750197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-15 10:11:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund