Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Atea Pharmaceuticals, Inc. See All Filings	D	2020-05-29 15:49:21 UTC
Amount To Be Raised $214,999,608 Associated Brokers / Dealers William Blair CIK Number 0001593899 Filed Document 0001567619-20-011337 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:49:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Comala LLC See All Filings	C/A	2020-05-29 15:49:21 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $45,000 CIK Number 0001812374 Filed Document 0001746059-20-000159 Accepted Date 2020-05-29 15:49:21 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEW YORK
Green Court China Opportunity Fund Ltd. See All Filings	D/A	2020-05-29 15:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725701 Filed Document 0001725701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:47:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aseko Inc. See All Filings	D	2020-05-29 15:36:41 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001567619-20-011334 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:36:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Next Capital IV, LP See All Filings	D	2020-05-29 15:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812323 Filed Document 0001812323-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:33:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locust Point Seniors Housing Debt Fund II, L.P. See All Filings	D/A	2020-05-29 15:32:30 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers None CIK Number 0001805136 Filed Document 0001567619-20-011328 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital-Marathon Distressed Credit Access Fund, L.P. See All Filings	D	2020-05-29 15:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813307 Filed Document 0000897069-20-000255 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:31:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stony Creek Colors, Inc. See All Filings	D	2020-05-29 15:30:13 UTC
Amount To Be Raised $956,725 Associated Brokers / Dealers N/A CIK Number 0001684600 Filed Document 0001684600-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:30:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Atreides Foundation Fund, Ltd. See All Filings	D/A	2020-05-29 15:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777228 Filed Document 0001567619-20-011324 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS LOCAL CURRENCY DEBT FUND See All Filings	D/A	2020-05-29 15:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784421 Filed Document 0001784421-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:27:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atreides Foundation Fund, LP See All Filings	D/A	2020-05-29 15:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777465 Filed Document 0001567619-20-011322 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:25:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital - BTAS VII Offshore Access Fund, L.P. See All Filings	D	2020-05-29 15:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813156 Filed Document 0000897069-20-000254 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:22:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scopus BioPharma Inc. See All Filings	1-A	2020-05-29 15:22:40 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001772028 Filed Document 0001104659-20-067672 Accepted Date 2020-05-29 15:22:40 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OFEK VENTURES FUND I, L.P. See All Filings	D/A	2020-05-29 15:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758211 Filed Document 0001758211-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timucuan Fund, L.P. See All Filings	D/A	2020-05-29 15:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499933 Filed Document 0001636062-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Court Special Opportunities Fund I, L.P. See All Filings	D/A	2020-05-29 15:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725778 Filed Document 0001315863-20-000510 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glendale Avenue Qualified Opportunity Zone Investor Fund LLC See All Filings	D/A	2020-05-29 15:18:46 UTC
Amount To Be Raised $4,368,532 Associated Brokers / Dealers N/A CIK Number 0001778066 Filed Document 0001778066-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-29 15:18:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Three Court Fund, LP See All Filings	D/A	2020-05-29 15:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Gallatin Capital LLC CIK Number 0001555002 Filed Document 0001315863-20-000509 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital - BTAS VII US Access Fund, L.P. See All Filings	D	2020-05-29 15:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813213 Filed Document 0000897069-20-000253 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:15:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ralph Street Qualified Opportunity Zone Investor Fund LLC See All Filings	D/A	2020-05-29 15:15:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001777977 Filed Document 0001777977-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-29 15:15:08 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spectrum IX Investment Managers' Fund, L.P. See All Filings	D	2020-05-29 15:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807955 Filed Document 0001807955-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:10:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asheville Urban Infill 2019 Qualified Opportunity Zone Investor Fund LLC See All Filings	D/A	2020-05-29 15:10:22 UTC
Amount To Be Raised $3,896,784 Associated Brokers / Dealers N/A CIK Number 0001777994 Filed Document 0001777994-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-29 15:10:22 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SDC Digital Infrastructure Opportunity Fund II, L.P. See All Filings	D/A	2020-05-29 15:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001808071 Filed Document 0000950172-20-000094 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:09:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gaucho Group Holdings, Inc. See All Filings	D/A	2020-05-29 15:08:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-20-010116 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:08:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
iCapital - Schroder Adveq US V Access Fund, L.P. See All Filings	D	2020-05-29 15:06:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813402 Filed Document 0000897069-20-000252 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:06:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RoundPier Inc. See All Filings	D	2020-05-29 15:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811213 Filed Document 0001811213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 15:05:30 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR GLOBAL AGGREGATE TOTAL RETURN PORTFOLIO See All Filings	D/A	2020-05-29 14:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786071 Filed Document 0001786071-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VADE Group Inc. See All Filings	D	2020-05-29 14:55:13 UTC
Amount To Be Raised $1,128,381 Associated Brokers / Dealers N/A CIK Number 0001779473 Filed Document 0001779473-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:55:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Moss Hill Partners, L.P. See All Filings	D/A	2020-05-29 14:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509792 Filed Document 0001636062-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:53:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital SLP VI & SLA II Access Fund (U.S.), L.P. See All Filings	D	2020-05-29 14:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813153 Filed Document 0000897069-20-000251 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:51:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cytonics Corporation See All Filings	1-A/A	2020-05-29 14:51:07 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001421744 Filed Document 0001104659-20-067632 Accepted Date 2020-05-29 14:51:07 UTC Type of Offering 1-A/A Industry BIOLOGICAL PRODUCTS, (NO DISGNOSTIC SUBSTANCES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $365,169 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Woodbine Mill 2020 Core Bond Fund I See All Filings	D	2020-05-29 14:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812269 Filed Document 0001812269-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:50:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nineteen77 Global Multi-Strategy Alpha II Ltd See All Filings	D/A	2020-05-29 14:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc. CIK Number 0001502315 Filed Document 0001502315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROWNRIGG HARD CIDER, LLC See All Filings	C	2020-05-29 14:46:15 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $250,000 CIK Number 0001793446 Filed Document 0001670254-20-000404 Accepted Date 2020-05-29 14:46:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State WASHINGTON
Social Finance, Inc. See All Filings	D	2020-05-29 14:42:00 UTC
Amount To Be Raised $814,156,519 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:42:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Australia Funding Ltd Liability Co See All Filings	D	2020-05-29 14:41:48 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001812943 Filed Document 0001812943-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:41:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Bramble Hill Partners, LP See All Filings	D/A	2020-05-29 14:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636062 Filed Document 0001636062-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:25:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakhurst Real Estate Fund XII, LP See All Filings	D/A	2020-05-29 14:24:35 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777769 Filed Document 0001777769-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upgraid Inc. See All Filings	D	2020-05-29 14:14:10 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001806348 Filed Document 0001806348-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:14:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Heritage LLC See All Filings	D	2020-05-29 14:13:53 UTC
Amount To Be Raised $751,301 Associated Brokers / Dealers N/A CIK Number 0001812371 Filed Document 0001812371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:13:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Dan Clark Audio, Inc See All Filings	C	2020-05-29 14:13:22 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,989 CIK Number 0001808286 Filed Document 0001665160-20-000682 Accepted Date 2020-05-29 14:13:22 UTC Type of Offering C Security Offered Amount 1,466 Security Offered Type Common Stock State CALIFORNIA
MobileQubes Inc. See All Filings	D	2020-05-29 14:03:58 UTC
Amount To Be Raised $2,840,000 Associated Brokers / Dealers N/A CIK Number 0001743065 Filed Document 0001743065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:03:58 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
SI Post Oak MF, LP See All Filings	D	2020-05-29 14:03:11 UTC
Amount To Be Raised $7,558,500 Associated Brokers / Dealers N/A CIK Number 0001813616 Filed Document 0001813616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 14:03:11 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Smartec Products LLC See All Filings	D/A	2020-05-29 13:58:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001780957 Filed Document 0001780957-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-05-29 13:58:27 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
MobileQubes Solutions Inc. See All Filings	D	2020-05-29 13:53:58 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001813611 Filed Document 0001813611-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 13:53:58 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO See All Filings	D/A	2020-05-29 13:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524430 Filed Document 0001524430-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 13:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultimate Protector House of Champions Martial Arts Academy Inc See All Filings	C	2020-05-29 13:46:58 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $40,000 CIK Number 0001813135 Filed Document 0001746059-20-000157 Accepted Date 2020-05-29 13:46:58 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
Marble Capital - Lofts at Ballpark Side Car, L.P. See All Filings	D	2020-05-29 13:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813518 Filed Document 0001813518-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 13:42:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Maple Fund I, LLC See All Filings	D	2020-05-29 13:40:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001813592 Filed Document 0001813458-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-29 13:40:46 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Leadenhall Diversified Insurance Linked Investments Fund plc See All Filings	D	2020-05-29 13:40:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707865 Filed Document 0001658668-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-05-29 13:40:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund