|
|
D/A |
2020-05-29 17:04:46 UTC |
- Amount To Be Raised
- $275,000,000
- Associated Brokers / Dealers
- DeepWave Partners LLC
- CIK Number
- 0001777452
- Filed Document
- 0001012975-20-000511
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:04:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 17:04:09 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001760331
- Filed Document
- 0001760331-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:04:09 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 17:03:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pzena Financial Services, LLC
- CIK Number
- 0001740384
- Filed Document
- 0001315863-20-000512
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:03:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 17:01:28 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683110
- Filed Document
- 0001683110-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:01:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 17:00:25 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Dawson James Securities, Inc.
- CIK Number
- 0001470683
- Filed Document
- 0001104659-20-067829
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:00:25 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CHINA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-05-29 17:00:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741482
- Filed Document
- 0001741482-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 17:00:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:58:59 UTC |
- Amount To Be Raised
- $687,611
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813191
- Filed Document
- 0001085037-20-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:58:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 16:58:49 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Pickwick Capital Partners, LLC
- CIK Number
- 0001803682
- Filed Document
- 0001803682-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:58:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 16:58:13 UTC |
- Amount To Be Raised
- $50,298
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813191
- Filed Document
- 0001085037-20-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:58:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 16:57:42 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813599
- Filed Document
- 0001813599-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-05-29 16:57:42 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 16:57:28 UTC |
- Amount To Be Raised
- $45,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783796
- Filed Document
- 0001783796-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:57:28 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 16:57:19 UTC |
- Amount To Be Raised
- $110,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813185
- Filed Document
- 0001811928-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:57:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:56:45 UTC |
- Amount To Be Raised
- $15,040
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813191
- Filed Document
- 0001085037-20-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:56:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2020-05-29 16:55:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741480
- Filed Document
- 0001741480-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:55:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:50:01 UTC |
- Amount To Be Raised
- $275,000,000
- Associated Brokers / Dealers
- Lazard Freres & Co. LLC
- CIK Number
- 0001778007
- Filed Document
- 0001778007-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:50:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:48:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741472
- Filed Document
- 0001741472-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:48:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:48:45 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- D.A. Davidson
- CIK Number
- 0000844959
- Filed Document
- 0001775291-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:48:45 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-05-29 16:48:03 UTC |
- Amount To Be Raised
- $204,026
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813643
- Filed Document
- 0001813643-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:48:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:47:58 UTC |
- Amount To Be Raised
- $77,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813642
- Filed Document
- 0001813642-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:47:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A POS |
2020-05-29 16:47:50 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760319
- Filed Document
- 0001760319-20-000020
- Accepted Date
- 2020-05-29 16:47:50 UTC
- Type of Offering
- 1-A POS
- Industry
- PHARMACEUTICAL PREPARATIONS
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- CALIFORNIA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2020-05-29 16:47:27 UTC |
- Amount To Be Raised
- $110,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813136
- Filed Document
- 0001811928-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:47:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWEDEN
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:46:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001463536
- Filed Document
- 0001463536-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:46:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:43:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741469
- Filed Document
- 0001741469-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:43:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:42:54 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Fern Creek Ventures LLC
- CIK Number
- 0001812223
- Filed Document
- 0001812223-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:42:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:38:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741470
- Filed Document
- 0001741470-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:38:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2020-05-29 16:38:11 UTC |
- Financial Interest
- The intermediary will receive a security-compensation equal to 2% of the total number of securities sold in the offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001769923
- Filed Document
- 0001769923-20-000003
- Accepted Date
- 2020-05-29 16:38:11 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
D/A |
2020-05-29 16:35:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001752986
- Filed Document
- 0000899797-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:35:53 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 16:33:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741479
- Filed Document
- 0001741479-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:33:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:32:58 UTC |
- Amount To Be Raised
- $101,730
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813652
- Filed Document
- 0001813652-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:32:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:29:18 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813328
- Filed Document
- 0001813328-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:29:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:26:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741468
- Filed Document
- 0001741468-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:26:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A |
2020-05-29 16:25:47 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- StartEngine Primary LLC
- CIK Number
- 0001787792
- Filed Document
- 0001104659-20-067786
- Accepted Date
- 2020-05-29 16:25:47 UTC
- Type of Offering
- 1-A
- Industry
- ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS
- Offering Tier
- Tier2
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $3,864,706
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
Third Point Structured Credit Opportunities Offshore Fund LP
See All Filings
|
D |
2020-05-29 16:20:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001809919
- Filed Document
- 0000950142-20-001452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:20:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 16:20:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman BD LLC
- CIK Number
- 0001463537
- Filed Document
- 0001463537-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:20:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Third Point Structured Credit Opportunities Onshore Fund LP
See All Filings
|
D |
2020-05-29 16:20:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001810014
- Filed Document
- 0000950142-20-001451
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:20:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 16:19:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741473
- Filed Document
- 0001741473-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:19:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:19:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802793
- Filed Document
- 0001802793-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:19:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:17:06 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001812924
- Filed Document
- 0000905718-20-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:17:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 16:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741484
- Filed Document
- 0001741484-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:15:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-29 16:14:10 UTC |
- Amount To Be Raised
- $26,979,471
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509501
- Filed Document
- 0001567619-20-011341
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:14:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-29 16:13:55 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001812806
- Filed Document
- 0000905718-20-000523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:13:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
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D/A |
2020-05-29 16:10:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741477
- Filed Document
- 0001741477-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:10:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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|
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C/A |
2020-05-29 16:10:29 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001687610
- Filed Document
- 0001687610-20-000003
- Accepted Date
- 2020-05-29 16:10:29 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 57,817
- Security Offered Type
- Preferred Stock
- State
- CALIFORNIA
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|
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D |
2020-05-29 16:06:41 UTC |
- Amount To Be Raised
- $2,140,507
- Associated Brokers / Dealers
- CORMARK SECURITIES (USA) LIMITED
- CIK Number
- 0001286973
- Filed Document
- 0001286973-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:06:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-29 16:05:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kim M. Pedersen, CFA, Stifel, Nicolaus & Company, Incorporated, J.P. Morgan Securities LLC, Magenta Capital Services Ltd., INTE Securities LLC dba TritonLake, M2O Private Fund Advisors LLC, and Fund Placement Israel Ltd.
- CIK Number
- 0001741476
- Filed Document
- 0001741476-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 16:05:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2020-05-29 15:54:55 UTC |
- Financial Interest
- The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001690474
- Filed Document
- 0001690474-20-000009
- Accepted Date
- 2020-05-29 15:54:55 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 60,000
- Security Offered Type
- Other
- State
- CALIFORNIA
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|
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D |
2020-05-29 15:51:57 UTC |
- Amount To Be Raised
- $1,440,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810834
- Filed Document
- 0001810834-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 15:51:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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|
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D |
2020-05-29 15:51:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812270
- Filed Document
- 0001812270-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 15:51:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-29 15:50:09 UTC |
- Amount To Be Raised
- $650,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773278
- Filed Document
- 0001773278-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-29 15:50:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C/A |
2020-05-29 15:49:22 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $1,000,000
- CIK Number
- 0001766415
- Filed Document
- 0001669191-20-000279
- Accepted Date
- 2020-05-29 15:49:22 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- MICHIGAN
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