Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Burlington Code Academy, Inc. See All Filings	D	2020-06-04 15:31:24 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001814213 Filed Document 0001814213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:31:24 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Layer 7 SYNC Holdings LLC See All Filings	D/A	2020-06-04 15:30:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001733920 Filed Document 0001733920-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:30:21 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIVIROD LLC See All Filings	D	2020-06-04 15:29:49 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001733728 Filed Document 0001733728-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:29:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Kineta, Inc. See All Filings	D	2020-06-04 15:27:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:27:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Proformex, LLC See All Filings	D	2020-06-04 15:25:11 UTC
Amount To Be Raised $960,345 Associated Brokers / Dealers N/A CIK Number 0001752127 Filed Document 0001785020-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:25:11 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Atlas Institutional Equity Fund, L.P. See All Filings	D	2020-06-04 15:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001813513 Filed Document 0001813513-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:22:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proformex, Inc. See All Filings	D	2020-06-04 15:15:00 UTC
Amount To Be Raised $2,410,345 Associated Brokers / Dealers N/A CIK Number 0001785020 Filed Document 0001785020-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:15:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
TriplePoint Private Venture Credit Inc. See All Filings	D	2020-06-04 15:13:59 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001792509 Filed Document 0001792509-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:13:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumeda Inc. See All Filings	D/A	2020-06-04 15:12:49 UTC
Amount To Be Raised $1,065,000 Associated Brokers / Dealers N/A CIK Number 0001804764 Filed Document 0001804764-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:12:49 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CLEARWATER OPPORTUNITY FUND, LLLP See All Filings	D/A	2020-06-04 15:09:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719498 Filed Document 0001566114-20-000086 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:09:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AvidXchange, Inc. See All Filings	D	2020-06-04 15:01:15 UTC
Amount To Be Raised $8,009,493 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001117565 Filed Document 0001015325-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:01:15 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTY FUND LLC See All Filings	D/A	2020-06-04 15:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 15:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Navitas Capital Co-Invest II-D, L.P. See All Filings	D	2020-06-04 14:57:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001813062 Filed Document 0001813062-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:57:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otis Gallery LLC See All Filings	1-A POS	2020-06-04 14:49:17 UTC
Amount To Be Raised $1,467,500 Associated Brokers / Dealers N/A CIK Number 0001767876 Filed Document 0001767876-20-000025 Accepted Date 2020-06-04 14:49:17 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Charlie Health, Inc. See All Filings	D	2020-06-04 14:47:20 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001813771 Filed Document 0001813771-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:47:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
OpenExchange, Inc. See All Filings	D	2020-06-04 14:36:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001519234 Filed Document 0001519234-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:36:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Ventures Co-Invest Fund, LLC - Investment Series 3 See All Filings	D	2020-06-04 14:35:10 UTC
Amount To Be Raised $2,046,120 Associated Brokers / Dealers N/A CIK Number 0001812570 Filed Document 0001812570-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:35:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Exchange, Inc. See All Filings	D	2020-06-04 14:34:12 UTC
Amount To Be Raised $4,780,800 Associated Brokers / Dealers N/A CIK Number 0001775973 Filed Document 0001775973-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:34:12 UTC Type of Offering D Industry Other Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Offshore Fund, Ltd. See All Filings	D/A	2020-06-04 14:30:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710180 Filed Document 0000935836-20-000327 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:30:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actium High Yield Loan Fund VI LLC See All Filings	D	2020-06-04 14:26:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001813054 Filed Document 0001209191-20-034399 Exclusions or Exemptions 506c Accepted Date 2020-06-04 14:26:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MUUKLABS INC. See All Filings	D	2020-06-04 14:24:21 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001813741 Filed Document 0001813741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:24:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2020-06-04 14:24:12 UTC
Amount To Be Raised $2,490,000 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001546162-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:24:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PanTher Therapeutics, Inc. See All Filings	D	2020-06-04 14:18:53 UTC
Amount To Be Raised $7,027,513 Associated Brokers / Dealers N/A CIK Number 0001644045 Filed Document 0001644045-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:18:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ATMOSPHERIC PLASMA SOLUTIONS, INC. See All Filings	D	2020-06-04 14:17:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001647390 Filed Document 0001647390-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:17:29 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Overseas Fund Ltd. See All Filings	D/A	2020-06-04 14:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609715 Filed Document 0000919574-20-003942 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
63-002295 Capital Trust See All Filings	D/A	2020-06-04 14:13:27 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers 63-002295 Capital Trust CIK Number 0001812617 Filed Document 0001812617-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:13:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
UB Bancorp See All Filings	D	2020-06-04 14:11:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0001813816 Filed Document 0001813816-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-04 14:11:21 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Darsana Fund LP See All Filings	D/A	2020-06-04 14:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609507 Filed Document 0000919574-20-003940 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Go Blue Investors, LLC See All Filings	D	2020-06-04 14:08:03 UTC
Amount To Be Raised $265,260 Associated Brokers / Dealers N/A CIK Number 0001812733 Filed Document 0001812079-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karlov Street Ventures I, LLC See All Filings	D	2020-06-04 14:04:18 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001814158 Filed Document 0001814158-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:04:18 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TIFF Sustainable Equity Fund, L.P. See All Filings	D	2020-06-04 14:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814154 Filed Document 0001567619-20-011690 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF Co-Invest - EFG, LLC See All Filings	D	2020-06-04 14:02:27 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001812241 Filed Document 0001812241-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 14:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIFF Sustainability Fund, L.P. See All Filings	D	2020-06-04 13:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814153 Filed Document 0001567619-20-011688 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:58:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VeraBank, Inc. See All Filings	D	2020-06-04 13:55:59 UTC
Amount To Be Raised $41,500,000 Associated Brokers / Dealers Piper Sandler & Co. CIK Number 0000878355 Filed Document 0000878355-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:55:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Route4Me, Inc. See All Filings	D	2020-06-04 13:54:31 UTC
Amount To Be Raised $6,046 Associated Brokers / Dealers N/A CIK Number 0001813144 Filed Document 0001813144-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:54:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hundy, Inc. See All Filings	C	2020-06-04 13:31:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $448,375 CIK Number 0001785044 Filed Document 0001665160-20-000707 Accepted Date 2020-06-04 13:31:41 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
Aspiration Ventures NR Fund LLC See All Filings	D	2020-06-04 13:18:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001814125 Filed Document 0001813591-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:18:11 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LBA Sunstone Fund I, LP See All Filings	D/A	2020-06-04 13:17:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780977 Filed Document 0001780977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Thames Absolute Return Offshore Fund, Ltd See All Filings	D/A	2020-06-04 13:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694069 Filed Document 0000919574-20-003937 Exclusions or Exemptions 506b Accepted Date 2020-06-04 13:06:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AH Bio Fund III-B, L.P. See All Filings	D	2020-06-04 13:04:15 UTC
Amount To Be Raised $18,043,869 Associated Brokers / Dealers N/A CIK Number 0001799480 Filed Document 0001799480-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-04 13:04:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LendingRobot LLC See All Filings	D/A	2020-06-04 13:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690580 Filed Document 0001690580-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-04 13:00:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philotimo Fund, LP See All Filings	D/A	2020-06-04 12:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688522 Filed Document 0001688522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cota Growth Offshore Fund, Ltd. See All Filings	D/A	2020-06-04 12:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779382 Filed Document 0000935836-20-000325 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:56:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Wellness International, Inc. See All Filings	1-A/A	2020-06-04 12:54:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001744320 Filed Document 0001477932-20-003219 Accepted Date 2020-06-04 12:54:54 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $95,098 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
SPRINGFIELD PARTNERS LP See All Filings	D/A	2020-06-04 12:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001814143-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thames Absolute Return Fund, LP See All Filings	D/A	2020-06-04 12:52:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694053 Filed Document 0000919574-20-003934 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:52:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EPH Members Feeder, LP See All Filings	D	2020-06-04 12:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812406 Filed Document 0001812406-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPH Redevelopment Co-Invest, L.P. See All Filings	D	2020-06-04 12:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811929 Filed Document 0001812406-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:48:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2020-06-04 12:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0001814143-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Jarnvag Fund, L.P. See All Filings	D	2020-06-04 12:39:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810626 Filed Document 0001012975-20-000530 Exclusions or Exemptions 506b Accepted Date 2020-06-04 12:39:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund