Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hiven Inc. See All Filings	D	2020-06-11 18:13:37 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001811801 Filed Document 0001811801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 18:13:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Credit Strategies REIT, Inc. See All Filings	D	2020-06-11 17:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814547 Filed Document 0001814547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:56:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RiskIQ, Inc. See All Filings	D	2020-06-11 17:56:16 UTC
Amount To Be Raised $19,999,990 Associated Brokers / Dealers N/A CIK Number 0001565618 Filed Document 0001565618-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:56:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Air Lab, Inc. See All Filings	D	2020-06-11 17:55:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001761957 Filed Document 0001761957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:55:09 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Make a Difference Ventures Limited Partnership See All Filings	D	2020-06-11 17:53:19 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001814843 Filed Document 0001814369-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-11 17:53:19 UTC Type of Offering D Industry Energy Conservation Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Aten Technology, Inc. See All Filings	D	2020-06-11 17:48:39 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001814905 Filed Document 0001814905-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:48:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2020-06-11 17:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2020-06-11 17:41:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:41:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agro 1 LLC See All Filings	D	2020-06-11 17:41:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001810414 Filed Document 0001810414-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:41:25 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
AHAN-I LTD. See All Filings	D/A	2020-06-11 17:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779996 Filed Document 0001405086-20-000171 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:38:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RetailerX, Inc. See All Filings	D	2020-06-11 17:38:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001813210 Filed Document 0001813210-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:38:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Arohi Emerging India Fund See All Filings	D/A	2020-06-11 17:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778080 Filed Document 0001405086-20-000170 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Autonomous Partners LP See All Filings	D/A	2020-06-11 17:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722025 Filed Document 0001722025-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-11 17:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arohi Emerging Asia Fund See All Filings	D/A	2020-06-11 17:35:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552784 Filed Document 0001405086-20-000169 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:35:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tetra Bio-Pharma Inc. See All Filings	D	2020-06-11 17:34:55 UTC
Amount To Be Raised $371,020 Associated Brokers / Dealers CANACCORD GENUITY LLC CIK Number 0001814888 Filed Document 0001814888-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:34:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
WHEELER LEGACY TRUST See All Filings	D	2020-06-11 17:32:25 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers WHEELER LEGACY TRUST CIK Number 0001786010 Filed Document 0001786010-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:32:25 UTC Type of Offering D Industry Investment Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Oval Park SPV C&P LLC See All Filings	D	2020-06-11 17:14:41 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001814553 Filed Document 0001814553-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:14:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brazil Potash Corp. See All Filings	1-A/A	2020-06-11 17:08:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001472326 Filed Document 0001594062-20-000053 Accepted Date 2020-06-11 17:08:42 UTC Type of Offering 1-A/A Industry MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS) Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction ONTARIO, CANADA Type of Security Equity (common or preferred stock)
Ashbridge Transformational Secondaries Fund II (Parallel I), LP See All Filings	D/A	2020-06-11 17:08:30 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Plc, London, Zurich Branch, and Morgan Stanley Investment Management (Japan) Co., Ltd. CIK Number 0001804884 Filed Document 0000950103-20-011494 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS IV, L.P. See All Filings	D	2020-06-11 17:07:53 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001814332 Filed Document 0001814332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:07:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN REALTY PARTNERS SERIES IV, L.L.C. See All Filings	D	2020-06-11 17:07:03 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001814331 Filed Document 0001814331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:07:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENTE US Feeder Fund, L.P. See All Filings	D	2020-06-11 17:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743732 Filed Document 0001567619-20-012024 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:06:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS H IV, L.P. See All Filings	D	2020-06-11 17:05:35 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001814353 Filed Document 0001814353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:05:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellex II Co-Investment NY LP See All Filings	D	2020-06-11 17:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810571 Filed Document 0001810571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ahoy Technologies, Inc. See All Filings	D/A	2020-06-11 17:05:05 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001774287 Filed Document 0001774287-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-11 17:05:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
MERIDIAN REALTY PARTNERS NUS IV, L.P. See All Filings	D	2020-06-11 17:04:19 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001814358 Filed Document 0001814358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Credit Opportunities Fund V Expansion (E) LP See All Filings	D	2020-06-11 17:04:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001813882 Filed Document 0000950172-20-000099 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:04:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Credit Opportunities Fund V Expansion (B) LP See All Filings	D	2020-06-11 17:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001813879 Filed Document 0000950172-20-000098 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:02:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varde Dislocation Fund, L.P. See All Filings	D	2020-06-11 17:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001809488 Filed Document 0000950142-20-001557 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:01:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Dislocation Fund (Offshore), L.P. See All Filings	D	2020-06-11 17:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001809451 Filed Document 0000950142-20-001556 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Credit Opportunities Fund V Expansion (A) LP See All Filings	D	2020-06-11 17:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001813876 Filed Document 0000950172-20-000097 Exclusions or Exemptions 506b Accepted Date 2020-06-11 17:00:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Clark Park, LLC See All Filings	D/A	2020-06-11 16:58:11 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers N/A CIK Number 0001769115 Filed Document 0001769115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:58:11 UTC Type of Offering D/A Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
St. Elmo Apts LP, LLC See All Filings	D	2020-06-11 16:54:59 UTC
Amount To Be Raised $17,861,224 Associated Brokers / Dealers N/A CIK Number 0001808392 Filed Document 0001808392-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-11 16:54:59 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dome Audio Inc. See All Filings	C/A	2020-06-11 16:52:54 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001781955 Filed Document 0001669191-20-000306 Accepted Date 2020-06-11 16:52:54 UTC Type of Offering C/A Security Offered Amount 31,250 Security Offered Type Common Stock State NEW JERSEY
4029, LLC See All Filings	D	2020-06-11 16:49:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001814825 Filed Document 0001814825-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:49:40 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PRE Brands LLC See All Filings	D	2020-06-11 16:42:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001679871 Filed Document 0001679871-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:42:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UIP Mozart & Waring Invest, LLC See All Filings	D	2020-06-11 16:40:45 UTC
Amount To Be Raised $1,605,000 Associated Brokers / Dealers N/A CIK Number 0001813494 Filed Document 0001813494-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-11 16:40:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment IV (Feeder), L.P. See All Filings	D	2020-06-11 16:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790661 Filed Document 0001315863-20-000522 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD PROPERTIES ONSHORE FUND I, L.P. See All Filings	D/A	2020-06-11 16:33:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None CIK Number 0001769469 Filed Document 0001567619-20-012018 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:33:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sphero, Inc. See All Filings	D	2020-06-11 16:32:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BROOKWOOD PROPERTIES OFFSHORE FUND I, L.P. See All Filings	D/A	2020-06-11 16:31:10 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None and None CIK Number 0001769468 Filed Document 0001567619-20-012016 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:31:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CC - Addition One, L.P. See All Filings	D	2020-06-11 16:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814568 Filed Document 0000919574-20-004032 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD PROPERTIES INVESTMENT FUND I, L.P. See All Filings	D/A	2020-06-11 16:28:25 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None CIK Number 0001769467 Filed Document 0001567619-20-012014 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:28:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Belstar Credit Opportunities Fund LLC See All Filings	D	2020-06-11 16:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814023 Filed Document 0001814023-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Fixed Term Fund-IX Segregated Portfolio Co See All Filings	D/A	2020-06-11 16:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001684141 Filed Document 0001684141-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo ANRP Co-Investors III (A), L.P. See All Filings	D	2020-06-11 16:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761388 Filed Document 0001315863-20-000521 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brigade ABS Fund I LP See All Filings	D/A	2020-06-11 16:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727647 Filed Document 0000919574-20-004029 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:03:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOPKINS MORTGAGE FUND LLC See All Filings	D/A	2020-06-11 16:02:26 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000913509 Filed Document 0001396153-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-11 16:02:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
Concordia Municipal Opportunities Master Fund L.P. See All Filings	D	2020-06-11 15:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001814600 Filed Document 0001814600-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-11 15:55:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logista Fund LP See All Filings	D/A	2020-06-11 15:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567468 Filed Document 0001742920-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-11 15:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund