|
|
D |
2020-06-12 10:55:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814583
- Filed Document
- 0001814583-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:55:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-12 10:54:34 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, and American Trust Investment Services, Inc.
- CIK Number
- 0001796837
- Filed Document
- 0001796837-20-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:54:34 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:54:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mercury Capital Advisors, LLC
- CIK Number
- 0001676448
- Filed Document
- 0000919574-20-004063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:54:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 10:53:07 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814868
- Filed Document
- 0001814868-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:53:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
1-A POS |
2020-06-12 10:47:46 UTC |
- Amount To Be Raised
- $1,680,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767876
- Filed Document
- 0001767876-20-000028
- Accepted Date
- 2020-06-12 10:47:46 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-BUSINESS SERVICES, NEC
- Offering Tier
- Tier2
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $0
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2020-06-12 10:44:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557452
- Filed Document
- 0000919574-20-004061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:44:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:42:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729482
- Filed Document
- 0000899140-20-000294
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:42:21 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:40:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001173945
- Filed Document
- 0000919574-20-004060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:40:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:33:52 UTC |
- Amount To Be Raised
- $53,544,255
- Associated Brokers / Dealers
- Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, The Strategic Financial Alliance, Center Street Securities, Inc., Woodbury Financial Services, Inc., Investacorp, Inc., and Purshe Kaplan Sterling Investments
- CIK Number
- 0001793634
- Filed Document
- 0001793634-20-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:33:52 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:25:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468281
- Filed Document
- 0000919574-20-004058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:25:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 10:23:04 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732781
- Filed Document
- 0001732781-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:23:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:21:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379269
- Filed Document
- 0000919574-20-004056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:21:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:16:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645285
- Filed Document
- 0001645285-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:16:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-12 10:16:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GREENTECH CAPITAL ADVISORS SECURITIES, LLC and CORNWALL PARTNERS, LLC
- CIK Number
- 0001779543
- Filed Document
- 0000919574-20-004053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:16:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:10:07 UTC |
- Amount To Be Raised
- $46,217,570
- Associated Brokers / Dealers
- Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, McDermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., Lincoln Financial Securities Corp, Parkland Securities, LLC, Sagepoint Financial, Inc., Ameritas Investment Corp., WealthForge Securities LLC, RCX Capital Group, LLC, Sigma Financial Corporation, Metropolitan Capital Investment Banc Inc., Cabot Lodge Securities LLC, FSC Securities Corporation, International Assets Advisory, LLC, and DAI Securities LLC
- CIK Number
- 0001791755
- Filed Document
- 0001791755-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:10:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:09:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664000
- Filed Document
- 0000919574-20-004049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:09:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:06:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Lloyd Hillson, Robert F. Rieger, Darrell Habben Jr., Robert Alfred Hering, and Joseph James Gallagher
- CIK Number
- 0001362224
- Filed Document
- 0000919574-20-004047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:06:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 10:06:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779643
- Filed Document
- 0000943663-20-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:06:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 10:00:06 UTC |
- Amount To Be Raised
- $36,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814942
- Filed Document
- 0001405086-20-000172
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 10:00:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C/A |
2020-06-12 09:58:28 UTC |
- Financial Interest
- None.
- Filing Platform
- NetCapital Funding Portal Inc.
- Offering Amount
- $1,000,000
- CIK Number
- 0001766415
- Filed Document
- 0001669191-20-000308
- Accepted Date
- 2020-06-12 09:58:28 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 10,000
- Security Offered Type
- Common Stock
- State
- MICHIGAN
|
|
|
D |
2020-06-12 09:51:04 UTC |
- Amount To Be Raised
- $6,939,180
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739266
- Filed Document
- 0001739266-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:51:04 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 09:48:26 UTC |
- Amount To Be Raised
- $1
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814938
- Filed Document
- 0001814938-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:48:26 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 09:44:11 UTC |
- Amount To Be Raised
- $280,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814821
- Filed Document
- 0001814821-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:44:11 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-12 09:43:01 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814301
- Filed Document
- 0001814301-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:43:01 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 09:30:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- JVM Securities, LLC
- CIK Number
- 0001805325
- Filed Document
- 0001805325-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:30:19 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 09:25:49 UTC |
- Amount To Be Raised
- $2,043,675,000
- Associated Brokers / Dealers
- First Avenue Partners LLP, FAP USA, L.P., and Conning Investment Products, Inc.
- CIK Number
- 0001770626
- Filed Document
- 0001770626-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:25:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-12 09:24:51 UTC |
- Amount To Be Raised
- $90,944,020
- Associated Brokers / Dealers
- JMP Securities
- CIK Number
- 0001620463
- Filed Document
- 0001620463-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:24:51 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 09:04:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001560917
- Filed Document
- 0001780338-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 09:04:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 08:58:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523133
- Filed Document
- 0000902664-20-002379
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:58:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 08:55:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523132
- Filed Document
- 0000902664-20-002378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:55:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 08:54:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645548
- Filed Document
- 0001645548-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:54:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-12 08:51:58 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565499
- Filed Document
- 0001565499-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:51:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 08:51:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001560916
- Filed Document
- 0001780338-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:51:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 08:48:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411439
- Filed Document
- 0000902664-20-002377
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 08:48:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AllianceBernstein Next 50 Emerging Markets (Delaware) Fund, L.P.
See All Filings
|
D/A |
2020-06-12 07:57:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604390
- Filed Document
- 0000902664-20-002376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 07:57:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 07:55:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709283
- Filed Document
- 0000902664-20-002375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 07:55:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 07:52:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709282
- Filed Document
- 0000902664-20-002374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 07:52:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-12 07:48:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676872
- Filed Document
- 0000902664-20-002373
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 07:48:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-12 07:28:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814669
- Filed Document
- 0001315863-20-000523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-12 07:28:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-11 21:42:10 UTC |
- Amount To Be Raised
- $2,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811531
- Filed Document
- 0001811531-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 21:42:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-11 20:37:49 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814865
- Filed Document
- 0001814865-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 20:37:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-11 20:35:49 UTC |
- Amount To Be Raised
- $4,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792974
- Filed Document
- 0001792974-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 20:35:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-11 19:58:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579417
- Filed Document
- 0001579417-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 19:58:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-11 19:45:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814727
- Filed Document
- 0001814727-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-06-11 19:45:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2020-06-11 19:39:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814864
- Filed Document
- 0001814451-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-06-11 19:39:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-11 19:37:47 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814939
- Filed Document
- 0001814939-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 19:37:47 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-06-11 19:32:54 UTC |
- Amount To Be Raised
- $251,134
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480313
- Filed Document
- 0001534122-20-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 19:32:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2020-06-11 18:54:29 UTC |
- Financial Interest
- The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,070,000
- CIK Number
- 0001807049
- Filed Document
- 0001807049-20-000002
- Accepted Date
- 2020-06-11 18:54:29 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW YORK
|
|
|
C |
2020-06-11 18:21:33 UTC |
- Financial Interest
- SI Securities will receive equity compensation equal to 5% of the number of securities sold.
- Filing Platform
- SI SECURITIES, LLC
- Offering Amount
- $1,000,000
- CIK Number
- 0001743098
- Filed Document
- 0001743098-20-000002
- Accepted Date
- 2020-06-11 18:21:33 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- PENNSYLVANIA
|
|
|
D |
2020-06-11 18:16:58 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- WestPark Capital Inc.
- CIK Number
- 0001429393
- Filed Document
- 0001393905-20-000189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-11 18:16:58 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|