Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PRISA III Fund LP See All Filings	D/A	2018-09-28 17:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001417154 Filed Document 0001417154-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BEVCANNA ENTERPRISES INC. See All Filings	D	2018-09-28 17:28:10 UTC
Amount To Be Raised $63,965 Associated Brokers / Dealers N/A CIK Number 0001754180 Filed Document 0001085037-18-000101 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:28:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
North Fourth Offshore Fund Ltd. See All Filings	D	2018-09-28 17:27:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754614 Filed Document 0001754614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:27:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMMTP-1, L.P. See All Filings	D	2018-09-28 17:20:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745250 Filed Document 0001754663-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:20:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS Power Fund III Feeder 2B, L.P. See All Filings	D	2018-09-28 17:19:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001754094 Filed Document 0001754094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Korea REIT, LLC See All Filings	D	2018-09-28 17:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745283 Filed Document 0001754663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:12:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIOCORP DEVELOPMENTS LTD See All Filings	D	2018-09-28 17:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512228 Filed Document 0001615774-18-010207 Exclusions or Exemptions 506b Accepted Date 2018-09-28 17:06:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Laurel Ridge Managed Futures Fund See All Filings	D	2018-09-28 16:55:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754660 Filed Document 0001754660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:55:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Graphrs, Inc. See All Filings	D	2018-09-28 16:55:15 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001737333 Filed Document 0001737333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:55:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVOLUTION FUND I CO-INVESTMENT, L.P. See All Filings	D	2018-09-28 16:53:43 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001754653 Filed Document 0001754653-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:53:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montana Craft Malt Co See All Filings	D	2018-09-28 16:49:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001754419 Filed Document 0001382963-18-000133 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:49:28 UTC Type of Offering D Industry Agriculture Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Burst Capital, L.P. See All Filings	D	2018-09-28 16:43:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001750829 Filed Document 0001750829-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:43:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KATZ PARK RIDGE LLC See All Filings	D	2018-09-28 16:28:13 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001753664 Filed Document 0001753664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:28:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ELEVATION CAPITAL SERIES 1, L.P. See All Filings	D	2018-09-28 16:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754479 Filed Document 0001754479-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:27:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PrepClass, Inc. See All Filings	D	2018-09-28 16:26:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001751253 Filed Document 0001751253-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:26:08 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ENT&C Holdings LLC See All Filings	D	2018-09-28 16:25:41 UTC
Amount To Be Raised $30,743,000 Associated Brokers / Dealers N/A CIK Number 0001754621 Filed Document 0001754621-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:25:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hosho Group, Inc. See All Filings	D	2018-09-28 16:18:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001728861 Filed Document 0001728861-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:18:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
New Energy Capital Infrastructure Credit Fund II-A LP See All Filings	D	2018-09-28 16:10:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001754657 Filed Document 0001754657-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:10:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human, Inc See All Filings	D	2018-09-28 16:08:35 UTC
Amount To Be Raised $25,217,678 Associated Brokers / Dealers N/A CIK Number 0001657200 Filed Document 0001657200-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:08:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TIMBERFISH LLC See All Filings	D/A	2018-09-28 16:01:37 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001685611 Filed Document 0001685611-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 16:01:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Scientific Environmental Design, Inc. See All Filings	D/A	2018-09-28 15:59:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001698178 Filed Document 0001698178-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:59:24 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Convoy, Inc. See All Filings	D	2018-09-28 15:52:53 UTC
Amount To Be Raised $185,000,000 Associated Brokers / Dealers N/A CIK Number 0001754407 Filed Document 0001754407-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:52:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D/A	2018-09-28 15:50:41 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:50:41 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Prisma Apex Equity Private Investors LP See All Filings	D/A	2018-09-28 15:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645223 Filed Document 0000902664-18-003581 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:49:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Apex Equity Fund LP See All Filings	D/A	2018-09-28 15:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638099 Filed Document 0000902664-18-003580 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Merion Locust Grove, L.P. See All Filings	D	2018-09-28 15:48:05 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers MainLine Securities LLC CIK Number 0001753602 Filed Document 0001753593-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:48:05 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington CH, LLC See All Filings	D/A	2018-09-28 15:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-18-003579 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:47:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Spectrum Fund Ltd See All Filings	D/A	2018-09-28 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001460067 Filed Document 0000902664-18-003578 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PRISMA SPECTRUM FUND LP See All Filings	D/A	2018-09-28 15:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Structured Finance Americas LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001327498 Filed Document 0000902664-18-003577 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Select Fund II LP See All Filings	D/A	2018-09-28 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315588 Filed Document 0000902664-18-003576 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock I SPI LLC See All Filings	D	2018-09-28 15:43:19 UTC
Amount To Be Raised $1,158,930 Associated Brokers / Dealers N/A CIK Number 0001738912 Filed Document 0001738912-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Prisma Focus Fund LP See All Filings	D/A	2018-09-28 15:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507908 Filed Document 0000902664-18-003575 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIMBERFISH LLC See All Filings	D/A	2018-09-28 15:41:11 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001685611 Filed Document 0001685611-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:41:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BC Exchange Northgate DST See All Filings	D/A	2018-09-28 15:38:00 UTC
Amount To Be Raised $27,658,402 Associated Brokers / Dealers Craig I. Bloom and Phillip Knight CIK Number 0001748774 Filed Document 0001748774-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:38:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PG Jordan Creek LLC See All Filings	D	2018-09-28 15:34:11 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001753874 Filed Document 0000897069-18-000565 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:34:11 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Mercato Partners Savory IV, L.P. See All Filings	D	2018-09-28 15:29:52 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001754357 Filed Document 0001754357-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:29:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Machaon US Fund LP See All Filings	D	2018-09-28 15:29:15 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001754352 Filed Document 0001754352-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capella Space Corp. See All Filings	D	2018-09-28 15:23:56 UTC
Amount To Be Raised $28,999,984 Associated Brokers / Dealers N/A CIK Number 0001706815 Filed Document 0001706815-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:23:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Groton, L.P. See All Filings	D	2018-09-28 15:19:45 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers MainLine Securities LLC CIK Number 0001753593 Filed Document 0001753593-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:19:45 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
API Permian #3 Joint Venture See All Filings	D/A	2018-09-28 15:16:58 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001750619 Filed Document 0001750619-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:16:58 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BC Exchange Vasco DST See All Filings	D/A	2018-09-28 15:16:08 UTC
Amount To Be Raised $17,906,336 Associated Brokers / Dealers Daniel Mercer, Joseph Insalaco, Reed Haimson, Dwayne W. Powell, Robert J. Comeaux, Jr, Kurt C. Jackson, Brian Ragen, Hiro Kagiyama, Kent Fitzpatrick, Herb Alston, Andrew Friedman, David Roggenkamp, Clay H. Sorrick, Jr, Jay Newland, Bryan C. Hakola, Gary L. Chapman, Accursion Joseph Indelicato, Norma Nisbet, Brandon Masbrunch, Kerri Sullivan-Kreiss, Eric Peterson, Caleb Huftalin, and Jason M. Nelson CIK Number 0001725273 Filed Document 0001725273-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:16:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Quantiphi, Inc. See All Filings	D/A	2018-09-28 15:16:06 UTC
Amount To Be Raised $3,410,000 Associated Brokers / Dealers N/A CIK Number 0001753304 Filed Document 0001753304-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-28 15:16:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Prisma Apex Equity Fund Ltd. See All Filings	D/A	2018-09-28 14:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638098 Filed Document 0000902664-18-003574 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:56:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Enhanced Fixed Income Fund Ltd See All Filings	D/A	2018-09-28 14:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460155 Filed Document 0000902664-18-003573 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polar Bear Fund LP See All Filings	D/A	2018-09-28 14:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479798 Filed Document 0000902664-18-003572 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:52:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sincerely Tea Inc. See All Filings	D	2018-09-28 14:51:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001754589 Filed Document 0001754589-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:51:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Prisma Focus Fund Ltd See All Filings	D/A	2018-09-28 14:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-18-003571 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:50:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TOWN HALL VENTURES, L.P. See All Filings	D	2018-09-28 14:49:22 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001754602 Filed Document 0001405086-18-000183 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:49:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Help Get Sponsors, Inc. See All Filings	D/A	2018-09-28 14:43:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001611863 Filed Document 0001611863-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:43:47 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mid Europa Fund Investments LP See All Filings	D	2018-09-28 14:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754338 Filed Document 0001754338-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-28 14:30:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund