Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Senrigan Fund Ltd See All Filings	D/A	2019-01-16 14:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:35:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park 23rd APT Pell City, LLC See All Filings	D	2019-01-16 14:33:09 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001764977 Filed Document 0001764977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:33:09 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SOLAMERE PORTFOLIO CO INVESTMENTS III, LLC See All Filings	D	2019-01-16 14:31:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764661 Filed Document 0001764661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-01-16 14:31:45 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Michael Curley, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, Ahmad Husami, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S. Paul Lorusso, James Warring, Patrick Conway, N. William Vertrees, Kevin Ryan, Derrigan Sheedy, William Upson, Injil Muhammad, Troy Thomas, Byron Ishiwata, Kevin Hughes, Edward Waldron, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, James Guare, Jonathan Khalavsky, Ronald Gay, Ryan Haag, Jack Morrison, RCX Capital Group LLC, Richard Holtan, Thomas Prieur, J David Bayarena, Thomas Scheiman, Brian Vosberg, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Brett Jenson, Nathaniel Edie, Peter Fisher, Grant Conness, Vernon Henifin, Bhavin Mehta, Kirk Miller, Jeff Morris, Randall Kaup, Gregory Hunter, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Max Larsen, Mark Bonhard, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Jeffrey Gustafson, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, John Orito, Scott Brown, Caleb Tsang, and Gene Alvin Brehm CIK Number 0001757500 Filed Document 0001747750-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:31:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
15 LAWMAN/MIRRORBLACK, LLC See All Filings	D	2019-01-16 14:29:16 UTC
Amount To Be Raised $128,700 Associated Brokers / Dealers N/A CIK Number 0001760787 Filed Document 0001765075-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:29:16 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Q30 Sports Science, LLC See All Filings	D	2019-01-16 14:23:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610870 Filed Document 0001610870-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:23:15 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Strat TFR Investor LLC See All Filings	D	2019-01-16 14:22:16 UTC
Amount To Be Raised $412,500 Associated Brokers / Dealers N/A CIK Number 0001764802 Filed Document 0001144204-19-001828 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:22:16 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HW Hedged Value, L.P. See All Filings	D/A	2019-01-16 14:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Partners Micro Cap Fund, LP See All Filings	D/A	2019-01-16 14:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720028 Filed Document 0001720028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:17:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Pacific Real Estate Fund III, L.P. See All Filings	D/A	2019-01-16 14:15:14 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001733054 Filed Document 0001733054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 MALIBU MOON/WICKED RIDE, LLC See All Filings	D	2019-01-16 14:09:40 UTC
Amount To Be Raised $94,500 Associated Brokers / Dealers N/A CIK Number 0001765075 Filed Document 0001765075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NEUBERGER BERMAN DYNAMIC BETA NAVIGATOR FUND LTD. See All Filings	D/A	2019-01-16 14:08:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617282 Filed Document 0001567619-19-001213 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:08:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2019-01-16 14:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471591 Filed Document 0001315863-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund V Feeder, L.P. See All Filings	D	2019-01-16 14:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764436 Filed Document 0001764436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 14:02:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 1X Fund, Ltd. See All Filings	D/A	2019-01-16 13:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471587 Filed Document 0001315863-19-000057 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2019-01-16 13:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001601342 Filed Document 0001013594-19-000052 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
EUDORA INVESTMENT FUNDS ICAV See All Filings	D/A	2019-01-16 13:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC and Morningside Securities LLC CIK Number 0001593644 Filed Document 0001013594-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
LAV Biosciences Fund V, L.P. See All Filings	D	2019-01-16 13:56:24 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001764435 Filed Document 0001764435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Tactical Aggressive Fund II LLC See All Filings	D/A	2019-01-16 13:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566704 Filed Document 0001315863-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OceanBeachWind, a series of 37Knots, LLC See All Filings	D	2019-01-16 13:56:00 UTC
Amount To Be Raised $439,999 Associated Brokers / Dealers N/A CIK Number 0001762044 Filed Document 0001762044-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:56:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREVENT INNOVATION INVESTORS, LLC See All Filings	D	2019-01-16 13:55:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001764893 Filed Document 0001764893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:55:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-01-16 13:53:32 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada CIK Number 0001747750 Filed Document 0001747750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:53:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Opportunities Fund, Ltd. See All Filings	D/A	2019-01-16 13:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651868 Filed Document 0001315863-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:53:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PREDICT INNOVATION INVESTORS, LLC See All Filings	D	2019-01-16 13:50:02 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001764976 Filed Document 0001764976-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:50:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 1X Fund LLC See All Filings	D/A	2019-01-16 13:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. CIK Number 0001460513 Filed Document 0001315863-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:49:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Global 3X Fund LLC See All Filings	D/A	2019-01-16 13:47:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. CIK Number 0001332181 Filed Document 0001315863-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:47:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OCO Opportunities Offshore Fund, Ltd. See All Filings	D/A	2019-01-16 13:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582585 Filed Document 0000950142-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCO Opportunities Onshore Fund, L.P. See All Filings	D/A	2019-01-16 13:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582606 Filed Document 0000950142-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATIVE DESIGNS INC See All Filings	D	2019-01-16 13:31:41 UTC
Amount To Be Raised $306,000 Associated Brokers / Dealers N/A CIK Number 0001190370 Filed Document 0001615774-19-000661 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:31:41 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
37 Capital Securitized Long/Short Fund, LP See All Filings	D	2019-01-16 13:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001765036 Filed Document 0001765036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2019-01-16 13:23:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000875729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:23:41 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pemberton Debt Fund Delaware II LP See All Filings	D	2019-01-16 13:20:08 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001762154 Filed Document 0001762154-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indy Sports & Entertainment, LLC See All Filings	D	2019-01-16 13:17:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001764942 Filed Document 0001764942-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:17:35 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LLC See All Filings	D	2019-01-16 13:13:17 UTC
Amount To Be Raised $556,000 Associated Brokers / Dealers N/A CIK Number 0001765020 Filed Document 0001765020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:13:17 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ranch Hand LLC See All Filings	D	2019-01-16 13:02:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001765049 Filed Document 0001765049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 13:02:15 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Automaton, Inc. See All Filings	D	2019-01-16 12:52:28 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001681914 Filed Document 0001681914-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:52:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Juniper Lindsey, LP See All Filings	D	2019-01-16 12:51:47 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001764952 Filed Document 0001567619-19-001195 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:51:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JBA-Supreme Investment Fund, LLC See All Filings	D	2019-01-16 12:47:23 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001764531 Filed Document 0001764531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COGNITIVE CLARITY INC. See All Filings	D	2019-01-16 12:45:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001765042 Filed Document 0001765042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:45:25 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Credit Alpha Fund LLC See All Filings	D/A	2019-01-16 12:43:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001757081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:43:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scopia Long International Ltd See All Filings	D/A	2019-01-16 12:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624550 Filed Document 0000919574-19-000410 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Figo Pet Insurance, LLC See All Filings	D	2019-01-16 12:28:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596737 Filed Document 0001596737-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:28:36 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Teamblind Inc. See All Filings	D/A	2019-01-16 12:22:50 UTC
Amount To Be Raised $18,890,000 Associated Brokers / Dealers N/A CIK Number 0001651006 Filed Document 0001651006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:22:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIGGRE U.S. Real Estate Fund III Lexington Feeder, LLC See All Filings	D	2019-01-16 12:15:22 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers N/A CIK Number 0001762674 Filed Document 0001762674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TZG Stadium Suites LLC See All Filings	D	2019-01-16 12:06:53 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001764830 Filed Document 0001764830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:06:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HAWKERS GROWTH FUND II, LLC See All Filings	D/A	2019-01-16 12:03:49 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001753397 Filed Document 0001753397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 12:03:49 UTC Type of Offering D/A Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sessa Capital Special Opportunity Fund II, L.P. See All Filings	D	2019-01-16 11:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765009 Filed Document 0001765009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:57:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Capital III, L.P. See All Filings	D/A	2019-01-16 11:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Stifel, Nicolaus & Company, Incorporated CIK Number 0001694432 Filed Document 0001694432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:56:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL ALL CAP FUND See All Filings	D/A	2019-01-16 11:54:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408858 Filed Document 0001408858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:54:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METHODOLOGY PUTS FUND B LTD. See All Filings	D/A	2019-01-16 11:40:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716617 Filed Document 0001716617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 11:40:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity