Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Ola Investments LLC See All Filings	D/A	2019-01-24 11:17:49 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Cape Securities, Inc. CIK Number 0001764624 Filed Document 0001764624-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-24 11:17:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TRIGRAN INVESTMENTS LP II See All Filings	D/A	2019-01-24 11:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315014 Filed Document 0001315014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 11:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIGRAN INVESTMENTS LP See All Filings	D/A	2019-01-24 10:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000905558 Filed Document 0000905558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2711 Allen Rd Holdings, LLC See All Filings	D	2019-01-24 10:51:23 UTC
Amount To Be Raised $3,933,000 Associated Brokers / Dealers N/A CIK Number 0001764127 Filed Document 0001764127-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:51:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Truss Holdings, Inc. See All Filings	D	2019-01-24 10:47:02 UTC
Amount To Be Raised $17,228,430 Associated Brokers / Dealers N/A CIK Number 0001668644 Filed Document 0001668644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:47:02 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2019-01-24 10:42:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:42:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2019-01-24 10:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBK PARTNERS LLC See All Filings	D/A	2019-01-24 10:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANDERBILT PARTNERS LLC See All Filings	D/A	2019-01-24 10:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459795 Filed Document 0001315863-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oze Capital Fund 1, LP See All Filings	D	2019-01-24 10:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763705 Filed Document 0001763705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:26:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProctorFree, Inc. See All Filings	D	2019-01-24 10:20:10 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001663250 Filed Document 0001461373-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:20:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Airgraft Inc. See All Filings	D	2019-01-24 10:08:38 UTC
Amount To Be Raised $6,575,000 Associated Brokers / Dealers N/A CIK Number 0001762421 Filed Document 0001762421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:08:38 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Podcraft, Inc. See All Filings	D	2019-01-24 10:02:36 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001765292 Filed Document 0001765292-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 10:02:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fixional, Inc. See All Filings	D	2019-01-24 09:44:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001711796 Filed Document 0001711796-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:44:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Addie MLP Fund, L.P. See All Filings	D/A	2019-01-24 09:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666489 Filed Document 0001666489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI MAR REIT II, L.L.C. See All Filings	D	2019-01-24 09:22:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763979 Filed Document 0001763979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:22:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI HOTEL MAR REIT II, L.L.C. See All Filings	D	2019-01-24 09:18:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763978 Filed Document 0001763978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:18:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI MAPLE MAR REIT II, L.L.C. See All Filings	D	2019-01-24 09:15:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763976 Filed Document 0001763976-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:15:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOF-XI HOTEL MAR REIT, L.L.C. See All Filings	D	2019-01-24 09:12:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001763977 Filed Document 0001763977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:12:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gaia Platform, LLc See All Filings	D	2019-01-24 09:08:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001765747 Filed Document 0001765747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 09:08:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MFS Commodity Strategy Portfolio See All Filings	D	2019-01-24 08:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608504 Filed Document 0001608504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:58:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valero Direct E, LLC See All Filings	D	2019-01-24 08:51:04 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001765659 Filed Document 0001765659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:51:04 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV See All Filings	D	2019-01-24 08:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392417 Filed Document 0000912938-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:50:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhisperSom Corp See All Filings	D	2019-01-24 08:16:03 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-24 08:16:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COLOMBARD OFFSHORE FUND Ltd See All Filings	D/A	2019-01-24 07:50:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542078 Filed Document 0001566114-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-24 07:50:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEO FOODS INC See All Filings	D	2019-01-23 21:59:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001612188 Filed Document 0001612188-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:59:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Global Diversified Return Fund LLC See All Filings	D/A	2019-01-23 21:37:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570498 Filed Document 0001382963-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Systematic International All Cap Core Fund LLC See All Filings	D/A	2019-01-23 21:34:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001382963-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-23 21:34:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kindred Ventures I, L.P. See All Filings	D/A	2019-01-23 20:43:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001765533 Filed Document 0001765533-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sigma IQ, Inc. See All Filings	D	2019-01-23 20:32:09 UTC
Amount To Be Raised $3,499,997 Associated Brokers / Dealers N/A CIK Number 0001765207 Filed Document 0001765207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:32:09 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NAPA VALLEY LIMONCELLO COMPANY, LLC See All Filings	D	2019-01-23 20:32:07 UTC
Amount To Be Raised $124,001 Associated Brokers / Dealers N/A CIK Number 0001557286 Filed Document 0001557286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:32:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Square Mile PE Partners REIT LLC See All Filings	D	2019-01-23 20:14:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760286 Filed Document 0001760286-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Credit Partners II REIT LLC See All Filings	D	2019-01-23 20:08:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760294 Filed Document 0001760294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile GP IV (AIV) LLC See All Filings	D	2019-01-23 20:00:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760290 Filed Document 0001760290-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 20:00:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile PE GP A LLC See All Filings	D	2019-01-23 19:54:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760287 Filed Document 0001760287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:54:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Square Mile Tactical Partners II REIT LLC See All Filings	D	2019-01-23 19:47:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001760293 Filed Document 0001760293-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:47:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TP II/CP II JIV REIT LLC See All Filings	D	2019-01-23 19:39:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001749014 Filed Document 0001749014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 19:39:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 210 See All Filings	D	2019-01-23 18:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001765131 Filed Document 0001765131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 355 See All Filings	D	2019-01-23 18:31:09 UTC
Amount To Be Raised $135,108 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762875 Filed Document 0001739215-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SF Equity Partners Coinvest IC, LP See All Filings	D	2019-01-23 18:30:56 UTC
Amount To Be Raised $8,616,012 Associated Brokers / Dealers N/A CIK Number 0001762547 Filed Document 0001762547-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:30:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETolls, LLC See All Filings	D	2019-01-23 18:30:49 UTC
Amount To Be Raised $606,250 Associated Brokers / Dealers N/A CIK Number 0001740349 Filed Document 0001740349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:30:49 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 334 See All Filings	D	2019-01-23 18:29:26 UTC
Amount To Be Raised $246,982 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758753 Filed Document 0001739215-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 242 See All Filings	D/A	2019-01-23 18:27:40 UTC
Amount To Be Raised $763,200 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001739215 Filed Document 0001739215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Home Star Storage Orlando, LLC See All Filings	D	2019-01-23 18:22:56 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001765713 Filed Document 0001765712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:22:56 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Risk Underwriters, LLC See All Filings	D/A	2019-01-23 18:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724119 Filed Document 0001724119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:21:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WRR - Madison #9 LP See All Filings	D	2019-01-23 18:17:13 UTC
Amount To Be Raised $3,217,382 Associated Brokers / Dealers N/A CIK Number 0001765745 Filed Document 0001654954-19-000718 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:17:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Redhop LP See All Filings	D/A	2019-01-23 18:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606860 Filed Document 0001606860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worthwhile Capital, LLC See All Filings	D	2019-01-23 18:06:30 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001765712 Filed Document 0001765712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 18:06:30 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aquipor Technologies, Inc. See All Filings	D	2019-01-23 17:57:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001765489 Filed Document 0001765489-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:57:12 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Simple Mills, Inc. See All Filings	D	2019-01-23 17:56:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612522 Filed Document 0001740010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-23 17:56:41 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity