Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2019-02-08 16:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Straka Partners, LLC See All Filings	D/A	2019-02-08 16:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697221 Filed Document 0001697221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AP EPF III Helix Co-Invest, L.P. See All Filings	D	2019-02-08 16:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764660 Filed Document 0000950142-19-000186 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2019-02-08 16:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCIP III Suncoast Parkway Series See All Filings	D	2019-02-08 16:00:00 UTC
Amount To Be Raised $483,300 Associated Brokers / Dealers N/A CIK Number 0001766709 Filed Document 0001766711-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Cultivate Music, Inc. See All Filings	D	2019-02-08 15:59:04 UTC
Amount To Be Raised $401,484 Associated Brokers / Dealers N/A CIK Number 0001738016 Filed Document 0001738016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:59:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ancor Pledge Fund VIII, LLC See All Filings	D	2019-02-08 15:54:33 UTC
Amount To Be Raised $614,025 Associated Brokers / Dealers N/A CIK Number 0001653116 Filed Document 0001653116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:54:33 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Xeno Biosciences Inc. See All Filings	D	2019-02-08 15:51:35 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001748206 Filed Document 0001748206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:51:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PCIP III Concorde Circle Series See All Filings	D	2019-02-08 15:50:54 UTC
Amount To Be Raised $116,500 Associated Brokers / Dealers N/A CIK Number 0001766711 Filed Document 0001766711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:50:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Stripe, Inc. See All Filings	D	2019-02-08 15:49:36 UTC
Amount To Be Raised $100,000,016 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:49:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3DEO, INC. See All Filings	D	2019-02-08 15:47:06 UTC
Amount To Be Raised $14,073,476 Associated Brokers / Dealers N/A CIK Number 0001706043 Filed Document 0001706636-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:47:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDEN DEVCO LP See All Filings	D	2019-02-08 15:46:05 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001766885 Filed Document 0001144204-19-005823 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:46:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wichita Owner Finance LLC See All Filings	D	2019-02-08 15:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754772 Filed Document 0001754772-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:35:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
IIF UK 1 LP See All Filings	D/A	2019-02-08 15:25:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749041 Filed Document 0001749041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:25:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF UK 1 HEDGED LP See All Filings	D/A	2019-02-08 15:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753252 Filed Document 0001753252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF HEDGED LP See All Filings	D/A	2019-02-08 15:23:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753251 Filed Document 0001753251-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Dutch 1 Cayman L.P. See All Filings	D/A	2019-02-08 15:23:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749001 Filed Document 0001749001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity House Inc See All Filings	D	2019-02-08 15:23:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001760129 Filed Document 0001706636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:23:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IIF Cayman 1 Ltd. See All Filings	D/A	2019-02-08 15:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749042 Filed Document 0001749042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF CAYMAN 1 HEDGED LTD. See All Filings	D/A	2019-02-08 15:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753250 Filed Document 0001753250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 4 LP See All Filings	D/A	2019-02-08 15:16:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749040 Filed Document 0001749040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:16:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 3 LP See All Filings	D/A	2019-02-08 15:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001749039 Filed Document 0001749039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seashore Surgical Institute, L.L.C. See All Filings	D	2019-02-08 15:13:47 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001693749 Filed Document 0001693749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:13:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Stratifyd, Inc. See All Filings	D/A	2019-02-08 15:09:22 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001634594 Filed Document 0001634594-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:09:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, LP See All Filings	D/A	2019-02-08 15:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601964 Filed Document 0001601964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 2 LP See All Filings	D/A	2019-02-08 15:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748970 Filed Document 0001748970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 1 LP See All Filings	D/A	2019-02-08 15:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001748969 Filed Document 0001748969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TommyKnockers LLC See All Filings	D/A	2019-02-08 15:03:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758196 Filed Document 0001758196-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:25 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IIF CANADIAN 1 HEDGED LP See All Filings	D/A	2019-02-08 15:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES PLC, JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., FRANKFURT BRANCH, JF ASSET MANAGEMENT LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., SUCURSAL EN ESPANA, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., THE NETHERLANDS BRANCH, JPMORGAN ASSET MANAGEMENT (NORDIC) FILIAL TILL JPMORGAN ASSET MANAGEMENT (EUROPE) S.A R.L., JPMORGAN FUNDS (ASIA) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, J.P. MORGAN PRIVATE INVESTMENTS INC., JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, J.P. MORGAN INTERNATIONAL BANK LIMITED, J.P. MORGAN INTERNATIONAL BANK LIMITED - FRANKFURT BRANCH, J.P. MORGAN (SUISSE) SA, and JPMORGAN CHASE BANK, N.A. - PARIS BRANCH CIK Number 0001753249 Filed Document 0001753249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 15:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latour Co-Invest Hygee See All Filings	D	2019-02-08 14:57:45 UTC
Amount To Be Raised $50,160,000 Associated Brokers / Dealers N/A CIK Number 0001767001 Filed Document 0001767001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karma Athletics Ltd. See All Filings	D	2019-02-08 14:56:48 UTC
Amount To Be Raised $20,175 Associated Brokers / Dealers N/A CIK Number 0001766121 Filed Document 0001085037-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:56:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chenavari Multi-Strategy Credit Fund SPC See All Filings	D/A	2019-02-08 14:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001510148 Filed Document 0001510148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agilis Park Fund, LP See All Filings	D/A	2019-02-08 14:33:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Richard Rhoads CIK Number 0001726094 Filed Document 0001687427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:33:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNP INTERNATIONAL INC See All Filings	D	2019-02-08 14:27:20 UTC
Amount To Be Raised $5,003,350 Associated Brokers / Dealers N/A CIK Number 0001765148 Filed Document 0001765148-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:27:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Acoustic Wave Cell Therapy, Inc. See All Filings	D	2019-02-08 14:24:43 UTC
Amount To Be Raised $8,208,790 Associated Brokers / Dealers N/A CIK Number 0001706636 Filed Document 0001706636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:24:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TVM Life Science Ventures VIII SCSp See All Filings	D	2019-02-08 14:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001767198 Filed Document 0001767198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaucho Group, Inc. See All Filings	D/A	2019-02-08 14:16:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001753402 Filed Document 0001753402-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:16:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
THORNBURG INVESTMENT TRUST See All Filings	D/A	2019-02-08 14:14:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000816153 Filed Document 0001567619-19-002743 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:14:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Current Asset Fund Ltd. See All Filings	D/A	2019-02-08 14:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570882 Filed Document 0000899140-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Second Reality Interactive, Inc. See All Filings	D	2019-02-08 14:05:59 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001767438 Filed Document 0001767438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:59 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RPL Fund I, a series of Marine Layer Investments, LP See All Filings	D	2019-02-08 14:05:29 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001767225 Filed Document 0001767225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 14:05:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaSom, Inc See All Filings	D/A	2019-02-08 13:48:08 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:48:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
DouglasBay Capital III Fund LP See All Filings	D/A	2019-02-08 13:40:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001730641 Filed Document 0001730641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:40:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Photovoltaics LLC See All Filings	D	2019-02-08 13:38:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:38:24 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Nipun Emerging Markets Alpha Onshore Fund, L.P. See All Filings	D/A	2019-02-08 13:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665885 Filed Document 0001665885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CIF FL, L.P. See All Filings	D	2019-02-08 13:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767204 Filed Document 0001767204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serda Brewing Company, Inc. See All Filings	D	2019-02-08 13:31:09 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001767448 Filed Document 0001767448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:31:09 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KARYA FUND LTD See All Filings	D/A	2019-02-08 13:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
DIAMOND A PARTNERS, L.P. See All Filings	D/A	2019-02-08 13:23:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000899279 Filed Document 0000935836-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RECODE THERAPEUTICS, INC. See All Filings	D/A	2019-02-08 13:21:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001693764 Filed Document 0001693764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 13:21:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity