Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AO Partners II, LP See All Filings	D/A	2019-02-11 09:51:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726809 Filed Document 0000897069-19-000108 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:51:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D	2019-02-11 09:51:02 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:51:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Gencove Inc. See All Filings	D	2019-02-11 09:32:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001708325 Filed Document 0001708325-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:32:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Fund, L.P. See All Filings	D/A	2019-02-11 09:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510728 Filed Document 0000902664-19-000779 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
9343776 Canada Inc. See All Filings	D	2019-02-11 09:07:12 UTC
Amount To Be Raised $187,195 Associated Brokers / Dealers N/A CIK Number 0001767556 Filed Document 0001767556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 09:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
WE REIT, LLC See All Filings	D	2019-02-11 08:14:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766933 Filed Document 0001766933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 08:14:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Playa Jefferson Office, LLC See All Filings	D	2019-02-11 08:05:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766943 Filed Document 0001766943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 08:05:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IPI NSIPI REIT, LLC See All Filings	D	2019-02-11 07:54:46 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766774 Filed Document 0001766774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 07:54:46 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCCO TUKWILA Domestic REIT, LLC See All Filings	D	2019-02-11 07:41:03 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766776 Filed Document 0001766776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-11 07:41:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M360 CRE-CLO SUBREIT, LLC See All Filings	D	2019-02-08 22:00:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001765544 Filed Document 0001765544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 22:00:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indify,Inc. See All Filings	D	2019-02-08 21:57:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001767322 Filed Document 0001767322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 21:57:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
Metabase, Inc. See All Filings	D	2019-02-08 20:16:34 UTC
Amount To Be Raised $13,045,420 Associated Brokers / Dealers N/A CIK Number 0001767285 Filed Document 0001767285-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 20:16:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DML Capital Mortgage Fund, LLC See All Filings	D	2019-02-08 19:45:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001766960 Filed Document 0001766960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:45:06 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OS Fund I, a series of AX-RN-Funds, LP See All Filings	D	2019-02-08 19:41:42 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001767081 Filed Document 0001767081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaks at San Jose 200, LLC See All Filings	D	2019-02-08 19:29:02 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001767524 Filed Document 0001767524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:29:02 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CANIVATE GROWING SYSTEMS LTD. See All Filings	D	2019-02-08 19:10:08 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001766921 Filed Document 0001183740-19-000022 Exclusions or Exemptions 506b Accepted Date 2019-02-08 19:10:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Illumio, Inc. See All Filings	D	2019-02-08 18:47:01 UTC
Amount To Be Raised $65,200,000 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:47:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D	2019-02-08 18:43:38 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:43:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua International Growth Equity QP Fund LP See All Filings	D/A	2019-02-08 18:34:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554685 Filed Document 0001554685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:34:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D/A	2019-02-08 18:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dome U.S. Multifamily Fund III (A), L.P. See All Filings	D/A	2019-02-08 18:30:05 UTC
Amount To Be Raised $173,823,948 Associated Brokers / Dealers Citibank N.A. CIK Number 0001728858 Filed Document 0000947871-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:30:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dome U.S. Multifamily Fund III, L.P. See All Filings	D/A	2019-02-08 18:27:48 UTC
Amount To Be Raised $6,155,000 Associated Brokers / Dealers Beacon Wealth Management, LLC CIK Number 0001728854 Filed Document 0000947871-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:27:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silivhere Technologies Inc. See All Filings	D	2019-02-08 18:10:31 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001767209 Filed Document 0001767209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 18:10:31 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1630 E Baseline Rd LLC See All Filings	D	2019-02-08 17:59:32 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001767516 Filed Document 0001767516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:59:32 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
New Providence Capital Partners I, LP See All Filings	D	2019-02-08 17:50:08 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001766131 Filed Document 0001766131-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nanoscale Components, Inc. See All Filings	D	2019-02-08 17:46:31 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001405724 Filed Document 0001405724-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:46:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Sky Wolf Wind Turbine Corp See All Filings	D	2019-02-08 17:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525874 Filed Document 0001144204-19-005909 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:45:48 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Health of Orlando, LLC See All Filings	D	2019-02-08 17:44:56 UTC
Amount To Be Raised $23,252 Associated Brokers / Dealers N/A CIK Number 0001767487 Filed Document 0001767487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:44:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PROVENIRE ALPHA SELECT, LP See All Filings	D/A	2019-02-08 17:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729439 Filed Document 0001729439-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Horton Freedom, L.P. See All Filings	D	2019-02-08 17:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767112 Filed Document 0001767112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:28:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightspeed SPV I-B, LLC See All Filings	D	2019-02-08 17:25:26 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001759394 Filed Document 0001759394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:25:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIMG CXL 21 South, LLC See All Filings	D	2019-02-08 17:24:03 UTC
Amount To Be Raised $6,418,000 Associated Brokers / Dealers N/A CIK Number 0001767011 Filed Document 0001767011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:24:03 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aqua Membranes, Inc. See All Filings	D	2019-02-08 17:23:46 UTC
Amount To Be Raised $2,345,527 Associated Brokers / Dealers N/A CIK Number 0001766705 Filed Document 0001766705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:23:46 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Hypixel Studios Inc. See All Filings	D	2019-02-08 17:13:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001767279 Filed Document 0001767279-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:13:12 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Provenire Technology Partners II, LP See All Filings	D	2019-02-08 17:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661745 Filed Document 0001661745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
3B1 Guacamaya Fund, LP See All Filings	D	2019-02-08 17:07:40 UTC
Amount To Be Raised $211,560,000 Associated Brokers / Dealers N/A CIK Number 0001767002 Filed Document 0001567619-19-002840 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:07:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C21 Investments Inc. See All Filings	D	2019-02-08 17:06:49 UTC
Amount To Be Raised $8,010,000 Associated Brokers / Dealers N/A CIK Number 0000831609 Filed Document 0001062993-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:06:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Neutron Holdings, Inc. See All Filings	D	2019-02-08 17:06:30 UTC
Amount To Be Raised $399,999,998 Associated Brokers / Dealers N/A CIK Number 0001699963 Filed Document 0001699963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:06:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Dot Bioplastics Inc. See All Filings	D	2019-02-08 17:05:03 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001531442 Filed Document 0001531442-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:05:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Autotech Fund II, L.P. See All Filings	D/A	2019-02-08 17:04:40 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers Triago CIK Number 0001760418 Filed Document 0001760418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GNS Hillier Global Opportunities Fund See All Filings	D/A	2019-02-08 17:01:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542116 Filed Document 0001542116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 17:01:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Costella Kirsch VII, L.P. See All Filings	D	2019-02-08 16:56:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001764427 Filed Document 0001764427-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:56:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Discovery, LP See All Filings	D/A	2019-02-08 16:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001550970 Filed Document 0001213900-19-001944 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:54:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFI Global: Life Sciences Fund, LP See All Filings	D	2019-02-08 16:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Funds Distributor, Inc. CIK Number 0001767473 Filed Document 0001767473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:50:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SecureSet Academy, Inc. See All Filings	D	2019-02-08 16:48:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651720 Filed Document 0001651720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:48:31 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. See All Filings	D/A	2019-02-08 16:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001631908 Filed Document 0001631908-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:47:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CZ Enhanced Fund Ltd See All Filings	D/A	2019-02-08 16:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574244 Filed Document 0001567619-19-002825 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provenire Technology Partners, LP See All Filings	D/A	2019-02-08 16:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595984 Filed Document 0001595984-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Vale Fox Distillery LLC See All Filings	D	2019-02-08 16:35:08 UTC
Amount To Be Raised $1,405,000 Associated Brokers / Dealers None CIK Number 0001767099 Filed Document 0001767099-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:35:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HaptX, Inc. See All Filings	D	2019-02-08 16:34:30 UTC
Amount To Be Raised $20,228,523 Associated Brokers / Dealers N/A CIK Number 0001702657 Filed Document 0001702657-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 16:34:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity